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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWR
326
DELISTED
Genesee & Wyoming Inc.
GWR
$205K 0.04%
+2,200
New +$199K
EQNR icon
327
Equinor
EQNR
$97.3B
$204K 0.04%
+9,000
New +$197K
BLK icon
328
Blackrock
BLK
$180B
$203K 0.04%
+750
New +$204K
CVE icon
329
Cenovus Energy
CVE
$55.6B
$203K 0.04%
6,800
-5,500
-45% -$163K
FFIC
330
DELISTED
Flushing Financial
FFIC
$203K 0.04%
11,000
– –
ELN
331
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$203K 0.04%
13,000
– –
APD icon
332
Air Products & Chemicals
APD
$67.7B
$202K 0.04%
+2,054
New +$195K
BWXT icon
333
BWX Technologies
BWXT
$15.8B
$202K 0.04%
+8,388
New +$190K
KG
334
Kestrel Group
KG
$66.3M
$201K 0.04%
850
– –
NUE icon
335
Nucor
NUE
$61.9B
$201K 0.04%
+4,100
New +$192K
GOV
336
DELISTED
Government Properties Income Trust
GOV
$201K 0.04%
8,400
– –
GRFS
337
Grifois
GRFS
$5.4B
$200K 0.04%
+13,200
New +$205K
OUTR
338
DELISTED
OUTERWALL INC
OUTR
$200K 0.04%
4,000
– –
WEN icon
339
Wendy's
WEN
$1.65B
$199K 0.04%
23,500
-1,500
-6% -$11.2K
DCM
340
DELISTED
NTT DOCOMO, Inc.
DCM
$195K 0.04%
12,000
– –
MFIN icon
341
Medallion Financial
MFIN
$257M
$193K 0.04%
13,000
– –
ENIA
342
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$193K 0.04%
22,248
– –
EGHT icon
343
8x8 Inc
EGHT
$290M
$186K 0.04%
18,500
-2,300
-11% -$21.5K
BV
344
DELISTED
Bazaarvoice, Inc.
BV
$186K 0.04%
20,500
– –
PGI
345
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$184K 0.04%
18,500
– –
VER
346
DELISTED
VEREIT, Inc.
VER
$177K 0.04%
2,900
-20,000
-87% -$1.36M
MCO icon
347
Moody's
MCO
$82.8B
$176K 0.04%
+2,500
New +$164K
ENOC
348
DELISTED
EnerNOC, Inc.
ENOC
$172K 0.04%
11,500
– –
TEF
349
DELISTED
Telefonica
TEF
$170K 0.04%
14,991
– –
CMO
350
DELISTED
Capstead Mortgage Corp.
CMO
$165K 0.04%
14,000
– –
12 13
14
15 16

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.