WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
+6.5%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$145M
AUM Growth
+$145M
Cap. Flow
-$4.17M
Cap. Flow %
-2.87%
Top 10 Hldgs %
80.95%
Holding
60
New
25
Increased
2
Reduced
2
Closed
19

Top Buys

1
ALLY icon
Ally Financial
ALLY
$24.4M
2
SIR
SELECT INCOME REIT
SIR
$11.5M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$9.61M
4
GM.WS.B
General Motors Company
GM.WS.B
$6.47M
5
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$5.53M

Top Sells

1
CWH.PRD
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$35.8M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$26.6M
3
SA
Seabridge Gold
SA
$8.53M
4
INXB
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
$2.56M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$2.03M

Sector Composition

1 Financials 16.82%
2 Real Estate 10.83%
3 Materials 10.71%
4 Industrials 4.16%
5 Consumer Discretionary 3.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALLY icon
1
Ally Financial
ALLY
$12.6B
$24.4M 16.82% +1,021,985 New +$24.4M
SIR
2
DELISTED
SELECT INCOME REIT
SIR
$15.7M 10.83% 530,670 +389,659 +276% +$11.5M
PVG
3
DELISTED
PRETIUM RESOURCES INC.
PVG
$15.2M 10.47% 1,836,887 – –
EWY icon
4
iShares MSCI South Korea ETF
EWY
$5.13B
$14.6M 10.07% 225,000 -7,192 -3% -$468K
ZAIS
5
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$12.4M 8.51% 1,200,000 – –
JGT
6
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$9.61M 6.62% +855,806 New +$9.61M
GM.WS.B
7
DELISTED
General Motors Company
GM.WS.B
$9.14M 6.29% 492,268 +348,368 +242% +$6.47M
PANL icon
8
Pangaea Logistics
PANL
$348M
$6.05M 4.16% 600,000 – –
EP.PRC icon
9
El Paso Energy Capital Trust I
EP.PRC
$217M
$5.53M 3.81% +100,000 New +$5.53M
LIND icon
10
Lindblad Expeditions
LIND
$799M
$4.91M 3.38% 500,000 – –
HQH
11
abrdn Healthcare Investors
HQH
$891M
$3.92M 2.7% +148,867 New +$3.92M
JGV
12
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$3.48M 2.39% +236,197 New +$3.48M
MWRX
13
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$2.68M 1.84% 325,000 – –
HQL
14
abrdn Life Sciences Investors
HQL
$403M
$2.25M 1.55% +108,203 New +$2.25M
VDTH
15
DELISTED
Videocon d2h Limited
VDTH
$2.23M 1.53% 228,200 – –
JQC icon
16
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.62M 1.11% +172,978 New +$1.62M
NZF icon
17
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$1.4M 0.96% +101,979 New +$1.4M
JGG
18
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$1.38M 0.95% +108,062 New +$1.38M
NMA
19
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$1.14M 0.78% +84,728 New +$1.14M
JLA
20
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$1.04M 0.72% +78,467 New +$1.04M
CAMB
21
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$976K 0.67% +100,000 New +$976K
NVG icon
22
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$874K 0.6% +61,747 New +$874K
NMY
23
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$792K 0.55% +61,515 New +$792K
JDD
24
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$728K 0.5% +59,407 New +$728K
NQI
25
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$726K 0.5% +55,403 New +$726K
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