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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$355M
AUM Growth
+$29.2M
Cap. Flow
+$11.5M
Cap. Flow %
3.24%
Top 10 Hldgs %
42.14%
Holding
132
New
16
Increased
39
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$5.7M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$4.57M
3
BWA icon
BorgWarner
BWA
+$3.65M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.57M
5
COLD icon
Americold
COLD
+$2.42M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.94M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$4.64M
3
IXG icon
iShares Global Financials ETF
IXG
+$2.8M
4
COR
Coresite Realty Corporation
COR
+$2.6M
5
NUE icon
Nucor
NUE
+$1.63M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Industrials 4.38%
3 Financials 4.38%
4 Healthcare 3.61%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
1
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$23.4M 6.61%
960,210
+13,032
+1% +$309K
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$20.9M 5.89%
257,046
-84,896
-25% -$6.94M
IUSB icon
3
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$18.9M 5.32%
356,530
+23,467
+7% +$1.24M
GOVT icon
4
iShares US Treasury Bond ETF
GOVT
$43.7B
$17.6M 4.97%
660,554
+12,288
+2% +$325K
SCHG icon
5
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$13.8M 3.88%
671,824
+13,744
+2% +$275K
ESGU icon
6
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$12.7M 3.59%
118,024
+5,414
+5% +$568K
FALN icon
7
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$11.9M 3.35%
396,227
+190,453
+93% +$5.7M
VMBS icon
8
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$11.2M 3.15%
211,229
-87,516
-29% -$4.64M
EFG icon
9
iShares MSCI EAFE Growth ETF
EFG
$17.1B
$10.2M 2.88%
92,644
+3,475
+4% +$381K
EFV icon
10
iShares MSCI EAFE Value ETF
EFV
$29.2B
$8.85M 2.5%
175,658
+6,144
+4% +$314K
IJR icon
11
iShares Core S&P Small-Cap ETF
IJR
$112B
$8.5M 2.4%
74,226
+2,917
+4% +$332K
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$8.12M 2.29%
62,861
+35,411
+129% +$4.57M
SCHF icon
13
Schwab International Equity ETF
SCHF
$68.2B
$7.46M 2.1%
383,714
+21,632
+6% +$425K
VUG icon
14
Vanguard Morningstar Growth ETF
VUG
$230B
$6.55M 1.85%
122,526
+450
+0.4% +$23.4K
CVX icon
15
Chevron
CVX
$371B
$6.09M 1.72%
51,919
-513
-1% -$58.3K
BIV icon
16
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$5.91M 1.67%
67,412
-36
-0.1% -$3.19K
MSFT icon
17
Microsoft
MSFT
$3.62T
$5.91M 1.67%
17,561
-364
-2% -$118K
XLE icon
18
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$5.13M 1.45%
184,862
+6,160
+3% +$174K
ACN icon
19
Accenture
ACN
$104B
$4.99M 1.41%
12,025
-980
-8% -$357K
SCHW
20
Charles Schwab
SCHW
$188B
$4.88M 1.38%
58,038
-3,841
-6% -$311K
CSCO icon
21
Cisco
CSCO
$479B
$4.82M 1.36%
76,028
+16,142
+27% +$922K
IAU icon
22
iShares Gold Trust
IAU
$65.9B
$4.31M 1.22%
123,891
+8,758
+8% +$299K
XOM icon
23
ExxonMobil
XOM
$628B
$3.88M 1.09%
63,395
+87
+0.1% +$5.44K
HON icon
24
Honeywell
HON
$78.6B
$3.85M 1.08%
19,567
+796
+4% +$161K
BWA icon
25
BorgWarner
BWA
$13.7B
$3.61M 1.02%
+90,971
New +$3.65M
1
2 3 4 5

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WIP
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MCM
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5VM
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Spectrum Asset Management (California)'s Q4 2021 Portfolio in Review

As of Q4 2021, Spectrum Asset Management (California) held 132 positions worth $355M, up 9% from $325M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Spectrum Asset Management (California) deployed $11.5M of net new capital in Q4 2021, opening 16 new positions and adding to 39 existing holdings. Its largest new stake was BorgWarner: 90,971 shares worth $3.61M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.9% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $6.94M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2021 buy was BorgWarner: 90,971 shares worth $3.61M.
  • Spectrum Asset Management (California) added most to iShares Fallen Angels USD Bond ETF in Q4 2021, an estimated $5.7M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2021 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $6.94M.
  • Spectrum Asset Management (California) fully exited Coresite Realty Corporation in Q4 2021, selling an estimated $2.6M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 42% of its $355M portfolio in Q4 2021.
  • Spectrum Asset Management (California) opened 16 new positions and closed 9 in Q4 2021.
  • Spectrum Asset Management (California)'s portfolio value rose 9% quarter-over-quarter to $355M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2021, filed 14 Feb 2022.