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WAM

Weiss Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 42.42%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+42.42%
3 Year Est. Return
+87.34%
5 Year Est. Return
+112.49%
10 Year Est. Return
+166%
AUM
$165M
AUM Growth
-$127M
Cap. Flow
-$122M
Cap. Flow %
-74.03%
Top 10 Hldgs %
87.05%
Holding
47
New
12
Increased
6
Reduced
3
Closed
20

Top Buys

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$16.9M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$11.1M
3
PAL
NORTH AMERICAN PALLADIUM LTD
PAL
+$9.21M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.34M
5
PVG
PRETIUM RESOURCES INC.
PVG
+$4.28M

Top Sells

Rank Stock Value
1
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$54.7M
2
PHYS icon
Sprott Physical Gold
PHYS
+$42.4M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$25M
4
SA
Seabridge Gold
SA
+$13.2M
5
NWSA
NEWS CORPORATION CL-A
NWSA
+$13M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Materials 14.27%
3 Energy 0%
4 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWY icon
1
iShares MSCI South Korea ETF
EWY
$21.7B
$31.7M 19.18%
515,480
+294,781
+134% +$16.9M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$26.9M 16.24%
393,560
+168,560
+75% +$11.1M
TSM icon
3
TSMC
TSM
$2.09T
$23.7M 14.34%
1,398,139
-458,800
-25% -$7.82M
PAL
4
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$16.6M 10.01%
17,248,337
+8,590,328
+99% +$9.21M
ZAIS
5
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$12.2M 7.39%
1,200,000
– –
PHYS icon
6
Sprott Physical Gold
PHYS
$14.6B
$9.07M 5.49%
823,698
-3,824,320
-82% -$42.4M
UMC icon
7
United Microelectronic
UMC
$48.9B
$7.41M 4.48%
3,598,975
– –
PVG
8
DELISTED
PRETIUM RESOURCES INC.
PVG
$6.83M 4.13%
990,100
+541,509
+121% +$4.28M
AMJ
9
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$5.18M 3.13%
+116,201
New +$5.34M
VXX
10
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$4.41M 2.67%
+4,688
New +$4.7M
SPPP
11
Sprott Physical Platinum and Palladium Trust
SPPP
$560M
$3.04M 1.84%
341,664
+53,760
+19% +$490K
VT icon
12
Vanguard Total World Stock ETF
VT
$76.3B
$2.64M 1.6%
+47,591
New +$2.59M
MWRX
13
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$2.63M 1.59%
+325,000
New +$2.6M
INXB
14
DELISTED
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
$2.52M 1.52%
320,000
– –
VNM icon
15
VanEck Vietnam ETF
VNM
$491M
$1.87M 1.13%
+104,455
New +$1.91M
TVIX
16
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
-1
Closed -$4.54M
CLM icon
17
Cornerstone Strategic Value Fund
CLM
$2.17B
$780K 0.47%
+27,655
New +$785K
ETUA
18
DELISTED
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
$723K 0.44%
63,774
+1,182
+2% +$13.3K
NAI
19
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
$693K 0.42%
+65,663
New +$651K
CBA
20
DELISTED
ClearBridge American Energy MLP
CBA
$504K 0.3%
+26,795
New +$528K
IRE
21
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$346K 0.21%
30,677
– –
DNI
22
DELISTED
Dividend and Income Fund
DNI
$172K 0.1%
+11,982
New +$189K
GSV
23
DELISTED
Gold Standard Ventures Corp.
GSV
$146K 0.09%
+250,000
New +$155K
GAZ
24
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$85K 0.05%
37,133
-86,188
-70% -$206K
NGD
25
DELISTED
New Gold Inc
NGD
$75K 0.05%
+12,529
New +$85.3K
1
2

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CGPCS
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TCM
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AL
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CAG
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Weiss Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Weiss Asset Management held 47 positions worth $165M, down 43% from $292M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Weiss Asset Management withdrew a net $122M in Q3 2013, closing 20 positions and reducing 3 holdings. Its most notable exit was THE NEWS CORPORATION LTD CL-B, an estimated $54.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 15% a quarter earlier, followed by Materials and Energy.

Against the trend, Weiss Asset Management opened a new position in JP Morgan Alerian MLP Index ETN 5/24/24 worth $5.18M.

  • Weiss Asset Management's largest Q3 2013 buy was JP Morgan Alerian MLP Index ETN 5/24/24: 116,201 shares worth $5.18M.
  • Weiss Asset Management added most to iShares MSCI South Korea ETF in Q3 2013, an estimated $16.9M increase.
  • Weiss Asset Management's biggest Q3 2013 reduction was Sprott Physical Gold, cutting an estimated $42.4M.
  • Weiss Asset Management fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $54.7M.
  • Weiss Asset Management's ten largest holdings make up 87% of its $165M portfolio in Q3 2013.
  • Weiss Asset Management opened 12 new positions and closed 20 in Q3 2013.
  • Weiss Asset Management's portfolio value fell 43% quarter-over-quarter to $165M.

Based on Weiss Asset Management's 13F filing for Q3 2013, filed 14 Nov 2013.