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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
-0.61%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$1.25B
AUM Growth
-$398M
Cap. Flow
-$642M
Cap. Flow %
-51.36%
Top 10 Hldgs %
45.43%
Holding
502
New
148
Increased
112
Reduced
30
Closed
124

Top Buys

Rank Stock Value
1
SMTA
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
+$33M
2
HPK icon
HighPeak Energy
HPK
+$18.5M
3
CELG
Celgene Corp
CELG
+$16.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
+$14.9M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.8M

Top Sells

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$126M
2
DYNC
Vistra Energy Corp.
DYNC
+$61.8M
3
FSR
Fisker Inc.
FSR
+$19M
4
GIX.U
GigCapital2, Inc.
GIX.U
+$16.2M
5
RHT
Red Hat Inc
RHT
+$14.6M

Sector Composition

Rank Sector Weight
1 Industrials 5.09%
2 Healthcare 5.04%
3 Technology 4.5%
4 Real Estate 4.26%
5 Financials 2.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDXA
1
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$62.5M 5%
1,010,000
+175,000
+21% +$10.8M
PFF icon
2
PUT
iShares Preferred and Income Securities ETF
PFF
$13.2B
$49.4M 3.96%
1,317,500
– –
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$39.6M 3.17%
133,500
– –
EPR.PRC icon
4
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$151M
$37.1M 2.96%
1,112,600
+250,000
+29% +$8.19M
SMTA
5
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$33M 2.64%
+3,906,836
New +$33M
NYT icon
6
PUT
New York Times
NYT
$11.6B
$32.7M 2.61%
234,000
– –
CAI
7
DELISTED
CAI International, Inc.
CAI
$23.2M 1.85%
1,064,892
+261,474
+33% +$5.77M
VRTSP
8
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$22.7M 1.81%
235,298
– –
EWY icon
9
PUT
iShares MSCI South Korea ETF
EWY
$21.7B
$22.5M 1.8%
400,000
– –
EPR.PRE icon
10
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$114M
$20.5M 1.64%
529,100
+75,000
+17% +$2.89M
CELG
11
DELISTED
Celgene Corp
CELG
$19.3M 1.54%
193,918
+168,918
+676% +$16.1M
HPK icon
12
HighPeak Energy
HPK
$967M
$18.5M 1.48%
+1,807,900
New +$18.5M
AABA
13
DELISTED
Altaba Inc
AABA
$18.1M 1.45%
929,579
-146,500
-14% -$9.69M
BXG
14
DELISTED
Bluegreen Vacations Corporation Common Stock
BXG
$17.6M 1.4%
1,883,446
+721
+0% +$7.32K
SA
15
Seabridge Gold
SA
$2.8B
$16.5M 1.32%
1,300,000
+328,266
+34% +$4.67M
GDX icon
16
VanEck Gold Miners ETF
GDX
$23B
$15M 1.2%
562,000
+263,000
+88% +$7.36M
THBRU
17
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M 1.2%
+1,470,000
New +$14.9M
VVNT
18
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$14.5M 1.16%
1,407,000
+1,202,990
+590% +$12.3M
GDXJ icon
19
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$13.5M 1.08%
372,150
+218,150
+142% +$8.47M
XLU icon
20
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$12.9M 1.04%
+400,000
New +$12.3M
XBI icon
21
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$12.7M 1.01%
+166,000
New +$13.8M
SSPKU
22
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$11.6M 0.93%
+1,150,000
New +$11.5M
KLR
23
DELISTED
Kaleyra, Inc.
KLR
$11.3M 0.9%
309,938
– –
SWK icon
24
Stanley Black & Decker
SWK
$14.2B
$10.9M 0.87%
75,575
+74,088
+4,982% +$10.5M
ALDR
25
DELISTED
Alder Biopharmaceuticals
ALDR
$10.9M 0.87%
+577,247
New +$6.6M
1
2 3 4 5

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CGPCS
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TCM
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CAG
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Weiss Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Weiss Asset Management held 502 positions worth $1.25B, down 24% from $1.65B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Weiss Asset Management withdrew a net $642M in Q3 2019, closing 124 positions and reducing 30 holdings. Its most notable exit was Dominion Energy, Inc 2016 Series A Corporate Units, an estimated $126M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.1% of assets, up from 3.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Weiss Asset Management opened a new position in Spirit MTA REIT Common Shares of Beneficial Interest worth $33M.

  • Weiss Asset Management's largest Q3 2019 buy was Spirit MTA REIT Common Shares of Beneficial Interest: 3,906,836 shares worth $33M.
  • Weiss Asset Management added most to Celgene Corp in Q3 2019, an estimated $16.1M increase.
  • Weiss Asset Management's biggest Q3 2019 reduction was Fisker Inc., cutting an estimated $19M.
  • Weiss Asset Management fully exited Dominion Energy, Inc 2016 Series A Corporate Units in Q3 2019, selling an estimated $126M.
  • Weiss Asset Management's ten largest holdings make up 45% of its $1.25B portfolio in Q3 2019.
  • Weiss Asset Management opened 148 new positions and closed 124 in Q3 2019.
  • Weiss Asset Management's portfolio value fell 24% quarter-over-quarter to $1.25B.

Based on Weiss Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.