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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$88.1M
AUM Growth
+$2.76M
Cap. Flow
-$928K
Cap. Flow %
-1.05%
Top 10 Hldgs %
62.17%
Holding
65
New
12
Increased
13
Reduced
14
Closed
6

Top Buys

Rank Stock Value
1
LHX icon
L3Harris
LHX
+$1.09M
2
BCR
CR Bard Inc.
BCR
+$1.08M
3
HBAN icon
Huntington Bancshares
HBAN
+$1.07M
4
EQR icon
Equity Residential
EQR
+$1.05M
5
EL icon
Estee Lauder
EL
+$1.04M

Top Sells

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$5.3M
2
STJ
St Jude Medical
STJ
+$1.1M
3
ISBC
Investors Bancorp, Inc.
ISBC
+$1.05M
4
AVGO icon
Broadcom
AVGO
+$1.03M
5
MRSH
Marsh
MRSH
+$973K

Sector Composition

Rank Sector Weight
1 Healthcare 5.19%
2 Technology 5.01%
3 Financials 4.04%
4 Communication Services 2.98%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$10.8M 12.31%
147,395
+450
+0.3% +$34.3K
QQQ icon
2
Invesco QQQ Trust
QQQ
$450B
$9.25M 10.5%
82,730
-350
-0.4% -$39K
BSCG
3
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$8.53M 9.68%
386,120
-25,100
-6% -$556K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$7.45M 8.45%
1,127,488
+5,768
+0.5% +$38.5K
VUG icon
5
Vanguard Morningstar Growth ETF
VUG
$218B
$4.86M 5.51%
273,810
+2,640
+1% +$47.3K
XLF icon
6
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$4.23M 4.8%
202,195
-2,561
-1% -$53.9K
MCHI icon
7
iShares MSCI China ETF
MCHI
$6.28B
$3.68M 4.18%
82,523
+2,153
+3% +$101K
KBE icon
8
State Street SPDR S&P Bank ETF
KBE
$1.64B
$2.65M 3%
78,220
+80
+0.1% +$2.78K
BSCH
9
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.72M 1.95%
76,380
-8,600
-10% -$195K
MSFT icon
10
Microsoft
MSFT
$3.35T
$1.56M 1.78%
28,210
-1,100
-4% -$57.9K
NVO
11
Novo Nordisk
NVO
$228B
$1.44M 1.64%
49,700
+2,240
+5% +$62K
AAPL icon
12
Apple
AAPL
$4.9T
$1.38M 1.57%
52,524
+240
+0.5% +$6.86K
ZD icon
13
Ziff Davis
ZD
$1.94B
$1.28M 1.46%
17,940
-196
-1% -$13.3K
MA icon
14
Mastercard
MA
$510B
$1.19M 1.35%
12,245
-350
-3% -$34.3K
LHX icon
15
L3Harris
LHX
$50.7B
$1.17M 1.33%
+13,510
New +$1.09M
SYK icon
16
Stryker
SYK
$133B
$1.13M 1.29%
12,185
-290
-2% -$27.8K
WFC icon
17
Wells Fargo
WFC
$258B
$1.1M 1.25%
20,205
-230
-1% -$12.5K
BCR
18
DELISTED
CR Bard Inc.
BCR
$1.09M 1.24%
+5,770
New +$1.08M
EQR icon
19
Equity Residential
EQR
$25.2B
$1.08M 1.23%
+13,250
New +$1.05M
EL icon
20
Estee Lauder
EL
$30.7B
$1.08M 1.23%
+12,260
New +$1.04M
DIS icon
21
Walt Disney
DIS
$167B
$1.06M 1.2%
10,058
-200
-2% -$22.3K
HBAN icon
22
Huntington Bancshares
HBAN
$34.5B
$1.06M 1.2%
+95,500
New +$1.07M
CHD icon
23
Church & Dwight Co
CHD
$23.1B
$1.03M 1.17%
+24,240
New +$1.04M
IEV icon
24
iShares Europe ETF
IEV
$1.68B
$949K 1.08%
23,650
+95
+0.4% +$3.93K
RSPH icon
25
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$768M
$927K 1.05%
60,400
-1,800
-3% -$26.9K
1
2 3

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Spectrum Asset Management (California)'s Q4 2015 Portfolio in Review

As of Q4 2015, Spectrum Asset Management (California) held 65 positions worth $88.1M, up 3.2% from $85.3M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Spectrum Asset Management (California)'s Q4 2015 filing shows 12 new, 13 increased, 14 reduced and 6 closed positions. Its largest new stake was L3Harris: 13,510 shares worth $1.17M. The largest sale was CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF, an estimated $5.3M.

By sector, the portfolio is most concentrated in Healthcare at 5.2% of assets, down from 5.3% a quarter earlier, followed by Technology and Financials.

  • Spectrum Asset Management (California)'s largest Q4 2015 buy was L3Harris: 13,510 shares worth $1.17M.
  • Spectrum Asset Management (California) added most to iShares MSCI China ETF in Q4 2015, an estimated $101K increase.
  • Spectrum Asset Management (California)'s biggest Q4 2015 reduction was Guggenheim BulletShares 2016 Corporate Bond ETF, cutting an estimated $556K.
  • Spectrum Asset Management (California) fully exited CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q4 2015, selling an estimated $5.3M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 62% of its $88.1M portfolio in Q4 2015.
  • Spectrum Asset Management (California) opened 12 new positions and closed 6 in Q4 2015.
  • Spectrum Asset Management (California)'s portfolio value rose 3.2% quarter-over-quarter to $88.1M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2015, filed 2 Feb 2016.