WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-0.49%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.06B
AUM Growth
+$1.06B
Cap. Flow
-$228M
Cap. Flow %
-21.5%
Top 10 Hldgs %
48.45%
Holding
501
New
147
Increased
112
Reduced
30
Closed
120

Top Buys

1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M
2
HPK icon
HighPeak Energy
HPK
$18.5M
3
CELG
Celgene Corp
CELG
$16.8M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Top Sells

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$126M
2
DYNC
Vistra Energy Corp.
DYNC
$61.8M
3
FSR
Fisker Inc.
FSR
$19.2M
4
GIX.U
GigCapital2, Inc.
GIX.U
$16.2M
5
RHT
Red Hat Inc
RHT
$14.6M

Sector Composition

1 Healthcare 6.23%
2 Industrials 6.01%
3 Real Estate 5.02%
4 Technology 4.55%
5 Financials 3.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BDXA
1
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$62.5M 5% 1,010,000 +175,000 +21% +$10.8M
EPR.PRC icon
2
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$37.1M 2.96% 1,112,600 +250,000 +29% +$8.33M
SMTA
3
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M 2.64% +3,906,836 New +$33M
CAI
4
DELISTED
CAI International, Inc.
CAI
$23.2M 1.85% 1,064,892 +261,474 +33% +$5.69M
VRTSP
5
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$22.7M 1.81% 235,298 – –
EPR.PRE icon
6
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$20.5M 1.64% 529,100 +75,000 +17% +$2.91M
CELG
7
DELISTED
Celgene Corp
CELG
$19.3M 1.54% 193,918 +168,918 +676% +$16.8M
HPK icon
8
HighPeak Energy
HPK
$971M
$18.5M 1.48% +1,807,900 New +$18.5M
AABA
9
DELISTED
Altaba Inc. Common Stock
AABA
$18.1M 1.45% 929,579 -146,500 -14% -$2.85M
BXG
10
DELISTED
Bluegreen Vacations Corporation Common Stock
BXG
$17.6M 1.4% 1,883,446 +721 +0% +$6.72K
SA
11
Seabridge Gold
SA
$1.78B
$16.5M 1.32% 1,300,000 +328,266 +34% +$4.16M
GDX icon
12
VanEck Gold Miners ETF
GDX
$19B
$15M 1.2% 562,000 +263,000 +88% +$7.02M
THBRU
13
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M 1.2% +1,470,000 New +$15M
VVNT
14
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$14.5M 1.16% 1,407,000 +1,202,990 +590% +$12.4M
GDXJ icon
15
VanEck Junior Gold Miners ETF
GDXJ
$6.6B
$13.5M 1.08% 372,150 +218,150 +142% +$7.91M
XLU icon
16
Utilities Select Sector SPDR Fund
XLU
$20.9B
$12.9M 1.04% +200,000 New +$12.9M
XBI icon
17
SPDR S&P Biotech ETF
XBI
$5.07B
$12.7M 1.01% +166,000 New +$12.7M
SSPKU
18
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$11.6M 0.93% +1,150,000 New +$11.6M
KLR
19
DELISTED
Kaleyra, Inc.
KLR
$11.3M 0.9% 1,084,784 – –
SWK icon
20
Stanley Black & Decker
SWK
$11.5B
$10.9M 0.87% 75,575 +74,088 +4,982% +$10.7M
ALDR
21
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
$10.9M 0.87% +577,247 New +$10.9M
AGN
22
DELISTED
Allergan plc
AGN
$9.44M 0.76% +56,100 New +$9.44M
ETHZ
23
ETHZilla Corporation Common Stock
ETHZ
$465M
$8M 0.64% 757,860 – –
IWM icon
24
iShares Russell 2000 ETF
IWM
$67B
$7.72M 0.62% +51,000 New +$7.72M
SCPE
25
DELISTED
SC Health Corporation
SCPE
$7.45M 0.6% +755,982 New +$7.45M
1
2 3 4 5