WAM

Weiss Asset Management Portfolio holdings

AUM $6.19B
This Quarter Return
-1.29%
1 Year Return
+26.89%
3 Year Return
+55.28%
5 Year Return
+74.65%
10 Year Return
+88.68%
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$27.9M
Cap. Flow %
6.96%
Top 10 Hldgs %
56.71%
Holding
264
New
24
Increased
14
Reduced
7
Closed
193

Top Buys

1
NPBC
NATL PENN BANCSHARES INC
NPBC
$69.2M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M
3
AGN.PRA
Allergan plc.
AGN.PRA
$16.5M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.8M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$12.1M
3
PHYS icon
Sprott Physical Gold
PHYS
$10.7M
4
IVR icon
Invesco Mortgage Capital
IVR
$9.66M
5
CAF
Morgan Stanley China A Share Fund
CAF
$8M

Sector Composition

1 Financials 12.37%
2 Industrials 8.08%
3 Energy 2.82%
4 Technology 2.45%
5 Consumer Discretionary 1.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NPBC
1
DELISTED
NATL PENN BANCSHARES INC
NPBC
$69.2M 17.18% +6,500,000 New +$69.2M
NEE.PRP
2
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$39.6M 9.83% +650,000 New +$39.6M
AGN.PRA
3
DELISTED
Allergan plc.
AGN.PRA
$16.5M 4.11% +18,000 New +$16.5M
XELA
4
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$15.4M 3.81% 1,569,800 – –
WSC icon
5
WillScot Mobile Mini Holdings
WSC
$4.41B
$14.5M 3.61% 1,496,233 +185,000 +14% +$1.8M
AUMA
6
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$13.7M 3.4% 1,389,890 +131,964 +10% +$1.3M
TMUSP
7
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.2M 3.29% +200,000 New +$13.2M
TRTL
8
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$13.2M 3.27% 1,330,000 – –
ACG
9
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$12.4M 3.07% 1,573,880 +1,121,485 +248% +$8.8M
BLVD
10
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$10.9M 2.71% 1,117,301 +348,000 +45% +$3.39M
ELEC
11
DELISTED
Electrum Special Acquisition Corporation
ELEC
$9.67M 2.4% 1,002,495 +642,645 +179% +$6.2M
AAPC
12
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$8.61M 2.14% 825,100 +425,100 +106% +$4.43M
RMNI icon
13
Rimini Street
RMNI
$401M
$8.04M 2% 841,600 +644,800 +328% +$6.16M
KLREU
14
DELISTED
KLR Energy Acquisition Corp.
KLREU
$8.01M 1.99% +799,000 New +$8.01M
CTF
15
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.8M 1.94% 517,731 -120,238 -19% -$1.81M
CCI.PRA
16
DELISTED
Crown Castle International Corp.
CCI.PRA
$6.43M 1.6% +60,000 New +$6.43M
NOA
17
North American Construction
NOA
$399M
$6.34M 1.57% 3,074,758 +69,295 +2% +$143K
DSKE
18
DELISTED
Daseke, Inc. Common Stock
DSKE
$5.97M 1.48% 616,600 – –
RPT.PRD
19
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$5.88M 1.46% 90,000 -30,000 -25% -$1.96M
ARWA
20
DELISTED
Arowana Inc.
ARWA
$5.7M 1.42% 572,500 – –
NXZ
21
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$4.95M 1.23% 333,104 +112,288 +51% +$1.67M
AMSGP
22
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$4.28M 1.06% +30,000 New +$4.28M
CNLM
23
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$4.28M 1.06% 423,246 – –
TWNK
24
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$3.75M 0.93% +385,000 New +$3.75M
NXEO
25
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$3.6M 0.89% +359,023 New +$3.6M
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