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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWM icon
351
iShares MSCI Malaysia ETF
EWM
$333M
$153K 0.03%
2,550
– –
AEG icon
352
Aegon
AEG
$13.9B
$151K 0.03%
30,087
– –
ACAS
353
DELISTED
American Capital Ltd
ACAS
$151K 0.03%
11,000
– –
ING icon
354
ING
ING
$102B
$148K 0.03%
+13,000
New +$140K
MUFG icon
355
Mitsubishi UFJ Financial
MUFG
$257B
$141K 0.03%
22,000
– –
KEY icon
356
KeyCorp
KEY
$24.5B
$139K 0.03%
12,000
– –
MT icon
357
ArcelorMittal
MT
$55.9B
$137K 0.03%
4,373
– –
OFS icon
358
OFS Capital
OFS
$48.6M
$137K 0.03%
10,800
– –
CNH
359
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
$134K 0.03%
+10,718
New +$496K
TAC icon
360
TransAlta
TAC
$3.92B
$132K 0.03%
10,200
– –
SAN icon
361
Banco Santander
SAN
$211B
$126K 0.03%
16,934
– –
CLMS
362
DELISTED
Calamos Asset Management, Inc.
CLMS
$120K 0.03%
12,000
– –
ORN icon
363
Orion Group Holdings
ORN
$402M
$108K 0.02%
+10,400
New +$115K
AA icon
364
Alcoa
AA
$13.5B
$89K 0.02%
4,578
– –
TSRE
365
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$84K 0.02%
14,604
– –
AEP icon
366
American Electric Power
AEP
$67.9B
– –
-24,500
Closed -$1.1M
BEN icon
367
Franklin Resources
BEN
$17.1B
– –
-4,800
Closed -$218K
BKLN icon
368
Invesco Senior Loan ETF
BKLN
$6.75B
– –
-17,000
Closed -$421K
BTZ icon
369
BlackRock Credit Allocation Income Trust
BTZ
$956M
– –
-69,790
Closed -$906K
CAG icon
370
Conagra Brands
CAG
$7.16B
– –
-8,353
Closed -$227K
CL icon
371
Colgate-Palmolive
CL
$73.6B
– –
-17,000
Closed -$974K
CMS icon
372
CMS Energy
CMS
$22B
– –
-37,400
Closed -$1.02M
DUK icon
373
Duke Energy
DUK
$96.3B
– –
-16,800
Closed -$1.13M
EARN
374
Ellington Residential Mortgage REIT
EARN
$163M
– –
-149,800
Closed -$2.67M
EPD icon
375
Enterprise Products Partners
EPD
$81.9B
– –
-72,400
Closed -$2.25M
13 14
15
16 17

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.