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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDO
376
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.3M
– –
-40,000
Closed -$727K
ISRG icon
377
Intuitive Surgical
ISRG
$142B
– –
-3,600
Closed -$203K
M icon
378
Macy's
M
$6.26B
– –
-4,500
Closed -$216K
MFA
379
MFA Financial
MFA
$925M
– –
-87,500
Closed -$2.96M
NEM icon
380
Newmont
NEM
$124B
– –
-30,000
Closed -$899K
NGG icon
381
National Grid
NGG
$81.1B
– –
-19,280
Closed -$1.05M
OHI icon
382
Omega Healthcare
OHI
$13.9B
– –
-10,000
Closed -$310K
PEG icon
383
Public Service Enterprise Group
PEG
$37.8B
– –
-30,500
Closed -$996K
PEP icon
384
PepsiCo
PEP
$189B
– –
-12,200
Closed -$998K
PPL
385
PPL Corp
PPL
$26.7B
– –
-21,473
Closed -$605K
SO icon
386
Southern Company
SO
$106B
– –
-26,000
Closed -$1.15M
USIG icon
387
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
– –
-7,400
Closed -$398K
VCIT icon
388
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
– –
-4,800
Closed -$399K
VEU icon
389
Vanguard FTSE All-World ex-US ETF
VEU
$70.5B
– –
-4,550
Closed -$201K
VRTS icon
390
Virtus Investment Partners
VRTS
$1.12B
– –
-1,200
Closed -$212K
WDC icon
391
Western Digital
WDC
$157B
– –
-5,954
Closed -$279K
WNS
392
DELISTED
WNS Holdings
WNS
– –
-11,900
Closed -$199K
WMC
393
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-15,000
Closed -$2.62M
RAVN
394
DELISTED
Raven Industries Inc
RAVN
– –
-6,700
Closed -$201K
POT
395
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-28,500
Closed -$1.09M
SBY
396
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-19,090
Closed -$316K
BABS
397
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
– –
-7,500
Closed -$416K
TAL
398
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-24,200
Closed -$1.05M
ADT
399
DELISTED
ADT Corp
ADT
– –
-6,500
Closed -$259K
KRFT
400
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-20,200
Closed -$1.13M
13 14 15
16
17

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.