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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$394M
AUM Growth
-$65M
Cap. Flow
-$77.2M
Cap. Flow %
-19.58%
Top 10 Hldgs %
36.62%
Holding
422
New
133
Increased
28
Reduced
72
Closed
59

Top Buys

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$14.6M
2
ARI
Apollo Commercial Real Estate
ARI
+$4.49M
3
ARCC icon
Ares Capital
ARCC
+$4.09M
4
SLRC icon
SLR Investment Corp
SLRC
+$3.4M
5
MFA
MFA Financial
MFA
+$3M

Top Sells

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$14.4M
2
BXMT icon
Blackstone Mortgage Trust
BXMT
+$10.3M
3
AGNC icon
AGNC Investment
AGNC
+$8.79M
4
IVR icon
Invesco Mortgage Capital
IVR
+$8.38M
5
MITT
TPG Mortgage Investment Trust
MITT
+$7.88M

Sector Composition

Rank Sector Weight
1 Financials 35.61%
2 Real Estate 16.51%
3 Communication Services 5.68%
4 Industrials 4.38%
5 Technology 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
76
American Express
AXP
$232B
$1.06M 0.27%
+14,300
New +$990K
MON
77
DELISTED
Monsanto Co
MON
$1.05M 0.27%
+10,000
New +$1.03M
SWKS icon
78
Skyworks Solutions
SWKS
$10.5B
$1.04M 0.27%
+14,000
New +$1.08M
JCI icon
79
Johnson Controls International
JCI
$92.6B
$1.03M 0.26%
+25,000
New +$1.09M
EMN icon
80
Eastman Chemical
EMN
$8.29B
$1.01M 0.26%
+13,500
New +$975K
BGB
81
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$997K 0.25%
+65,000
New +$968K
TAP icon
82
Molson Coors Class B
TAP
$7.75B
$973K 0.25%
+10,000
New +$1.02M
AIF
83
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$926K 0.23%
60,000
– –
BGX
84
Blackstone Long-Short Credit Income Fund
BGX
$139M
$876K 0.22%
+55,000
New +$848K
BIT icon
85
BlackRock Multi-Sector Income Trust
BIT
$701M
$742K 0.19%
45,000
-195,000
-81% -$3.21M
SCHM icon
86
Schwab US Mid-Cap ETF
SCHM
$15.2B
$677K 0.17%
+45,000
New +$658K
GDO
87
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.3M
$606K 0.15%
35,422
-39,700
-53% -$679K
ALR
88
DELISTED
Alere Inc
ALR
$565K 0.14%
14,500
– –
VCSH icon
89
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$556K 0.14%
7,000
-11,000
-61% -$878K
KIO
90
KKR Income Opportunities Fund
KIO
$458M
$543K 0.14%
33,900
– –
INTC icon
91
Intel
INTC
$509B
$537K 0.14%
14,800
+6,400
+76% +$229K
TSM icon
92
TSMC
TSM
$2.23T
$532K 0.13%
18,500
+8,500
+85% +$256K
PSX icon
93
Phillips 66
PSX
$90B
$528K 0.13%
6,100
+2,900
+91% +$241K
SAP icon
94
SAP
SAP
$236B
$493K 0.13%
5,700
– –
SCHV
95
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$481K 0.12%
+30,000
New +$465K
AMP icon
96
Ameriprise Financial
AMP
$49.9B
$477K 0.12%
4,300
+1,300
+43% +$137K
VEU icon
97
Vanguard FTSE All-World ex-US ETF
VEU
$70.5B
$407K 0.1%
9,200
+1,500
+19% +$66.5K
WP
98
DELISTED
Worldpay, Inc.
WP
$388K 0.1%
6,500
– –
WNC icon
99
Wabash National
WNC
$507M
$380K 0.1%
24,000
– –
RTX icon
100
RTX Corp
RTX
$300B
$362K 0.09%
+5,244
New +$348K
2 3
4
5 6

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Yorktown Management & Research Company's Q4 2016 Portfolio in Review

As of Q4 2016, Yorktown Management & Research Company held 422 positions worth $394M, down 14% from $459M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Yorktown Management & Research Company withdrew a net $77.2M in Q4 2016, closing 59 positions and reducing 72 holdings. Its most notable exit was AGNC Investment, an estimated $8.79M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 28% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in MFA Financial worth $3.05M.

  • Yorktown Management & Research Company's largest Q4 2016 buy was MFA Financial: 100,000 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Rithm Capital in Q4 2016, an estimated $14.6M increase.
  • Yorktown Management & Research Company's biggest Q4 2016 reduction was PennyMac Mortgage Investment, cutting an estimated $14.4M.
  • Yorktown Management & Research Company fully exited AGNC Investment in Q4 2016, selling an estimated $8.79M.
  • Yorktown Management & Research Company's ten largest holdings make up 37% of its $394M portfolio in Q4 2016.
  • Yorktown Management & Research Company opened 133 new positions and closed 59 in Q4 2016.
  • Yorktown Management & Research Company's portfolio value fell 14% quarter-over-quarter to $394M.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.