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WAM

Weiss Asset Management Portfolio holdings

AUM $9.54B
1-Year Est. Return 55.06%
This Fund
S&P 500
This Quarter Est. Return
+1.55%
1 Year Est. Return
+55.06%
3 Year Est. Return
+137.59%
5 Year Est. Return
+182.85%
10 Year Est. Return
+211.35%
AUM
$901M
AUM Growth
-$69.1M
Cap. Flow
-$458M
Cap. Flow %
-50.79%
Top 10 Hldgs %
59.75%
Holding
157
New
53
Increased
14
Reduced
14
Closed
47

Top Buys

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$38.8M
2
PBA icon
Pembina Pipeline
PBA
+$7.39M
3
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$6.77M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$5.35M
5
ANIP icon
ANI Pharmaceuticals
ANIP
+$5.32M

Top Sells

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$101M
2
PNRA
Panera Bread Co
PNRA
+$73.7M
3
AGN.PRA
Allergan plc
AGN.PRA
+$68M
4
ALR.PRB
Alere Inc
ALR.PRB
+$29.8M
5
SWNC
Southwestern Energy Company
SWNC
+$21.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.04%
2 Financials 4.23%
3 Technology 2.54%
4 Healthcare 2.41%
5 Energy 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGN
1
CALL
DELISTED
Allergan plc
AGN
$77M 8.54%
375,500
+110,000
+41% +$25.6M
ARNC.PRB
2
DELISTED
Arconic Inc.
ARNC.PRB
$76.5M 8.48%
1,966,222
+980,980
+100% +$38.8M
ELEC
3
DELISTED
Electrum Special Acquisition Corporation
ELEC
$23.4M 2.6%
2,286,597
+209,700
+10% +$2.12M
IYR icon
4
PUT
iShares US Real Estate ETF
IYR
$4.33B
$23.2M 2.57%
290,000
– –
IEF icon
5
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$42.1B
$21.3M 2.36%
200,000
– –
ALR.PRB
6
DELISTED
Alere Inc
ALR.PRB
$19M 2.11%
47,414
-75,862
-62% -$29.8M
NESR
7
National Energy Services Reunited Corp
NESR
$3.5B
$13.1M 1.46%
1,366,583
+198,650
+17% +$1.9M
XLF icon
8
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55B
$12.9M 1.43%
500,000
+250,000
+100% +$6.24M
IEA
9
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$10.4M 1.15%
1,057,400
– –
SWNC
10
DELISTED
Southwestern Energy Company
SWNC
$10.4M 1.15%
727,825
-1,595,632
-69% -$21.9M
BABA icon
11
Alibaba
BABA
$281B
$10.4M 1.15%
60,000
– –
BABA icon
12
PUT
Alibaba
BABA
$281B
$10.4M 1.15%
60,000
– –
AGI icon
13
Alamos Gold
AGI
$15.5B
$8.79M 0.98%
1,301,535
– –
MMDM
14
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$8.22M 0.91%
842,000
+392,000
+87% +$3.82M
ANIP icon
15
ANI Pharmaceuticals
ANIP
$1.64B
$8.14M 0.9%
155,089
+111,493
+256% +$5.32M
PBA icon
16
Pembina Pipeline
PBA
$28.2B
$7.78M 0.86%
+221,688
New +$7.39M
HWM icon
17
CALL
Howmet Aerospace
HWM
$103B
$7.46M 0.83%
391,200
-1,212,720
-76% -$23.2M
AVCT
18
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$6.77M 0.75%
+46,667
New +$6.77M
NYRT
19
DELISTED
New York REIT, Inc.
NYRT
$6.19M 0.69%
78,839
– –
DMTK
20
DELISTED
DermTech, Inc. Common Stock
DMTK
$5.36M 0.59%
+275,000
New +$5.35M
CVON
21
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$5.03M 0.56%
515,371
+42,500
+9% +$413K
CRF
22
Cornerstone Total Return Fund
CRF
$1.1B
$4.28M 0.47%
298,244
+223,022
+296% +$3.19M
BCAC
23
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$4.2M 0.47%
+425,000
New +$4.17M
FRMM
24
Forum Markets
FRMM
$70.1M
$4.14M 0.46%
112
+46
+70% +$1.7M
PPLI
25
People Inc
PPLI
$2.9B
$3.03M 0.34%
+144,362
New +$2.8M
1
2 3 4 5

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MSE
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VF
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DM
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A
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OAM
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ACM
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Weiss Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Weiss Asset Management held 157 positions worth $901M, down 7.1% from $971M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Weiss Asset Management withdrew a net $458M in Q3 2017, closing 47 positions and reducing 14 holdings. Its most notable exit was Dominion Energy, Inc., an estimated $101M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, up from 80% a quarter earlier, followed by Financials and Technology.

Against the trend, Weiss Asset Management opened a new position in Pembina Pipeline worth $7.78M.

  • Weiss Asset Management's largest Q3 2017 buy was Pembina Pipeline: 221,688 shares worth $7.78M.
  • Weiss Asset Management added most to Arconic Inc. in Q3 2017, an estimated $38.8M increase.
  • Weiss Asset Management's biggest Q3 2017 reduction was Alere Inc, cutting an estimated $29.8M.
  • Weiss Asset Management fully exited Dominion Energy, Inc. in Q3 2017, selling an estimated $101M.
  • Weiss Asset Management's ten largest holdings make up 60% of its $901M portfolio in Q3 2017.
  • Weiss Asset Management opened 53 new positions and closed 47 in Q3 2017.
  • Weiss Asset Management's portfolio value fell 7.1% quarter-over-quarter to $901M.

Based on Weiss Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.