WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-4.59%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$135M
AUM Growth
+$135M
Cap. Flow
+$47M
Cap. Flow %
34.76%
Top 10 Hldgs %
70.32%
Holding
54
New
16
Increased
3
Reduced
8
Closed
11

Top Buys

1
GTU
CENTRAL GOLD TR (CANADA)
GTU
$18.4M
2
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$15.7M
3
NOA
North American Construction
NOA
$6.09M
4
IWM icon
iShares Russell 2000 ETF
IWM
$3.83M
5
EWY icon
iShares MSCI South Korea ETF
EWY
$3.66M

Top Sells

1
AUQ
AURICO GOLD INC COM
AUQ
$4.97M
2
MYM
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$2.32M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.39M
4
SPPP
Sprott Physical Platinum and Palladium Trust
SPPP
$1.3M
5
PHYS icon
Sprott Physical Gold
PHYS
$1.24M

Sector Composition

1 Financials 28.07%
2 Materials 6.05%
3 Energy 5.02%
4 Industrials 1.81%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWU
1
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$25M 18.46% 186,779 +117,300 +169% +$15.7M
GTU
2
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$18.4M 13.63% +464,594 New +$18.4M
CTF
3
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$10M 7.41% 623,989 -34,322 -5% -$551K
SA
4
Seabridge Gold
SA
$1.78B
$7.49M 5.54% 1,285,000 – –
RPT.PRD
5
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$6.12M 4.53% 110,000 -25,000 -19% -$1.39M
NOA
6
North American Construction
NOA
$399M
$6.09M 4.5% +2,805,583 New +$6.09M
ARWA
7
DELISTED
Arowana Inc.
ARWA
$4.66M 3.44% 475,000 – –
IWM icon
8
iShares Russell 2000 ETF
IWM
$67B
$4.63M 3.42% 42,400 +35,062 +478% +$3.83M
AAPC
9
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$4.05M 2.99% 400,000 – –
EWY icon
10
iShares MSCI South Korea ETF
EWY
$5.13B
$3.66M 2.7% +75,000 New +$3.66M
SPPP
11
Sprott Physical Platinum and Palladium Trust
SPPP
$298M
$3.32M 2.46% 486,597 -189,877 -28% -$1.3M
CADT
12
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$2.99M 2.21% 300,000 – –
ACG
13
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$2.78M 2.06% +353,662 New +$2.78M
CNLM
14
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$2.67M 1.97% 268,246 – –
BHAC
15
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$2.53M 1.87% 257,000 – –
HCACU
16
DELISTED
Hennessy Capital Acquisition Corp. Unit
HCACU
$2.47M 1.82% +250,000 New +$2.47M
LMB icon
17
Limbach Holdings
LMB
$1.33B
$2.46M 1.81% 250,000 – –
MIY icon
18
BlackRock MuniYield Michigan Quality Fund
MIY
$324M
$2.43M 1.8% +184,675 New +$2.43M
CFD
19
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$2.33M 1.72% 225,267 +113,365 +101% +$1.17M
CAMB
20
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2M 1.48% 200,000 – –
SPY icon
21
SPDR S&P 500 ETF Trust
SPY
$658B
$1.51M 1.11% +7,864 New +$1.51M
TRF
22
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$804K 0.59% +82,676 New +$804K
JCE icon
23
Nuveen Core Equity Alpha Fund
JCE
$265M
$713K 0.53% +51,775 New +$713K
PVG
24
DELISTED
PRETIUM RESOURCES INC.
PVG
$694K 0.51% 114,285 – –
DNN icon
25
Denison Mines
DNN
$2.08B
$657K 0.49% 1,750,000 – –
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