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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
-4.8%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$85.3M
AUM Growth
-$30.7M
Cap. Flow
-$25.4M
Cap. Flow %
-29.81%
Top 10 Hldgs %
66.97%
Holding
68
New
1
Increased
10
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$466K
2
NKE icon
Nike
NKE
+$198K
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$177K
4
NVO
Novo Nordisk
NVO
+$56.6K
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$31.7K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.22M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.33M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$3.02M
4
SWKS icon
Skyworks Solutions
SWKS
+$1.87M
5
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$1.7M

Sector Composition

Rank Sector Weight
1 Financials 6.3%
2 Healthcare 5.35%
3 Technology 4.77%
4 Communication Services 2.85%
5 Energy 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$10.6M 12.43%
146,945
+2,345
+2% +$177K
BSCG
2
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$9.13M 10.69%
411,220
-5,430
-1% -$120K
QQQ icon
3
Invesco QQQ Trust
QQQ
$451B
$8.45M 9.91%
83,080
-1,070
-1% -$115K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$59.3B
$7.01M 8.21%
1,121,720
+70,080
+7% +$466K
BSCF
5
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$5.3M 6.22%
245,200
-2,530
-1% -$54.8K
VUG icon
6
Vanguard Morningstar Growth ETF
VUG
$219B
$4.53M 5.31%
271,170
-2,340
-0.9% -$41.5K
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$4.07M 4.77%
204,756
+444
+0.2% +$9.41K
MCHI icon
8
iShares MSCI China ETF
MCHI
$6.3B
$3.52M 4.13%
80,370
-1,930
-2% -$92.2K
KBE icon
9
State Street SPDR S&P Bank ETF
KBE
$1.64B
$2.6M 3.04%
78,140
+30
+0% +$1.05K
BSCH
10
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$1.93M 2.26%
84,980
– –
AAPL icon
11
Apple
AAPL
$4.43T
$1.44M 1.69%
52,284
-34,184
-40% -$1M
MSFT icon
12
Microsoft
MSFT
$3.43T
$1.3M 1.52%
29,310
+200
+0.7% +$8.98K
NVO
13
Novo Nordisk
NVO
$208B
$1.29M 1.51%
47,460
+2,000
+4% +$56.6K
SYK icon
14
Stryker
SYK
$124B
$1.17M 1.38%
12,475
-80
-0.6% -$7.92K
MA icon
15
Mastercard
MA
$505B
$1.14M 1.33%
12,595
– –
ZD icon
16
Ziff Davis
ZD
$1.92B
$1.12M 1.31%
18,136
-115
-0.6% -$6.96K
STJ
17
DELISTED
St Jude Medical
STJ
$1.1M 1.29%
17,460
– –
ISBC
18
DELISTED
Investors Bancorp, Inc.
ISBC
$1.05M 1.23%
85,100
-400
-0.5% -$4.86K
WFC icon
19
Wells Fargo
WFC
$262B
$1.05M 1.23%
20,435
-109
-0.5% -$5.99K
DIS icon
20
Walt Disney
DIS
$167B
$1.05M 1.23%
10,258
-9,276
-47% -$1.01M
AVGO icon
21
Broadcom
AVGO
$1.83T
$1.03M 1.21%
82,700
-78,400
-49% -$990K
MRSH
22
Marsh
MRSH
$90.9B
$973K 1.14%
18,635
– –
GL icon
23
Globe Life
GL
$14.2B
$961K 1.13%
17,045
-150
-0.9% -$8.9K
IEV icon
24
iShares Europe ETF
IEV
$1.67B
$937K 1.1%
23,555
+500
+2% +$21.4K
RSPH icon
25
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$763M
$874K 1.02%
62,200
-3,500
-5% -$54.7K
1
2 3

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Spectrum Asset Management (California)'s Q3 2015 Portfolio in Review

As of Q3 2015, Spectrum Asset Management (California) held 68 positions worth $85.3M, down 26% from $116M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Spectrum Asset Management (California) withdrew a net $25.4M in Q3 2015, closing 15 positions and reducing 21 holdings. Its most notable exit was Vanguard Dividend Appreciation ETF, an estimated $7.22M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Spectrum Asset Management (California) opened a new position in Nike worth $215K.

  • Spectrum Asset Management (California)'s largest Q3 2015 buy was Nike: 3,492 shares worth $215K.
  • Spectrum Asset Management (California) added most to Schwab US Large-Cap Growth ETF in Q3 2015, an estimated $466K increase.
  • Spectrum Asset Management (California)'s biggest Q3 2015 reduction was Walt Disney, cutting an estimated $1.01M.
  • Spectrum Asset Management (California) fully exited Vanguard Dividend Appreciation ETF in Q3 2015, selling an estimated $7.22M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 67% of its $85.3M portfolio in Q3 2015.
  • Spectrum Asset Management (California) opened 1 new position and closed 15 in Q3 2015.
  • Spectrum Asset Management (California)'s portfolio value fell 26% quarter-over-quarter to $85.3M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2015, filed 19 Oct 2015.