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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$394M
AUM Growth
-$65M
Cap. Flow
-$77.2M
Cap. Flow %
-19.58%
Top 10 Hldgs %
36.62%
Holding
422
New
133
Increased
28
Reduced
72
Closed
59

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$14.6M
2
ARI
Apollo Commercial Real Estate
ARI
+$4.49M
3
ARCC icon
Ares Capital
ARCC
+$4.09M
4
SLRC icon
SLR Investment Corp
SLRC
+$3.4M
5
MFA
MFA Financial
MFA
+$3M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$14.4M
2
BXMT icon
Blackstone Mortgage Trust
BXMT
+$10.3M
3
AGNC icon
AGNC Investment
AGNC
+$8.79M
4
IVR icon
Invesco Mortgage Capital
IVR
+$8.38M
5
MITT
TPG Mortgage Investment Trust
MITT
+$7.88M

Sector Composition

Rank Sector Weight
1 Financials 35.61%
2 Real Estate 16.51%
3 Communication Services 5.68%
4 Industrials 4.38%
5 Technology 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
101
Automatic Data Processing
ADP
$106B
$360K 0.09%
3,500
– –
FMC icon
102
FMC
FMC
$1.27B
$339K 0.09%
6,918
– –
DFP
103
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$338K 0.09%
+14,215
New +$336K
ORA icon
104
Ormat Technologies
ORA
$6.96B
$338K 0.09%
6,300
– –
NVR icon
105
NVR
NVR
$16.8B
$334K 0.08%
200
– –
AZO icon
106
AutoZone
AZO
$49.7B
$332K 0.08%
420
– –
CB icon
107
Chubb
CB
$133B
$330K 0.08%
2,500
– –
CDK
108
DELISTED
CDK Global, Inc.
CDK
$328K 0.08%
5,500
– –
PNRA
109
DELISTED
Panera Bread Co
PNRA
$328K 0.08%
1,600
– –
BAK icon
110
Braskem
BAK
$849M
$327K 0.08%
15,400
-5,600
-27% -$99K
FDS icon
111
Factset
FDS
$9.87B
$327K 0.08%
2,000
– –
AXS icon
112
AXIS Capital
AXS
$7.3B
$326K 0.08%
5,000
– –
ING icon
113
ING
ING
$102B
$324K 0.08%
23,000
+10,000
+77% +$135K
AWH
114
DELISTED
Allied World Assurance Co Hld Lt
AWH
$322K 0.08%
6,000
– –
ECOL
115
DELISTED
US Ecology, Inc.
ECOL
$319K 0.08%
6,500
– –
COL
116
DELISTED
Rockwell Collins
COL
$315K 0.08%
3,400
– –
WCN
117
Waste Connections
WCN
$41.9B
$314K 0.08%
6,000
-3,000
-33% -$152K
MTB icon
118
M&T Bank
MTB
$36.6B
$313K 0.08%
2,000
– –
AV
119
DELISTED
Aviva Plc
AV
$313K 0.08%
26,500
+11,500
+77% +$131K
TGS icon
120
Transportadora de Gas del Sur
TGS
$4.2B
$311K 0.08%
35,828
-11,942
-25% -$88.5K
SIMO icon
121
Silicon Motion
SIMO
$8.34B
$310K 0.08%
7,300
– –
IP icon
122
International Paper
IP
$21.8B
$308K 0.08%
+6,125
New +$283K
EFF
123
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$306K 0.08%
17,858
-39,322
-69% -$634K
FIS icon
124
Fidelity National Information Services
FIS
$21.6B
$303K 0.08%
4,000
– –
HXL icon
125
Hexcel
HXL
$7.72B
$303K 0.08%
5,900
– –
3 4
5
6 7

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Yorktown Management & Research Company's Q4 2016 Portfolio in Review

As of Q4 2016, Yorktown Management & Research Company held 422 positions worth $394M, down 14% from $459M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Yorktown Management & Research Company withdrew a net $77.2M in Q4 2016, closing 59 positions and reducing 72 holdings. Its most notable exit was AGNC Investment, an estimated $8.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 28% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in MFA Financial worth $3.05M.

  • Yorktown Management & Research Company's largest Q4 2016 buy was MFA Financial: 100,000 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Rithm Capital in Q4 2016, an estimated $14.6M increase.
  • Yorktown Management & Research Company's biggest Q4 2016 reduction was PennyMac Mortgage Investment, cutting an estimated $14.4M.
  • Yorktown Management & Research Company fully exited AGNC Investment in Q4 2016, selling an estimated $8.79M.
  • Yorktown Management & Research Company's ten largest holdings make up 37% of its $394M portfolio in Q4 2016.
  • Yorktown Management & Research Company opened 133 new positions and closed 59 in Q4 2016.
  • Yorktown Management & Research Company's portfolio value fell 14% quarter-over-quarter to $394M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.