We are live on ! Find out more
YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
276
Alphabet (Google) Class A
GOOGL
$4.2T
$201K 0.04%
+5,000
New +$196K
LM
277
DELISTED
Legg Mason, Inc.
LM
$201K 0.04%
+6,000
New +$200K
PEI
278
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$200K 0.04%
+580
New +$207K
JPW
279
DELISTED
Nuveen Flexible Invstment Fd
JPW
$199K 0.04%
11,600
– –
ADRU
280
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$195K 0.04%
10,000
– –
WIT icon
281
Wipro
WIT
$19.3B
$188K 0.04%
103,467
– –
SRC
282
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$173K 0.04%
2,899
– –
AV
283
DELISTED
Aviva Plc
AV
$173K 0.04%
15,000
– –
ENIA
284
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$172K 0.04%
21,000
– –
ING icon
285
ING
ING
$102B
$160K 0.03%
13,000
– –
IRT icon
286
Independence Realty Trust
IRT
$3.96B
$112K 0.02%
+12,400
New +$116K
MUFG icon
287
Mitsubishi UFJ Financial
MUFG
$257B
$111K 0.02%
22,000
– –
SMFG icon
288
Sumitomo Mitsui Financial
SMFG
$166B
$108K 0.02%
16,000
– –
HIX
289
Western Asset High Income Fund II
HIX
$355M
$105K 0.02%
14,600
– –
ABEV icon
290
Ambev
ABEV
$43.5B
– –
-15,500
Closed -$92K
ADAP
291
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-32,000
Closed -$261K
AEG icon
292
Aegon
AEG
$13.9B
– –
-27,501
Closed -$82K
AMCX icon
293
AMC Global Media
AMCX
$485M
– –
-4,800
Closed -$290K
BFH icon
294
Bread Financial
BFH
$4.46B
– –
-1,754
Closed -$274K
BMY icon
295
Bristol-Myers Squibb
BMY
$130B
– –
-3,000
Closed -$221K
CHMI
296
Cherry Hill Mortgage Investment Corp
CHMI
$107M
– –
-63,500
Closed -$989K
CIO
297
DELISTED
City Office REIT
CIO
– –
-73,523
Closed -$955K
DFE icon
298
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
– –
-4,200
Closed -$214K
DWM icon
299
WisdomTree International Equity Fund
DWM
$693M
– –
-4,500
Closed -$201K
EFG icon
300
iShares MSCI EAFE Growth ETF
EFG
$17.4B
– –
-3,500
Closed -$229K
10 11
12
13 14

Similar funds

OFM
Omega Fund Management Boston, Massachusetts $163M AUM 107.06% 1-Year Est. Return
TCGDR
TB Capital Gestao de Recursos Rio De Janeiro $163M AUM 20.86% 1-Year Est. Return
PCR
Potrero Capital Research San Francisco, California $163M AUM 79.02% 1-Year Est. Return
IVGAI
Index Venture Growth Associates IV St. Helier, Jersey $163M AUM 54.88% 1-Year Est. Return
CC
Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return
PWAM
Papamarkou Wellner Asset Management New York $164M AUM 25.23% 1-Year Est. Return
CWR
Chico Wealth RIA Chico, California $164M AUM 24.86% 1-Year Est. Return
CWMGO
Capstone Wealth Management Group (Oregon) Bend, Oregon $163M AUM 31.61% 1-Year Est. Return

Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.