WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+0.31%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$83.2M
AUM Growth
+$83.2M
Cap. Flow
-$11.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
73.55%
Holding
54
New
13
Increased
2
Reduced
12
Closed
14

Top Buys

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$10.1M
2
CTF
Nuveen Long/Short Commodity Fd
CTF
$5.16M
3
ARWA
Arowana Inc.
ARWA
$4.67M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
$4.07M
5
MYM
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$2.32M

Top Sells

1
EWY icon
iShares MSCI South Korea ETF
EWY
$9.37M
2
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.55M
3
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$4.16M
4
LIND icon
Lindblad Expeditions
LIND
$4.04M
5
TDF
Templeton Dragon Fund
TDF
$3.41M

Sector Composition

1 Financials 23.21%
2 Materials 17.53%
3 Industrials 2.93%
4 Consumer Discretionary 1.71%
5 Energy 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTF
1
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$10.8M 12.98% 658,311 +314,267 +91% +$5.16M
SWU
2
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$10.1M 12.11% +69,479 New +$10.1M
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$8.04M 9.66% 135,000 – –
SA
4
Seabridge Gold
SA
$1.78B
$7.89M 9.48% 1,285,000 – –
SPPP
5
Sprott Physical Platinum and Palladium Trust
SPPP
$298M
$5.07M 6.09% 676,474 -15,022 -2% -$113K
AUQ
6
DELISTED
AURICO GOLD INC COM
AUQ
$4.97M 5.97% 1,739,922 – –
ARWA
7
DELISTED
Arowana Inc.
ARWA
$4.67M 5.61% +475,000 New +$4.67M
AAPC
8
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$4.07M 4.89% +400,000 New +$4.07M
CADT
9
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$2.97M 3.57% 300,000 -100,000 -25% -$990K
CNLM
10
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$2.65M 3.18% 268,246 – –
BHAC
11
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$2.51M 3.01% 257,000 -200,000 -44% -$1.95M
LMB icon
12
Limbach Holdings
LMB
$1.33B
$2.44M 2.93% 250,000 -100,000 -29% -$975K
MYM
13
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$2.32M 2.79% +186,187 New +$2.32M
CAMB
14
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2M 2.4% 200,000 -200,000 -50% -$2M
PHYS icon
15
Sprott Physical Gold
PHYS
$12B
$1.82M 2.19% +188,381 New +$1.82M
CFD
16
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$1.33M 1.6% 111,902 +77,399 +224% +$922K
DNN icon
17
Denison Mines
DNN
$2.08B
$1.26M 1.51% +1,750,000 New +$1.26M
SWZ
18
Swiss Helvetia Fund
SWZ
$78.5M
$1.17M 1.41% 100,005 -125,906 -56% -$1.47M
RBY
19
DELISTED
RUBICON MENERALS CORP (F)
RBY
$1.11M 1.33% 1,064,100 – –
SMRT
20
DELISTED
Stein Mart Inc
SMRT
$1.05M 1.26% 99,974 -300,026 -75% -$3.14M
IWM icon
21
iShares Russell 2000 ETF
IWM
$67B
$916K 1.1% +7,338 New +$916K
SVVC
22
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$805K 0.97% 62,594 -46,446 -43% -$597K
GPIAU
23
DELISTED
GP Investments Acquisition Corp. Unit
GPIAU
$758K 0.91% +75,000 New +$758K
PVG
24
DELISTED
PRETIUM RESOURCES INC.
PVG
$618K 0.74% +114,285 New +$618K
BZUN
25
Baozun
BZUN
$196M
$377K 0.45% +35,000 New +$377K
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