WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-2.77%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$246M
AUM Growth
+$246M
Cap. Flow
+$102M
Cap. Flow %
41.43%
Top 10 Hldgs %
54.52%
Holding
90
New
49
Increased
5
Reduced
7
Closed
21

Top Buys

1
TDF
Templeton Dragon Fund
TDF
$9.45M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$9.04M
3
SWZ
Swiss Helvetia Fund
SWZ
$8.39M
4
IFN
India Fund
IFN
$7.34M
5
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$5.58M

Top Sells

1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$11.2M
2
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
$2.68M
3
JLA
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$2.56M
4
VTTI
VTTI Energy Partners LP
VTTI
$2.51M
5
VDTH
Videocon d2h Limited
VDTH
$2.27M

Sector Composition

1 Consumer Discretionary 4.85%
2 Materials 3.79%
3 Industrials 1.34%
4 Communication Services 1.18%
5 Energy 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZAIS
1
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$17.7M 7.18% 1,700,000 +500,000 +42% +$5.21M
EWY icon
2
iShares MSCI South Korea ETF
EWY
$5.13B
$13.9M 5.66% 252,182 +27,182 +12% +$1.5M
TDF
3
Templeton Dragon Fund
TDF
$284M
$9.45M 3.84% +393,110 New +$9.45M
RPT.PRD
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$9.04M 3.67% +135,000 New +$9.04M
SWZ
5
Swiss Helvetia Fund
SWZ
$78.5M
$8.39M 3.41% +753,289 New +$8.39M
IFN
6
India Fund
IFN
$601M
$7.34M 2.98% +284,402 New +$7.34M
SA
7
Seabridge Gold
SA
$1.78B
$7.2M 2.92% 950,000 – –
ASHR icon
8
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.34B
$5.58M 2.27% +150,000 New +$5.58M
GGAC
9
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$5.5M 2.23% 575,000 – –
TACO
10
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$5.35M 2.17% +550,000 New +$5.35M
ADX icon
11
Adams Diversified Equity Fund
ADX
$2.61B
$5.13M 2.08% +374,835 New +$5.13M
LIND icon
12
Lindblad Expeditions
LIND
$799M
$4.93M 2% 500,000 – –
PHYS icon
13
Sprott Physical Gold
PHYS
$12B
$4.89M 1.99% 500,826 +199,072 +66% +$1.94M
BGR icon
14
BlackRock Energy and Resources Trust
BGR
$356M
$4.75M 1.93% +237,982 New +$4.75M
SVVC
15
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$4.74M 1.92% 254,017 +138,096 +119% +$2.58M
SPPP
16
Sprott Physical Platinum and Palladium Trust
SPPP
$298M
$4.59M 1.86% +530,708 New +$4.59M
RVT icon
17
Royce Value Trust
RVT
$1.92B
$4.26M 1.73% +297,445 New +$4.26M
CHN
18
China Fund
CHN
$166M
$4.22M 1.71% +231,630 New +$4.22M
GDEF
19
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$4.13M 1.68% +400,000 New +$4.13M
CAMB
20
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$3.96M 1.61% 400,000 +300,000 +300% +$2.97M
TTF
21
DELISTED
Thai Fund
TTF
$3.94M 1.6% +333,947 New +$3.94M
CADT
22
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$3.88M 1.57% +400,000 New +$3.88M
FIF
23
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.6M 1.46% +151,247 New +$3.6M
RMT
24
Royce Micro-Cap Trust
RMT
$535M
$3.38M 1.37% +335,005 New +$3.38M
LMB icon
25
Limbach Holdings
LMB
$1.33B
$3.29M 1.34% 350,000 – –
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