WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+1.33%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$818M
AUM Growth
+$818M
Cap. Flow
+$334M
Cap. Flow %
40.82%
Top 10 Hldgs %
72.09%
Holding
134
New
53
Increased
12
Reduced
8
Closed
27

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$101M
2
PNRA
Panera Bread Co
PNRA
$73.7M
3
AGN.PRA
Allergan plc.
AGN.PRA
$68M
4
ALR.PRB
Alere Inc
ALR.PRB
$48.4M
5
ARNC.PRB
Arconic Inc.
ARNC.PRB
$34.4M

Top Sells

1
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
$26.1M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$25.1M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
4
UAM
Universal American Corp
UAM
$10.1M
5
KLRE
KLR Energy Acquisition Corp
KLRE
$8.41M

Sector Composition

1 Consumer Discretionary 10.06%
2 Technology 3.51%
3 Financials 2.15%
4 Materials 1.41%
5 Energy 1.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCUC
1
DELISTED
Dominion Energy, Inc.
DCUC
$101M 10.42% +2,116,640 New +$101M
PNRA
2
DELISTED
Panera Bread Co
PNRA
$73.7M 7.59% +234,155 New +$73.7M
AGN.PRA
3
DELISTED
Allergan plc.
AGN.PRA
$68M 7% +78,368 New +$68M
ALR.PRB
4
DELISTED
Alere Inc
ALR.PRB
$48.4M 4.99% +123,276 New +$48.4M
ARNC.PRB
5
DELISTED
Arconic Inc.
ARNC.PRB
$35.3M 3.63% 985,242 +960,242 +3,841% +$34.4M
SWNC
6
DELISTED
Southwestern Energy Company
SWNC
$33.9M 3.49% 2,323,457 +1,827,095 +368% +$26.7M
FCH.PRA
7
DELISTED
Felcor Lodging Tr Ser A Cum Cv
FCH.PRA
$21.5M 2.22% +771,548 New +$21.5M
ELEC
8
DELISTED
Electrum Special Acquisition Corporation
ELEC
$21M 2.16% 2,076,897 +240,502 +13% +$2.43M
RMNI icon
9
Rimini Street
RMNI
$401M
$15.9M 1.63% 1,583,615 +387,300 +32% +$3.88M
NESR
10
National Energy Services Reunited Corp. Ordinary Shares
NESR
$935M
$11.1M 1.15% +1,167,933 New +$11.1M
IEA
11
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$10.4M 1.07% 1,057,400 -600 -0.1% -$5.88K
AGI icon
12
Alamos Gold
AGI
$12.8B
$9.24M 0.95% +1,301,535 New +$9.24M
BABA icon
13
Alibaba
BABA
$322B
$8.45M 0.87% +60,000 New +$8.45M
NYRT
14
DELISTED
New York REIT, Inc.
NYRT
$6.81M 0.7% +788,386 New +$6.81M
SPPP
15
Sprott Physical Platinum and Palladium Trust
SPPP
$298M
$5.89M 0.61% 737,847 +420,554 +133% +$3.36M
EACQ
16
DELISTED
Easterly Acquisition Corp
EACQ
$4.61M 0.47% 458,400 +168,000 +58% +$1.69M
CVON
17
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$4.59M 0.47% +472,871 New +$4.59M
MMDM
18
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$4.4M 0.45% +450,000 New +$4.4M
JFC
19
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$4.28M 0.44% 213,300 +100,525 +89% +$2.02M
LRCX icon
20
Lam Research
LRCX
$127B
$3.53M 0.36% +24,938 New +$3.53M
HCAC.U
21
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$3.02M 0.31% +300,000 New +$3.02M
TPGE.U
22
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
$2.87M 0.3% +274,727 New +$2.87M
CNACU
23
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
$2.54M 0.26% +250,000 New +$2.54M
BRQS
24
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$2.52M 0.26% 246,000 – –
ETHZ
25
ETHZilla Corporation Common Stock
ETHZ
$465M
$2.43M 0.25% +250,000 New +$2.43M
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