WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$749M
AUM Growth
+$749M
Cap. Flow
-$255M
Cap. Flow %
-34.04%
Top 10 Hldgs %
64.8%
Holding
157
New
53
Increased
12
Reduced
13
Closed
46

Top Buys

1
ARNC.PRB
Arconic Inc.
ARNC.PRB
$38.2M
2
PBA icon
Pembina Pipeline
PBA
$7.78M
3
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$6.77M
4
ANIP icon
ANI Pharmaceuticals
ANIP
$5.85M
5
DMTK
DermTech, Inc. Common Stock
DMTK
$5.36M

Top Sells

1
DCUC
Dominion Energy, Inc.
DCUC
$101M
2
PNRA
Panera Bread Co
PNRA
$73.7M
3
AGN.PRA
Allergan plc.
AGN.PRA
$68M
4
ALR.PRB
Alere Inc
ALR.PRB
$30.4M
5
SWNC
Southwestern Energy Company
SWNC
$22.8M

Sector Composition

1 Healthcare 3.46%
2 Energy 2.87%
3 Technology 2.5%
4 Financials 1.96%
5 Consumer Discretionary 1.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARNC.PRB
1
DELISTED
Arconic Inc.
ARNC.PRB
$76.5M 8.48% 1,966,222 +980,980 +100% +$38.2M
ELEC
2
DELISTED
Electrum Special Acquisition Corporation
ELEC
$23.4M 2.6% 2,286,597 +209,700 +10% +$2.15M
ALR.PRB
3
DELISTED
Alere Inc
ALR.PRB
$19M 2.11% 47,414 -75,862 -62% -$30.4M
NESR
4
National Energy Services Reunited Corp. Ordinary Shares
NESR
$935M
$13.1M 1.46% 1,366,583 +198,650 +17% +$1.91M
IEA
5
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$10.4M 1.15% 1,057,400 – –
SWNC
6
DELISTED
Southwestern Energy Company
SWNC
$10.4M 1.15% 727,825 -1,595,632 -69% -$22.8M
BABA icon
7
Alibaba
BABA
$322B
$10.4M 1.15% 60,000 – –
AGI icon
8
Alamos Gold
AGI
$12.8B
$8.79M 0.98% 1,301,535 – –
MMDM
9
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$8.22M 0.91% 842,000 +392,000 +87% +$3.83M
ANIP icon
10
ANI Pharmaceuticals
ANIP
$2.03B
$8.14M 0.9% 155,089 +111,493 +256% +$5.85M
PBA icon
11
Pembina Pipeline
PBA
$21.9B
$7.78M 0.86% +221,688 New +$7.78M
AVCT
12
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$6.77M 0.75% +700,000 New +$6.77M
NYRT
13
DELISTED
New York REIT, Inc.
NYRT
$6.19M 0.69% 788,386 – –
DMTK
14
DELISTED
DermTech, Inc. Common Stock
DMTK
$5.36M 0.59% +550,000 New +$5.36M
CVON
15
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$5.03M 0.56% 515,371 +42,500 +9% +$414K
CRF
16
Cornerstone Total Return Fund
CRF
$1.21B
$4.28M 0.47% 292,396 +218,649 +296% +$3.2M
BCAC
17
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$4.2M 0.47% +425,000 New +$4.2M
ETHZ
18
ETHZilla Corporation Common Stock
ETHZ
$465M
$4.15M 0.46% 426,400 +176,400 +71% +$1.71M
IAC icon
19
IAC Inc
IAC
$2.94B
$3.03M 0.34% +25,800 New +$3.03M
NRCG
20
DELISTED
NRC Group Holdings Corp.
NRCG
$2.96M 0.33% +300,000 New +$2.96M
SPPP
21
Sprott Physical Platinum and Palladium Trust
SPPP
$298M
$2.75M 0.31% 324,840 -413,007 -56% -$3.5M
ISUN
22
DELISTED
iSun, Inc. Common Stock
ISUN
$2.59M 0.29% 253,498 +226,400 +835% +$2.32M
BKNG icon
23
Booking.com
BKNG
$181B
$2.56M 0.28% +1,400 New +$2.56M
TPGE.U
24
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
$2.22M 0.25% 217,505 -57,222 -21% -$584K
ATACU
25
DELISTED
Atlantic Acquisition Corp. Unit
ATACU
$2.01M 0.22% +195,000 New +$2.01M
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