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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$384M
AUM Growth
-$10.8M
Cap. Flow
-$29.4M
Cap. Flow %
-7.66%
Top 10 Hldgs %
38.56%
Holding
385
New
22
Increased
20
Reduced
21
Closed
44

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$5.37M
2
LADR
Ladder Capital
LADR
+$3.03M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.97M
4
RITM icon
Rithm Capital
RITM
+$1.8M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.69M

Top Sells

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$8.71M
2
TSLX icon
Sixth Street Specialty
TSLX
+$5.79M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.71M
4
GSBD icon
Goldman Sachs BDC
GSBD
+$4.13M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.87M

Sector Composition

Rank Sector Weight
1 Financials 35.06%
2 Real Estate 18.15%
3 Communication Services 5.86%
4 Technology 4.96%
5 Industrials 4.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
26
Golub Capital BDC
GBDC
$3.42B
$2.98M 0.78%
153,150
-142,940
-48% -$2.65M
FSK icon
27
FS KKR Capital
FSK
$3.4B
$2.94M 0.77%
75,000
-77,500
-51% -$3.17M
HTGC icon
28
Hercules Capital
HTGC
$3.14B
$2.88M 0.75%
190,000
-260,000
-58% -$3.81M
SCHB icon
29
Schwab US Broad Market ETF
SCHB
$44.8B
$2.85M 0.74%
300,000
+180,000
+150% +$1.69M
SCHV
30
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$2.48M 0.65%
150,000
+120,000
+400% +$1.97M
JGH icon
31
Nuveen Global High Income Fund
JGH
$353M
$2.47M 0.64%
150,000
– –
HYI
32
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.46M 0.64%
160,394
– –
NHS
33
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$2.46M 0.64%
207,000
– –
IVH
34
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.44M 0.64%
160,000
– –
TY icon
35
TRI-Continental Corp
TY
$1.9B
$2.2M 0.57%
95,000
– –
EFC
36
Ellington Financial
EFC
$1.74B
$2.14M 0.56%
135,000
– –
PHD
37
DELISTED
Pioneer Floating Rate Fund
PHD
$2.07M 0.54%
169,235
-53,216
-24% -$648K
CSCO icon
38
Cisco
CSCO
$475B
$1.88M 0.49%
55,500
+15,000
+37% +$486K
JNK icon
39
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$1.85M 0.48%
16,667
– –
GSBD icon
40
Goldman Sachs BDC
GSBD
$1.1B
$1.73M 0.45%
70,000
-170,000
-71% -$4.13M
AFT
41
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.7M 0.44%
97,152
-62,848
-39% -$1.11M
CODI icon
42
Compass Diversified
CODI
$922M
$1.66M 0.43%
100,000
– –
BLW icon
43
BlackRock Limited Duration Income Trust
BLW
$494M
$1.62M 0.42%
103,958
– –
AAPL icon
44
Apple
AAPL
$4.47T
$1.61M 0.42%
44,800
– –
IWD icon
45
iShares Russell 1000 Value ETF
IWD
$84.1B
$1.61M 0.42%
+14,000
New +$1.61M
LRCX icon
46
Lam Research
LRCX
$389B
$1.6M 0.42%
125,000
– –
BA icon
47
Boeing
BA
$185B
$1.59M 0.42%
9,000
– –
BOND icon
48
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$1.58M 0.41%
15,000
-45,000
-75% -$4.71M
EAD
49
Allspring Income Opportunities Fund
EAD
$379M
$1.53M 0.4%
181,614
– –
DD icon
50
DuPont de Nemours
DD
$19.4B
$1.52M 0.4%
9,448
– –
1
2
3 4 5

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Yorktown Management & Research Company's Q1 2017 Portfolio in Review

As of Q1 2017, Yorktown Management & Research Company held 385 positions worth $384M, down 2.7% from $394M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Yorktown Management & Research Company withdrew a net $29.4M in Q1 2017, closing 44 positions and reducing 21 holdings. Its most notable exit was State Street DoubleLine Total Return Tactical ETF, an estimated $8.71M position sold in full.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 36% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Barings BDC worth $5.34M.

  • Yorktown Management & Research Company's largest Q1 2017 buy was Barings BDC: 280,000 shares worth $5.34M.
  • Yorktown Management & Research Company added most to Ladder Capital in Q1 2017, an estimated $3.03M increase.
  • Yorktown Management & Research Company's biggest Q1 2017 reduction was Sixth Street Specialty, cutting an estimated $5.79M.
  • Yorktown Management & Research Company fully exited State Street DoubleLine Total Return Tactical ETF in Q1 2017, selling an estimated $8.71M.
  • Yorktown Management & Research Company's ten largest holdings make up 39% of its $384M portfolio in Q1 2017.
  • Yorktown Management & Research Company opened 22 new positions and closed 44 in Q1 2017.
  • Yorktown Management & Research Company's portfolio value fell 2.7% quarter-over-quarter to $384M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2017, filed 4 May 2017.