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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-11.14%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$126M
AUM Growth
-$41.7M
Cap. Flow
-$24M
Cap. Flow %
-19.04%
Top 10 Hldgs %
48.43%
Holding
94
New
5
Increased
12
Reduced
45
Closed
20

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$2.62M
2
CSCO icon
Cisco
CSCO
+$2.06M
3
HDV
iShares Core High Dividend ETF
HDV
+$1.3M
4
DHR icon
Danaher
DHR
+$1M
5
CTXS
Citrix Systems Inc
CTXS
+$999K

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.71M
2
RIO icon
Rio Tinto
RIO
+$1.94M
3
AAPL icon
Apple
AAPL
+$1.87M
4
IBM icon
IBM
IBM
+$1.87M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.77M

Sector Composition

Rank Sector Weight
1 Healthcare 11.54%
2 Financials 9.76%
3 Technology 8.28%
4 Consumer Staples 6.33%
5 Communication Services 4.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
51
Mondelez International
MDLZ
$78.9B
$708K 0.56%
17,690
– –
BMY icon
52
Bristol-Myers Squibb
BMY
$130B
$704K 0.56%
13,549
-1
-0% -$54
GAIA icon
53
Gaia
GAIA
$31.1M
$535K 0.42%
51,600
– –
SHY icon
54
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$529K 0.42%
6,325
-1,281
-17% -$106K
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.19T
$508K 0.4%
9,820
+1,500
+18% +$80.3K
BP icon
56
BP
BP
$111B
$446K 0.35%
12,140
+1,007
+9% +$40.2K
CB icon
57
Chubb
CB
$134B
$398K 0.32%
3,081
-4,904
-61% -$634K
AMZN icon
58
Amazon
AMZN
$2.94T
$395K 0.31%
5,260
+560
+12% +$46.6K
ISRG icon
59
Intuitive Surgical
ISRG
$142B
$392K 0.31%
2,454
-1,245
-34% -$211K
ADBE icon
60
Adobe
ADBE
$105B
$356K 0.28%
1,575
-950
-38% -$229K
PEP icon
61
PepsiCo
PEP
$189B
$342K 0.27%
3,091
– –
MRK icon
62
Merck
MRK
$322B
$296K 0.23%
4,061
– –
SPY icon
63
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$295K 0.23%
1,181
+1
+0.1% +$270
RDS.B
64
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$265K 0.21%
4,416
-44
-1% -$2.81K
UNP icon
65
Union Pacific
UNP
$174B
$263K 0.21%
1,900
– –
MO icon
66
Altria Group
MO
$109B
$260K 0.21%
5,268
– –
DE icon
67
Deere & Co
DE
$167B
$254K 0.2%
1,700
– –
GOOGL icon
68
Alphabet (Google) Class A
GOOGL
$4.2T
$252K 0.2%
4,820
-40
-0.8% -$2.16K
FLR icon
69
Fluor
FLR
$7.08B
$225K 0.18%
7,000
-21,800
-76% -$940K
BA icon
70
Boeing
BA
$184B
$221K 0.18%
685
– –
AAPL icon
71
Apple
AAPL
$4.45T
– –
-33,096
Closed -$1.87M
AX icon
72
Axos Financial
AX
$5.68B
– –
-26,420
Closed -$909K
BKR icon
73
Baker Hughes
BKR
$64.3B
– –
-11,400
Closed -$386K
COP icon
74
ConocoPhillips
COP
$151B
– –
-14,400
Closed -$1.11M
CSX icon
75
CSX Corp
CSX
$92.5B
– –
-16,800
Closed -$415K
1 2
3
4

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MCM
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5VM
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PPG
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Spectrum Asset Management (California)'s Q4 2018 Portfolio in Review

As of Q4 2018, Spectrum Asset Management (California) held 94 positions worth $126M, down 25% from $168M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Spectrum Asset Management (California) withdrew a net $24M in Q4 2018, closing 20 positions and reducing 45 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $3.71M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 9% a quarter earlier, followed by Financials and Technology.

Against the trend, Spectrum Asset Management (California) opened a new position in Walt Disney worth $2.53M.

  • Spectrum Asset Management (California)'s largest Q4 2018 buy was Walt Disney: 23,037 shares worth $2.53M.
  • Spectrum Asset Management (California) added most to Walmart Inc in Q4 2018, an estimated $252K increase.
  • Spectrum Asset Management (California)'s biggest Q4 2018 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $1.77M.
  • Spectrum Asset Management (California) fully exited State Street Financial Select Sector SPDR ETF in Q4 2018, selling an estimated $3.71M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 48% of its $126M portfolio in Q4 2018.
  • Spectrum Asset Management (California) opened 5 new positions and closed 20 in Q4 2018.
  • Spectrum Asset Management (California)'s portfolio value fell 25% quarter-over-quarter to $126M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2018, filed 28 Jan 2019.