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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$315M
AUM Growth
+$15M
Cap. Flow
+$11.3M
Cap. Flow %
3.58%
Top 10 Hldgs %
45.97%
Holding
125
New
17
Increased
39
Reduced
37
Closed
15

Top Buys

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$35.6M
2
YMAR icon
FT Vest International Equity Moderate Buffer ETF March
YMAR
+$6.87M
3
HECA
Hedgeye Capital Allocation ETF
HECA
+$4.99M
4
FCX icon
Freeport-McMoran
FCX
+$3.28M
5
ILMN icon
Illumina
ILMN
+$2.95M

Top Sells

Rank Stock Value
1
CLOX icon
Panagram AAA CLO ETF
CLOX
+$11M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.98M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.13M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.69M
5
ABT icon
Abbott
ABT
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 13.9%
2 Industrials 6.89%
3 Healthcare 6.19%
4 Energy 4.3%
5 Technology 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
1
Wells Fargo
WFC
$265B
$33M 10.49%
+414,694
New +$35.6M
VUSB icon
2
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$23.2M 7.38%
466,556
+14,161
+3% +$706K
SCHV
3
Schwab US Large-Cap Value ETF
SCHV
$16B
$14.5M 4.6%
475,103
+66,195
+16% +$2.06M
RSP icon
4
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$14.4M 4.56%
74,837
+1,592
+2% +$315K
IAU icon
5
iShares Gold Trust
IAU
$66B
$14.1M 4.49%
160,326
-8,198
-5% -$752K
DSEP icon
6
FT Vest US Equity Deep Buffer ETF September
DSEP
$354M
$11.2M 3.57%
255,370
-4,319
-2% -$194K
DMAR icon
7
FT Vest US Equity Deep Buffer ETF March
DMAR
$459M
$10.5M 3.34%
248,216
+13,453
+6% +$565K
HECA
8
Hedgeye Capital Allocation ETF
HECA
$287M
$10M 3.18%
346,494
+168,970
+95% +$4.99M
XOM icon
9
ExxonMobil
XOM
$642B
$6.86M 2.18%
40,452
+1,588
+4% +$232K
YMAR icon
10
FT Vest International Equity Moderate Buffer ETF March
YMAR
$163M
$6.86M 2.18%
+250,672
New +$6.87M
DFEB icon
11
FT Vest US Equity Deep Buffer ETF February
DFEB
$465M
$6.82M 2.17%
144,016
+4,575
+3% +$220K
CVX icon
12
Chevron
CVX
$371B
$6.69M 2.12%
32,319
+2,255
+8% +$411K
DMAY icon
13
FT Vest US Equity Deep Buffer ETF May
DMAY
$379M
$6.05M 1.92%
134,686
-828
-0.6% -$37.5K
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.36T
$5.44M 1.73%
18,948
-209
-1% -$65.7K
DDEC icon
15
FT Vest US Equity Deep Buffer ETF December
DDEC
$435M
$5.28M 1.68%
119,203
-790
-0.7% -$35.6K
SCHG icon
16
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$5.08M 1.61%
174,423
-39,284
-18% -$1.22M
WMT icon
17
Walmart Inc
WMT
$892B
$5.05M 1.6%
40,544
-4,080
-9% -$501K
EME icon
18
Emcor
EME
$35.7B
$4.69M 1.49%
6,349
-24
-0.4% -$17.5K
USMV icon
19
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$4.57M 1.45%
49,279
-73,483
-60% -$6.98M
LHX icon
20
L3Harris
LHX
$53.9B
$4.39M 1.4%
12,733
+9
+0.1% +$3.15K
CSCO icon
21
Cisco
CSCO
$476B
$4.28M 1.36%
55,147
-6,797
-11% -$532K
SCHF icon
22
Schwab International Equity ETF
SCHF
$68B
$4.2M 1.33%
169,543
-61,443
-27% -$1.56M
NVS icon
23
Novartis
NVS
$293B
$4.01M 1.28%
26,275
-13
-0% -$1.99K
HON icon
24
Honeywell
HON
$76.3B
$4.01M 1.27%
17,720
-3,034
-15% -$693K
ABBV icon
25
AbbVie
ABBV
$431B
$3.94M 1.25%
18,130
+45
+0.2% +$9.98K
1
2 3 4 5

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Spectrum Asset Management (California)'s Q1 2026 Portfolio in Review

As of Q1 2026, Spectrum Asset Management (California) held 125 positions worth $315M, up 5% from $300M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Spectrum Asset Management (California) deployed $11.3M of net new capital in Q1 2026, opening 17 new positions and adding to 39 existing holdings. Its largest new stake was Wells Fargo: 414,694 shares worth $33M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 4% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Panagram AAA CLO ETF, an estimated $11M trimmed.

  • Spectrum Asset Management (California)'s largest Q1 2026 buy was Wells Fargo: 414,694 shares worth $33M.
  • Spectrum Asset Management (California) added most to Hedgeye Capital Allocation ETF in Q1 2026, an estimated $4.99M increase.
  • Spectrum Asset Management (California)'s biggest Q1 2026 reduction was Panagram AAA CLO ETF, cutting an estimated $11M.
  • Spectrum Asset Management (California) fully exited Vanguard FTSE Europe ETF in Q1 2026, selling an estimated $6.13M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 46% of its $315M portfolio in Q1 2026.
  • Spectrum Asset Management (California) opened 17 new positions and closed 15 in Q1 2026.
  • Spectrum Asset Management (California)'s portfolio value rose 5% quarter-over-quarter to $315M.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2026, filed 22 Apr 2026.