WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+1.44%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$4.45B
AUM Growth
+$4.45B
Cap. Flow
-$183M
Cap. Flow %
-4.11%
Top 10 Hldgs %
19.17%
Holding
1,046
New
355
Increased
83
Reduced
64
Closed
248

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$105M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$68.3M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$53.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$43.9M
5
PCGU
PG&E Corporation
PCGU
$39.4M

Top Sells

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$223M
2
INFO
IHS Markit Ltd. Common Shares
INFO
$44.6M
3
FRGE icon
Forge Global Holdings
FRGE
$29.7M
4
SPAQ
Spartan Acquisition Corp. III
SPAQ
$25.5M
5
NRGV icon
Energy Vault
NRGV
$23.5M

Sector Composition

1 Financials 40.9%
2 Healthcare 6.12%
3 Technology 4.76%
4 Industrials 4.57%
5 Communication Services 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVGOP
1
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$130M 2.69% 66,000 +53,500 +428% +$105M
PCGU
2
DELISTED
PG&E Corporation
PCGU
$126M 2.62% 1,123,213 +350,213 +45% +$39.4M
SPY icon
3
SPDR S&P 500 ETF Trust
SPY
$658B
$120M 2.49% 266,418 +30,622 +13% +$13.8M
NEE.PRO
4
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$78.9M 1.64% 1,277,500 +710,000 +125% +$43.9M
EXEEW
5
Expand Energy Corporation Class A Warrants
EXEEW
$74.4M 1.54% 1,161,630 +28,333 +3% +$1.81M
SJIV
6
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$68.3M 1.42% +982,942 New +$68.3M
NEE.PRP
7
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$53.5M 1.11% +1,025,000 New +$53.5M
TBPH icon
8
Theravance Biopharma
TBPH
$699M
$51.7M 1.07% 5,412,487 +2,810,709 +108% +$26.9M
REVH
9
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$49.3M 1.02% 5,027,435 – –
VYGG
10
DELISTED
Vy Global Growth
VYGG
$42M 0.87% 4,241,393 – –
CVII
11
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$40.5M 0.84% 4,133,034 – –
EXEEL
12
Expand Energy Corporation Class C Warrants
EXEEL
$39.6M 0.82% 711,950 +433,717 +156% +$24.1M
EXEEZ
13
Expand Energy Corporation Class B Warrants
EXEEZ
$33.4M 0.69% 561,218 -153,646 -21% -$9.15M
HAAC
14
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$33.2M 0.69% 3,366,343 – –
ASZ
15
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$30.8M 0.64% 3,153,739 -250,000 -7% -$2.45M
DCUE
16
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$30.5M 0.63% 30,000 -220,000 -88% -$223M
TBCP
17
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$29.2M 0.61% 2,974,907 – –
HERA
18
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$28.9M 0.6% 2,951,350 -800,000 -21% -$7.83M
HCVI
19
DELISTED
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
$28.8M 0.6% 2,970,000 – –
FPAC
20
DELISTED
Far Peak Acquisition Corporation
FPAC
$27.6M 0.57% 2,774,431 +2,130,536 +331% +$21.2M
AVTR.PRA
21
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$26.9M 0.56% 260,000 +210,000 +420% +$21.7M
PSTH
22
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$26.6M 0.55% 1,336,381 – –
IIVI
23
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$25.7M 0.53% 87,000 +10,000 +13% +$2.95M
SCLE
24
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$25.7M 0.53% 2,610,358 +610,133 +31% +$6M
ARKK icon
25
ARK Innovation ETF
ARKK
$7.45B
$25.4M 0.53% 382,760 +315,072 +465% +$20.9M
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