WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-4.59%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$135M
AUM Growth
+$135M
Cap. Flow
+$47M
Cap. Flow %
34.76%
Top 10 Hldgs %
70.32%
Holding
54
New
16
Increased
3
Reduced
8
Closed
11

Top Buys

1
GTU
CENTRAL GOLD TR (CANADA)
GTU
$18.4M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$15.7M
3
NOA
North American Construction
NOA
$6.09M
4
IWM icon
iShares Russell 2000 ETF
IWM
$3.83M
5
EWY icon
iShares MSCI South Korea ETF
EWY
$3.66M

Top Sells

1
AUQ
AURICO GOLD INC COM
AUQ
$4.97M
2
MYM
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$2.32M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.39M
4
SPPP
Sprott Physical Platinum and Palladium Trust
SPPP
$1.3M
5
PHYS icon
Sprott Physical Gold
PHYS
$1.24M

Sector Composition

1 Financials 28.07%
2 Materials 6.05%
3 Energy 5.02%
4 Industrials 1.81%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EPAX
26
DELISTED
AMBASSADORS GROUP INC (DEL)
EPAX
$651K 0.48%
+239,508
New +$651K
FTT
27
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$564K 0.42%
+41,746
New +$564K
EACQU
28
DELISTED
Easterly Acquisition Corp. Unit
EACQU
$503K 0.37%
+50,000
New +$503K
PHYS icon
29
Sprott Physical Gold
PHYS
$12.7B
$487K 0.36%
53,147
-135,234
-72% -$1.24M
DNI
30
DELISTED
Dividend and Income Fund
DNI
$186K 0.14%
+17,173
New +$186K
SVVC
31
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$138K 0.1%
16,192
-46,402
-74% -$395K
HLTH
32
DELISTED
Nobilis Health Corp.
HLTH
$104K 0.08%
20,000
– –
LCM
33
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$91K 0.07%
+11,117
New +$91K
PVA
34
DELISTED
PENN VIRGINIA CORP
PVA
$29K 0.02%
+54,516
New +$29K
CYHHZ
35
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$27K 0.02%
3,000,000
– –
ENSV
36
DELISTED
Enservco Corp.
ENSV
$14K 0.01%
19,075
– –
GPIAU
37
DELISTED
GP Investments Acquisition Corp. Unit
GPIAU
– –
-75,000
Closed -$758K
AUQ
38
DELISTED
AURICO GOLD INC COM
AUQ
– –
-1,739,922
Closed -$4.97M
MYM
39
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
– –
-186,187
Closed -$2.32M
RBY
40
DELISTED
RUBICON MENERALS CORP (F)
RBY
– –
-1,064,100
Closed -$1.11M
TTF
41
DELISTED
Thai Fund
TTF
– –
-36,789
Closed -$305K
BZUN
42
Baozun
BZUN
$233M
– –
-35,000
Closed -$377K
RKDA icon
43
Arcadia Biosciences
RKDA
$4.27M
– –
-50,000
Closed -$318K
SWZ
44
Swiss Helvetia Fund
SWZ
$78.3M
– –
-100,005
Closed -$1.17M
CEN
45
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-21,068
Closed -$322K
SMRT
46
DELISTED
Stein Mart Inc
SMRT
– –
-99,974
Closed -$1.05M
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