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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$156M
AUM Growth
-$3.08M
Cap. Flow
-$3.32M
Cap. Flow %
-2.12%
Top 10 Hldgs %
44.64%
Holding
88
New
6
Increased
17
Reduced
27
Closed
6

Top Buys

Rank Stock Value
1
CGNX icon
Cognex
CGNX
+$1.73M
2
ABBV icon
AbbVie
ABBV
+$1.61M
3
NOK icon
Nokia
NOK
+$962K
4
HON icon
Honeywell
HON
+$953K
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$330K

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.24M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.02M
3
BAC icon
Bank of America
BAC
+$1.47M
4
MRSH
Marsh
MRSH
+$1.07M
5
APH icon
Amphenol
APH
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 10.13%
2 Healthcare 9.72%
3 Financials 7.02%
4 Industrials 6.66%
5 Energy 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$15.9M 10.2%
155,271
+1,954
+1% +$197K
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$12.7M 8.12%
1,208,416
-7,016
-0.6% -$73.9K
SCHF icon
3
Schwab International Equity ETF
SCHF
$66.6B
$7.06M 4.52%
442,906
-5,944
-1% -$93.5K
SCHB icon
4
Schwab US Broad Market ETF
SCHB
$43.2B
$6.42M 4.11%
542,298
-8,670
-2% -$102K
VUG icon
5
Vanguard Morningstar Growth ETF
VUG
$220B
$6.27M 4.02%
226,380
+2,040
+0.9% +$56.6K
DEM icon
6
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$5.29M 3.38%
127,923
+3,913
+3% +$167K
HDV
7
iShares Core High Dividend ETF
HDV
$14.5B
$4.29M 2.75%
227,835
+1,400
+0.6% +$26.3K
MSFT icon
8
Microsoft
MSFT
$3.45T
$4.18M 2.67%
30,052
-90
-0.3% -$12.4K
CVX icon
9
Chevron
CVX
$392B
$4M 2.56%
33,758
-35
-0.1% -$4.25K
WFC icon
10
Wells Fargo
WFC
$261B
$3.61M 2.31%
71,656
+4,540
+7% +$214K
RTN
11
DELISTED
Raytheon Company
RTN
$3.49M 2.24%
17,805
-20
-0.1% -$3.7K
DIS icon
12
Walt Disney
DIS
$167B
$3.02M 1.93%
23,173
-24
-0.1% -$3.32K
CGNX icon
13
Cognex
CGNX
$10.9B
$2.96M 1.89%
60,150
+38,440
+177% +$1.73M
HON icon
14
Honeywell
HON
$77B
$2.8M 1.79%
17,565
+5,989
+52% +$953K
XLE icon
15
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.7M 1.73%
91,068
-196
-0.2% -$5.93K
VTI icon
16
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$2.62M 1.68%
17,342
+260
+2% +$39.2K
ABBV icon
17
AbbVie
ABBV
$443B
$2.52M 1.62%
33,315
+23,475
+239% +$1.61M
CSCO icon
18
Cisco
CSCO
$457B
$2.45M 1.57%
49,664
-80
-0.2% -$4.16K
PSX icon
19
Phillips 66
PSX
$84.9B
$2.45M 1.57%
23,923
– –
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.4M 1.54%
11,555
– –
VZ icon
21
Verizon
VZ
$195B
$2.12M 1.36%
35,183
– –
SPDW icon
22
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$2.1M 1.35%
71,704
+4,715
+7% +$137K
XOM icon
23
ExxonMobil
XOM
$644B
$1.93M 1.24%
27,387
+11
+0% +$795
GILD icon
24
Gilead Sciences
GILD
$162B
$1.82M 1.17%
28,726
+607
+2% +$39.7K
SYK icon
25
Stryker
SYK
$125B
$1.82M 1.16%
8,405
-70
-0.8% -$15K
1
2 3 4

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Spectrum Asset Management (California)'s Q3 2019 Portfolio in Review

As of Q3 2019, Spectrum Asset Management (California) held 88 positions worth $156M, down 1.9% from $159M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Spectrum Asset Management (California)'s Q3 2019 filing shows 6 new, 17 increased, 27 reduced and 6 closed positions. Its largest new stake was Nokia: 186,530 shares worth $944K. The largest sale was iShares Core S&P Small-Cap ETF, an estimated $4.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.7% a quarter earlier, followed by Healthcare and Financials.

  • Spectrum Asset Management (California)'s largest Q3 2019 buy was Nokia: 186,530 shares worth $944K.
  • Spectrum Asset Management (California) added most to Cognex in Q3 2019, an estimated $1.73M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2019 reduction was UnitedHealth, cutting an estimated $554K.
  • Spectrum Asset Management (California) fully exited iShares Core S&P Small-Cap ETF in Q3 2019, selling an estimated $4.24M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 45% of its $156M portfolio in Q3 2019.
  • Spectrum Asset Management (California) opened 6 new positions and closed 6 in Q3 2019.
  • Spectrum Asset Management (California)'s portfolio value fell 1.9% quarter-over-quarter to $156M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2019, filed 24 Oct 2019.