WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+5.75%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.98B
AUM Growth
+$1.98B
Cap. Flow
+$272M
Cap. Flow %
13.7%
Top 10 Hldgs %
25.62%
Holding
465
New
207
Increased
9
Reduced
43
Closed
126

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$61.5M
2
SOFI icon
SoFi Technologies
SOFI
$43.5M
3
TWCT
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$37.6M
4
HAACU
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$27.5M
5
VYGG
Vy Global Growth
VYGG
$26.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$113M
2
BFT.U
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$74M
3
PFNX
Pfenex Inc.
PFNX
$53.8M
4
YUMC icon
Yum China
YUMC
$29.1M
5
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M

Sector Composition

1 Financials 18.54%
2 Industrials 7.18%
3 Technology 4.64%
4 Consumer Discretionary 4.59%
5 Healthcare 3.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IPOF
1
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$61.5M 2.71% +5,000,000 New +$61.5M
SOFI icon
2
SoFi Technologies
SOFI
$30.6B
$43.5M 1.92% +3,500,000 New +$43.5M
CAI
3
DELISTED
CAI International, Inc.
CAI
$39.6M 1.75% 1,267,401 – –
TWCT
4
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$37.6M 1.66% +3,574,916 New +$37.6M
SA
5
Seabridge Gold
SA
$1.78B
$34.4M 1.52% 1,632,249 +348,348 +27% +$7.33M
RTP.U
6
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$32.3M 1.43% 2,640,005 -1,152,648 -30% -$14.1M
HAACU
7
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$27.5M 1.21% +2,495,000 New +$27.5M
LCID icon
8
Lucid Motors
LCID
$6.08B
$26.9M 1.19% 2,683,563 -2,693,682 -50% -$27M
VYGG
9
DELISTED
Vy Global Growth
VYGG
$26.1M 1.15% +2,500,000 New +$26.1M
KKR icon
10
KKR & Co
KKR
$124B
$26M 1.15% 643,300 +404,300 +169% +$16.4M
SWK icon
11
Stanley Black & Decker
SWK
$11.5B
$23.7M 1.05% 132,985 +78,635 +145% +$14M
CBAH.U
12
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$20.9M 0.92% +2,000,000 New +$20.9M
GWH icon
13
ESS Tech
GWH
$20.8M
$20.2M 0.89% +2,000,000 New +$20.2M
LFTR
14
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$19.7M 0.87% +1,899,999 New +$19.7M
MIC
15
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$17.7M 0.78% +470,584 New +$17.7M
PSTH
16
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$16M 0.71% +577,300 New +$16M
IPOD
17
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$15.7M 0.69% +1,150,000 New +$15.7M
RTPZ.U
18
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$14.8M 0.65% +1,300,000 New +$14.8M
GBTG icon
19
American Express Global Business Travel
GBTG
$3.99B
$14.6M 0.65% +1,406,557 New +$14.6M
VHAQ.U
20
DELISTED
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
$14.2M 0.63% +1,386,800 New +$14.2M
PRPB.U
21
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$14.1M 0.62% 1,310,818 – –
BDX icon
22
Becton Dickinson
BDX
$55.3B
$13.8M 0.61% 55,140 +41,590 +307% +$10.4M
MUX icon
23
McEwen Inc.
MUX
$625M
$13.7M 0.61% +13,968,066 New +$13.7M
DMYI.U
24
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$13.7M 0.6% +1,200,000 New +$13.7M
NEBCU
25
DELISTED
Nebula Caravel Acquisition Corp. Unit
NEBCU
$13.5M 0.6% +1,250,000 New +$13.5M
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