WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+3.18%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
-$11.8M
Cap. Flow %
-0.94%
Top 10 Hldgs %
52.62%
Holding
455
New
71
Increased
20
Reduced
102
Closed
134

Top Buys

1
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$15.6M
2
XLF icon
Financial Select Sector SPDR Fund
XLF
$14.9M
3
AGN
Allergan plc
AGN
$14.8M
4
LACQ
Leisure Acquisition Corp.
LACQ
$13.5M
5
JIH
Juniper Industrial Holdings, Inc.
JIH
$12.3M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$28.1M
2
CELG
Celgene Corp
CELG
$19.3M
3
AABA
Altaba Inc. Common Stock
AABA
$18.1M
4
THBRU
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$15M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$12.9M

Sector Composition

1 Industrials 8.21%
2 Financials 4.74%
3 Healthcare 3.74%
4 Real Estate 2.62%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CAI
1
DELISTED
CAI International, Inc.
CAI
$40.7M 2.75% 1,404,315 +339,423 +32% +$9.84M
BDXA
2
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$38M 2.57% 580,000 -430,000 -43% -$28.1M
EPR.PRC icon
3
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$36.5M 2.47% 1,162,600 +50,000 +4% +$1.57M
EPR.PRE icon
4
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$35.8M 2.42% 936,773 +407,673 +77% +$15.6M
VRTSP
5
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$25.8M 1.75% 254,589 +19,291 +8% +$1.96M
AGN
6
DELISTED
Allergan plc
AGN
$25.6M 1.73% 133,744 +77,644 +138% +$14.8M
BXG
7
DELISTED
Bluegreen Vacations Corporation Common Stock
BXG
$19.5M 1.32% 1,883,446 – –
HPK icon
8
HighPeak Energy
HPK
$971M
$18.8M 1.27% 1,807,900 – –
SA
9
Seabridge Gold
SA
$1.78B
$18M 1.22% 1,300,000 – –
SWK icon
10
Stanley Black & Decker
SWK
$11.5B
$17.5M 1.18% 105,611 +30,036 +40% +$4.98M
XLF icon
11
Financial Select Sector SPDR Fund
XLF
$54.1B
$14.9M 1% +482,500 New +$14.9M
LACQ
12
DELISTED
Leisure Acquisition Corp.
LACQ
$13.5M 0.92% +1,299,600 New +$13.5M
GDXJ icon
13
VanEck Junior Gold Miners ETF
GDXJ
$6.6B
$13.2M 0.89% 311,650 -60,500 -16% -$2.56M
VVNT
14
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$12.5M 0.84% 1,212,300 -194,700 -14% -$2M
JIH
15
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$12.3M 0.83% +1,250,000 New +$12.3M
XLE icon
16
Energy Select Sector SPDR Fund
XLE
$27.6B
$11.4M 0.77% 190,199 +100,599 +112% +$6.04M
NIHD
17
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$10.2M 0.69% 4,693,447 +2,031,538 +76% +$4.41M
LATN
18
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$9.85M 0.67% +1,000,000 New +$9.85M
CHPMU
19
DELISTED
CHP Merger Corp. Unit
CHPMU
$8.14M 0.55% +800,000 New +$8.14M
SAQNU
20
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
$8.12M 0.55% +800,200 New +$8.12M
KPLT icon
21
Katapult Holdings
KPLT
$68.5M
$7.4M 0.5% +758,607 New +$7.4M
ID
22
DELISTED
PARTS iD, Inc.
ID
$6.79M 0.46% 660,700 – –
EWZ icon
23
iShares MSCI Brazil ETF
EWZ
$5.45B
$6.67M 0.45% 140,500 +60,500 +76% +$2.87M
BBDC icon
24
Barings BDC
BBDC
$1.04B
$6.47M 0.44% 629,144 -12,900 -2% -$133K
BRMK
25
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$6.42M 0.43% +503,118 New +$6.42M
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