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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $360M
1-Year Est. Return 19.03%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+19.03%
3 Year Est. Return
+62.85%
5 Year Est. Return
+78.17%
10 Year Est. Return
+232.5%
AUM
$325M
AUM Growth
-$8.57M
Cap. Flow
-$8.01M
Cap. Flow %
-2.46%
Top 10 Hldgs %
45.94%
Holding
124
New
6
Increased
20
Reduced
71
Closed
8

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.09M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.68M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.73M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.73M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$3.54M

Top Sells

Rank Stock Value
1
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$5.17M
2
WBA
Walgreens Boots Alliance
WBA
+$3.39M
3
LMT icon
Lockheed Martin
LMT
+$2.57M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.57M
5
VONE icon
Vanguard Russell 1000 ETF
VONE
+$2.14M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Industrials 4.04%
3 Financials 4.01%
4 Healthcare 3.85%
5 Energy 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
1
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$28.2M 8.66%
341,942
+45,138
+15% +$3.73M
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$16B
$21.3M 6.55%
947,178
-25,155
-3% -$582K
IUSB icon
3
iShares Core Universal USD Bond ETF
IUSB
$43B
$17.7M 5.45%
333,063
+87,092
+35% +$4.68M
GOVT icon
4
iShares US Treasury Bond ETF
GOVT
$43.5B
$17.2M 5.28%
648,266
+139,159
+27% +$3.73M
VMBS icon
5
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$15.9M 4.89%
298,745
-96,649
-24% -$5.17M
SCHG icon
6
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$12.2M 3.74%
658,080
-134,808
-17% -$2.57M
ESGU icon
7
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$11.1M 3.41%
112,610
+50,203
+80% +$5.09M
EFG icon
8
iShares MSCI EAFE Growth ETF
EFG
$17B
$9.49M 2.92%
89,169
+25,640
+40% +$2.82M
EFV icon
9
iShares MSCI EAFE Value ETF
EFV
$29.2B
$8.62M 2.65%
169,514
+8,278
+5% +$429K
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$111B
$7.79M 2.39%
71,309
+1,077
+2% +$119K
SCHF icon
11
Schwab International Equity ETF
SCHF
$68B
$7.01M 2.15%
362,082
-99,548
-22% -$1.98M
FALN icon
12
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$6.2M 1.9%
205,774
+35,994
+21% +$1.08M
BIV icon
13
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$6.03M 1.85%
67,448
+5,219
+8% +$473K
VUG icon
14
Vanguard Morningstar Growth ETF
VUG
$229B
$5.9M 1.81%
122,076
-25,908
-18% -$1.29M
CVX icon
15
Chevron
CVX
$371B
$5.32M 1.63%
52,432
-984
-2% -$98.1K
IXG icon
16
iShares Global Financials ETF
IXG
$686M
$5.28M 1.62%
67,329
+15,259
+29% +$1.2M
MSFT icon
17
Microsoft
MSFT
$3.71T
$5.05M 1.55%
17,925
-1,943
-10% -$565K
XLE icon
18
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$4.65M 1.43%
178,702
-13,874
-7% -$344K
SCHW
19
Charles Schwab
SCHW
$187B
$4.51M 1.38%
61,879
-149
-0.2% -$10.6K
ACN icon
20
Accenture
ACN
$105B
$4.16M 1.28%
13,005
-725
-5% -$236K
IAU icon
21
iShares Gold Trust
IAU
$66B
$3.85M 1.18%
115,133
-899
-0.8% -$30.6K
HON icon
22
Honeywell
HON
$76.3B
$3.76M 1.15%
18,771
-1,547
-8% -$330K
XOM icon
23
ExxonMobil
XOM
$642B
$3.72M 1.14%
63,308
-1,320
-2% -$75.2K
TIP icon
24
iShares TIPS Bond ETF
TIP
$14.5B
$3.5M 1.08%
+27,450
New +$3.54M
MDT icon
25
Medtronic
MDT
$110B
$3.43M 1.05%
27,331
-705
-3% -$91.2K
1
2 3 4 5

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Spectrum Asset Management (California)'s Q3 2021 Portfolio in Review

As of Q3 2021, Spectrum Asset Management (California) held 124 positions worth $325M, down 2.6% from $334M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Spectrum Asset Management (California)'s Q3 2021 filing shows 6 new, 20 increased, 71 reduced and 8 closed positions. Its largest new stake was iShares TIPS Bond ETF: 27,450 shares worth $3.5M. The largest sale was Vanguard Mortgage-Backed Securities ETF, an estimated $5.17M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.1% a quarter earlier, followed by Industrials and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2021 buy was iShares TIPS Bond ETF: 27,450 shares worth $3.5M.
  • Spectrum Asset Management (California) added most to iShares ESG Aware MSCI USA ETF in Q3 2021, an estimated $5.09M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2021 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $5.17M.
  • Spectrum Asset Management (California) fully exited Walgreens Boots Alliance in Q3 2021, selling an estimated $3.39M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 46% of its $325M portfolio in Q3 2021.
  • Spectrum Asset Management (California) opened 6 new positions and closed 8 in Q3 2021.
  • Spectrum Asset Management (California)'s portfolio value fell 2.6% quarter-over-quarter to $325M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2021, filed 12 Nov 2021.