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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDL
151
DELISTED
Avadel Pharmaceuticals
AVDL
$310K 0.07%
25,000
– –
ADP icon
152
Automatic Data Processing
ADP
$107B
$309K 0.07%
3,500
– –
IEX icon
153
IDEX
IEX
$17.7B
$309K 0.07%
3,300
– –
FIS icon
154
Fidelity National Information Services
FIS
$21.6B
$308K 0.07%
4,000
– –
SCHE icon
155
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$307K 0.07%
13,300
– –
ULTI
156
DELISTED
Ultimate Software Group Inc
ULTI
$307K 0.07%
1,500
– –
TSM icon
157
TSMC
TSM
$2.23T
$306K 0.07%
10,000
– –
ACN icon
158
Accenture
ACN
$110B
$305K 0.07%
2,500
– –
ORA icon
159
Ormat Technologies
ORA
$6.97B
$305K 0.07%
6,300
– –
CRESY
160
Cresud
CRESY
$759M
$304K 0.07%
19,092
-11,231
-37% -$168K
ITG
161
DELISTED
Investment Technology Group Inc
ITG
$303K 0.07%
17,700
– –
THG icon
162
Hanover Insurance
THG
$7.74B
$302K 0.07%
4,000
– –
XRAY icon
163
Dentsply Sirona
XRAY
$2.27B
$302K 0.07%
5,079
– –
RENX
164
DELISTED
RELX N.V.
RENX
$302K 0.07%
16,918
– –
AMP icon
165
Ameriprise Financial
AMP
$49.9B
$299K 0.07%
3,000
– –
CHT icon
166
Chunghwa Telecom
CHT
$32.8B
$298K 0.06%
8,500
– –
FMS icon
167
Fresenius Medical Care
FMS
$12.6B
$298K 0.06%
6,800
– –
WAB icon
168
Wabtec
WAB
$49.9B
$294K 0.06%
3,600
– –
TEO icon
169
Telecom Argentina
TEO
$5.81B
$293K 0.06%
16,000
– –
VLT icon
170
Invesco High Income Trust II
VLT
$65.8M
$292K 0.06%
20,000
-20,000
-50% -$285K
SCJ icon
171
iShares MSCI Japan Small-Cap ETF
SCJ
$264M
$291K 0.06%
4,500
– –
ECOL
172
DELISTED
US Ecology, Inc.
ECOL
$291K 0.06%
6,500
– –
FMC icon
173
FMC
FMC
$1.28B
$290K 0.06%
6,918
– –
CATM
174
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$290K 0.06%
6,500
– –
DOX icon
175
Amdocs
DOX
$6.08B
$289K 0.06%
5,000
– –
5 6
7
8 9

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Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.