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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
101
BCE
BCE
$21.5B
$777K 0.17%
18,200
– –
ARI
102
Apollo Commercial Real Estate
ARI
$887M
$764K 0.16%
50,000
-142,600
-74% -$2.22M
AMTG
103
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$730K 0.16%
50,000
-231,759
-82% -$3.59M
LYB icon
104
LyondellBasell Industries
LYB
$20.4B
$688K 0.15%
+9,400
New +$655K
THHY
105
DELISTED
VanEck Vectors Treasury-Hedged High Yield Bond ETF
THHY
$673K 0.14%
27,000
+15,500
+135% +$385K
LDR
106
DELISTED
Landauer Inc
LDR
$657K 0.14%
12,800
– –
MSFT icon
107
Microsoft
MSFT
$3.66T
$643K 0.14%
+19,300
New +$635K
RY icon
108
Royal Bank of Canada
RY
$295B
$642K 0.14%
+10,000
New +$621K
GRMN
109
Garmin
GRMN
$59.7B
$633K 0.14%
+14,000
New +$556K
RDS.A
110
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$624K 0.13%
10,171
– –
RSO
111
DELISTED
Resource Capital Corp.
RSO
$594K 0.13%
25,000
-136,750
-85% -$3.36M
VIVO
112
DELISTED
Meridian Bioscience Inc
VIVO
$568K 0.12%
+24,000
New +$560K
HYF
113
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$518K 0.11%
259,000
– –
RSG icon
114
Republic Services
RSG
$66.3B
$500K 0.11%
+15,000
New +$510K
EC icon
115
Ecopetrol
EC
$34.7B
$483K 0.1%
+10,500
New +$476K
BR icon
116
Broadridge
BR
$19.1B
$476K 0.1%
15,000
– –
CSCO icon
117
Cisco
CSCO
$486B
$475K 0.1%
+20,300
New +$504K
VGK icon
118
Vanguard FTSE Europe ETF
VGK
$31B
$474K 0.1%
+8,700
New +$455K
TNH
119
DELISTED
Terra Nitrogen
TNH
$466K 0.1%
+2,300
New +$491K
BGC icon
120
BGC Group
BGC
$5.01B
$463K 0.1%
+127,510
New +$490K
FHI icon
121
Federated Hermes
FHI
$4.67B
$462K 0.1%
+17,000
New +$483K
GEO icon
122
The GEO Group
GEO
$4.1B
$433K 0.09%
+19,500
New +$437K
HMH
123
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$426K 0.09%
73,300
– –
HIMX
124
Himax Technologies
HIMX
$2.63B
$420K 0.09%
42,000
– –
LNC icon
125
Lincoln National
LNC
$8.4B
$420K 0.09%
+10,000
New +$422K
3 4
5
6 7

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.