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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
76
Blackstone
BX
$112B
$1.21M 0.26%
+49,523
New +$1.1M
T icon
77
AT&T
T
$168B
$1.2M 0.26%
47,002
– –
STWD icon
78
Starwood Property Trust
STWD
$6.05B
$1.2M 0.26%
62,010
-143,863
-70% -$2.89M
INTC icon
79
Intel
INTC
$527B
$1.18M 0.25%
51,300
+42,900
+511% +$988K
GE icon
80
GE Aerospace
GE
$374B
$1.15M 0.25%
10,016
– –
WU icon
81
Western Union
WU
$2.34B
$1.14M 0.24%
61,000
– –
ORI icon
82
Old Republic International
ORI
$10.3B
$1.13M 0.24%
+73,500
New +$1.06M
TFC icon
83
Truist Financial
TFC
$64.7B
$1.12M 0.24%
+33,300
New +$1.16M
TXN icon
84
Texas Instruments
TXN
$250B
$1.12M 0.24%
+27,800
New +$1.08M
VR
85
DELISTED
Validus Hold Ltd
VR
$1.11M 0.24%
30,000
– –
CME icon
86
CME Group
CME
$96.1B
$1.08M 0.23%
14,600
– –
PM icon
87
Philip Morris
PM
$294B
$1.06M 0.23%
12,250
– –
WMB icon
88
Williams Companies
WMB
$89.3B
$1.04M 0.22%
28,600
– –
TRV icon
89
Travelers Companies
TRV
$77.2B
$1.03M 0.22%
+12,200
New +$1.01M
HIG icon
90
Hartford Financial Services
HIG
$37.8B
$1.03M 0.22%
+33,000
New +$1.03M
LO
91
DELISTED
LORILLARD INC COM STK
LO
$1.01M 0.22%
+22,600
New +$996K
WM icon
92
Waste Management
WM
$89.6B
$998K 0.21%
24,200
+12,200
+102% +$508K
KMP
93
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$998K 0.21%
12,500
– –
AJG icon
94
Arthur J. Gallagher & Co
AJG
$65B
$982K 0.21%
+22,500
New +$988K
DIN icon
95
Dine Brands
DIN
$440M
$952K 0.2%
13,800
– –
DINO icon
96
HF Sinclair
DINO
$16.3B
$926K 0.2%
+22,000
New +$956K
HTGC icon
97
Hercules Capital
HTGC
$3.17B
$915K 0.2%
60,000
– –
RRMS
98
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$863K 0.18%
27,000
+13,691
+103% +$472K
DX
99
Dynex Capital
DX
$3.23B
$789K 0.17%
30,000
-20,000
-40% -$534K
QCOM icon
100
Qualcomm
QCOM
$173B
$788K 0.17%
11,700
+8,200
+234% +$538K
2 3
4
5 6

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.