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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
401
DELISTED
Williams Partners L.P.
WPZ
– –
-23,024
Closed -$1.03M
SMS
402
DELISTED
SIMS METAL MANAGEMENT LTD ADS (EA REPSTG 1 ORD SHS)
SMS
– –
-14,300
Closed -$108K
CHL
403
DELISTED
China Mobile Limited
CHL
– –
-18,800
Closed -$973K
MTGE
404
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-173,700
Closed -$3.12M
POM
405
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-48,000
Closed -$968K
13 14 15 16
17

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IVGAI
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CC
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CWR
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CWMGO
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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.