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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$190M
AUM Growth
-$10.6M
Cap. Flow
-$6.57M
Cap. Flow %
-3.45%
Top 10 Hldgs %
41.89%
Holding
99
New
9
Increased
20
Reduced
35
Closed
8

Top Buys

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$4.54M
2
WMT icon
Walmart Inc
WMT
+$2.25M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$938K
4
CF icon
CF Industries
CF
+$826K
5
V icon
Visa
V
+$761K

Top Sells

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$10.2M
2
SH icon
ProShares Short S&P500
SH
+$9.15M
3
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$1.02M
4
VONE icon
Vanguard Russell 1000 ETF
VONE
+$648K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$520K

Sector Composition

Rank Sector Weight
1 Technology 13.23%
2 Energy 8.78%
3 Healthcare 7.6%
4 Industrials 6.69%
5 Consumer Staples 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVT icon
1
iShares US Treasury Bond ETF
GOVT
$43.5B
$17.3M 9.09%
785,340
-453,941
-37% -$10.2M
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$16B
$14.7M 7.71%
683,493
-23,163
-3% -$520K
IAU icon
3
iShares Gold Trust
IAU
$66B
$7.73M 4.06%
221,016
-3,772
-2% -$138K
CVX icon
4
Chevron
CVX
$371B
$7.37M 3.87%
43,708
-422
-1% -$68.2K
SCHG icon
5
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$6.66M 3.5%
366,328
-10,084
-3% -$190K
MDT icon
6
Medtronic
MDT
$110B
$6.45M 3.39%
81,544
+54,178
+198% +$4.54M
ESGU icon
7
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$5.79M 3.04%
61,435
-2,100
-3% -$206K
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$4.84M 2.54%
34,168
+65
+0.2% +$9.71K
CSCO icon
9
Cisco
CSCO
$476B
$4.57M 2.4%
84,978
-4,138
-5% -$223K
XOM icon
10
ExxonMobil
XOM
$642B
$4.35M 2.28%
36,975
-596
-2% -$65.4K
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$3.91M 2.05%
53,681
+85
+0.2% +$6.34K
MSFT icon
12
Microsoft
MSFT
$3.71T
$3.88M 2.04%
12,301
-279
-2% -$92.2K
HON icon
13
Honeywell
HON
$76.3B
$3.88M 2.04%
22,292
-333
-1% -$60.9K
INTC icon
14
Intel
INTC
$503B
$3.83M 2.01%
107,833
+14,757
+16% +$514K
WMT icon
15
Walmart Inc
WMT
$892B
$3.81M 2%
71,445
+42,351
+146% +$2.25M
SCHW
16
Charles Schwab
SCHW
$187B
$3.76M 1.97%
68,407
+2,523
+4% +$152K
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$3.59M 1.89%
79,520
+530
+0.7% +$23.2K
ACN icon
18
Accenture
ACN
$105B
$3.47M 1.82%
11,309
-240
-2% -$75.6K
AAPL icon
19
Apple
AAPL
$4.56T
$3.42M 1.8%
20,002
-166
-0.8% -$30.4K
ABBV icon
20
AbbVie
ABBV
$431B
$3.37M 1.77%
22,595
-493
-2% -$72.4K
CF icon
21
CF Industries
CF
$17.9B
$3.14M 1.65%
36,639
+10,454
+40% +$826K
BG icon
22
Bunge Global
BG
$20.9B
$2.99M 1.57%
27,637
+860
+3% +$94.2K
GD icon
23
General Dynamics
GD
$105B
$2.97M 1.56%
13,445
-215
-2% -$47.6K
ORCL icon
24
Oracle
ORCL
$413B
$2.88M 1.51%
27,211
-910
-3% -$105K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.88M 1.51%
8,215
-67
-0.8% -$23.8K
1
2 3 4

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SWM
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WIP
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MCM
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5VM
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PWC
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LSC
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PPG
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Spectrum Asset Management (California)'s Q3 2023 Portfolio in Review

As of Q3 2023, Spectrum Asset Management (California) held 99 positions worth $190M, down 5.3% from $201M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) withdrew a net $6.57M in Q3 2023, closing 8 positions and reducing 35 holdings. Its most notable exit was ProShares Short S&P500, an estimated $9.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Spectrum Asset Management (California) opened a new position in iShares Treasury Floating Rate Bond ETF worth $941K.

  • Spectrum Asset Management (California)'s largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 18,542 shares worth $941K.
  • Spectrum Asset Management (California) added most to Medtronic in Q3 2023, an estimated $4.54M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2023 reduction was iShares US Treasury Bond ETF, cutting an estimated $10.2M.
  • Spectrum Asset Management (California) fully exited ProShares Short S&P500 in Q3 2023, selling an estimated $9.15M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $190M portfolio in Q3 2023.
  • Spectrum Asset Management (California) opened 9 new positions and closed 8 in Q3 2023.
  • Spectrum Asset Management (California)'s portfolio value fell 5.3% quarter-over-quarter to $190M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2023, filed 18 Oct 2023.