We are live on ! Find out more
YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.01%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$459M
AUM Growth
+$19.5M
Cap. Flow
+$4.62M
Cap. Flow %
1.01%
Top 10 Hldgs %
30.63%
Holding
348
New
43
Increased
20
Reduced
36
Closed
59

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$15.8M
2
PMT
PennyMac Mortgage Investment
PMT
+$9.93M
3
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$9.01M
4
SLRC icon
SLR Investment Corp
SLRC
+$7.64M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$6.45M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.78M
2
STWD icon
Starwood Property Trust
STWD
+$6.19M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$5.68M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$5.57M
5
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 28.35%
2 Real Estate 26.63%
3 Communication Services 5.39%
4 Technology 2.15%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWW icon
226
iShares MSCI Mexico ETF
EWW
$1.9B
$242K 0.05%
5,000
– –
NX icon
227
Quanex
NX
$1B
$242K 0.05%
14,000
– –
VPL icon
228
Vanguard FTSE Pacific ETF
VPL
$8.58B
$242K 0.05%
4,000
– –
JNPR
229
DELISTED
Juniper Networks
JNPR
$241K 0.05%
10,000
– –
EFA icon
230
iShares MSCI EAFE ETF
EFA
$80.2B
$239K 0.05%
+3,500
New +$203K
JPM icon
231
JPMorgan Chase
JPM
$971B
$233K 0.05%
3,500
– –
MTB icon
232
M&T Bank
MTB
$36.6B
$232K 0.05%
2,000
– –
BTI icon
233
British American Tobacco
BTI
$120B
$230K 0.05%
3,600
– –
AGU
234
DELISTED
Agrium
AGU
$227K 0.05%
2,500
– –
INFY icon
235
Infosys
INFY
$49.7B
$221K 0.05%
28,000
– –
THD icon
236
iShares MSCI Thailand ETF
THD
$355M
$221K 0.05%
3,000
– –
CELG
237
DELISTED
Celgene Corp
CELG
$220K 0.05%
2,100
– –
VGK icon
238
Vanguard FTSE Europe ETF
VGK
$31B
$219K 0.05%
4,500
-4,550
-50% -$219K
LTRPA
239
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$219K 0.05%
10,000
– –
ISIL
240
DELISTED
Intersil Corp
ISIL
$219K 0.05%
10,000
– –
CMI icon
241
Cummins
CMI
$87.8B
$218K 0.05%
+1,700
New +$206K
CFR icon
242
Cullen/Frost Bankers
CFR
$10.4B
$216K 0.05%
+3,000
New +$208K
WDC icon
243
Western Digital
WDC
$157B
$216K 0.05%
+4,895
New +$184K
SYT
244
DELISTED
Syngenta Ag
SYT
$215K 0.05%
+2,450
New +$202K
USB icon
245
US Bancorp
USB
$101B
$214K 0.05%
+5,000
New +$212K
HMN icon
246
Horace Mann Educators
HMN
$2.09B
$213K 0.05%
+5,800
New +$205K
OHI icon
247
Omega Healthcare
OHI
$13.9B
$213K 0.05%
+6,000
New +$213K
NHI icon
248
National Health Investors
NHI
$3.47B
$212K 0.05%
+2,700
New +$212K
PFS icon
249
Provident Financial Services
PFS
$3.24B
$212K 0.05%
+10,000
New +$206K
MDC
250
DELISTED
M.D.C. Holdings, Inc.
MDC
$212K 0.05%
+11,388
New +$212K
8 9
10
11 12

Similar funds

OFM
Omega Fund Management Boston, Massachusetts $163M AUM 107.06% 1-Year Est. Return
TCGDR
TB Capital Gestao de Recursos Rio De Janeiro $163M AUM 20.86% 1-Year Est. Return
PCR
Potrero Capital Research San Francisco, California $163M AUM 79.02% 1-Year Est. Return
IVGAI
Index Venture Growth Associates IV St. Helier, Jersey $163M AUM 54.88% 1-Year Est. Return
CC
Cannell Capital Alta, Wyoming $163M AUM 40.62% 1-Year Est. Return
PWAM
Papamarkou Wellner Asset Management New York $164M AUM 25.23% 1-Year Est. Return
CWR
Chico Wealth RIA Chico, California $164M AUM 24.86% 1-Year Est. Return
CWMGO
Capstone Wealth Management Group (Oregon) Bend, Oregon $163M AUM 31.61% 1-Year Est. Return

Yorktown Management & Research Company's Q3 2016 Portfolio in Review

As of Q3 2016, Yorktown Management & Research Company held 348 positions worth $459M, up 4.4% from $440M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Yorktown Management & Research Company's Q3 2016 filing shows 43 new, 20 increased, 36 reduced and 59 closed positions. Its largest new stake was PhenixFIN: 20,012 shares worth $3.05M. The largest sale was iShares Preferred and Income Securities ETF, an estimated $6.78M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 23% a quarter earlier, followed by Real Estate and Communication Services.

  • Yorktown Management & Research Company's largest Q3 2016 buy was PhenixFIN: 20,012 shares worth $3.05M.
  • Yorktown Management & Research Company added most to Ares Capital in Q3 2016, an estimated $15.8M increase.
  • Yorktown Management & Research Company's biggest Q3 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.78M.
  • Yorktown Management & Research Company fully exited First Eagle Alternative Capital BDC, Inc. Common Stock in Q3 2016, selling an estimated $5.68M.
  • Yorktown Management & Research Company's ten largest holdings make up 31% of its $459M portfolio in Q3 2016.
  • Yorktown Management & Research Company opened 43 new positions and closed 59 in Q3 2016.
  • Yorktown Management & Research Company's portfolio value rose 4.4% quarter-over-quarter to $459M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.