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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$113M
AUM Growth
-$7.33M
Cap. Flow
-$9.73M
Cap. Flow %
-8.58%
Top 10 Hldgs %
59.93%
Holding
67
New
5
Increased
7
Reduced
33
Closed
8

Top Buys

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$2.14M
2
NVO
Novo Nordisk
NVO
+$1.05M
3
ABAX
Abaxis Inc
ABAX
+$1.03M
4
MDT icon
Medtronic
MDT
+$998K
5
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$948K

Top Sells

Rank Stock Value
1
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$5.8M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.05M
3
SNDK
SANDISK CORP
SNDK
+$1.55M
4
INTC icon
Intel
INTC
+$1.08M
5
FWRD icon
Forward Air
FWRD
+$1.07M

Sector Composition

Rank Sector Weight
1 Technology 10.66%
2 Healthcare 5.9%
3 Financials 3.94%
4 Communication Services 2.11%
5 Energy 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$11.6M 10.27%
148,875
-1,245
-0.8% -$97.7K
QQQ icon
2
Invesco QQQ Trust
QQQ
$453B
$8.86M 7.81%
83,902
-6,295
-7% -$661K
BSCG
3
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$8.79M 7.75%
395,510
+96,770
+32% +$2.14M
VIG icon
4
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.92M 6.98%
98,380
-705
-0.7% -$57.2K
SCHG icon
5
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$6.66M 5.88%
989,160
+400
+0% +$2.65K
VUG icon
6
Vanguard Morningstar Growth ETF
VUG
$220B
$5.59M 4.93%
320,550
-15,420
-5% -$273K
BSCF
7
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$5.34M 4.71%
246,280
+43,760
+22% +$948K
MCHI icon
8
iShares MSCI China ETF
MCHI
$6.32B
$4.66M 4.11%
85,440
-3,020
-3% -$156K
XLF icon
9
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$4.56M 4.02%
215,498
-5,092
-2% -$108K
RSPT icon
10
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$3.92M 3.46%
426,900
-5,700
-1% -$52K
XLE icon
11
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$3.48M 3.07%
89,600
-4,350
-5% -$169K
IWC icon
12
iShares Micro-Cap ETF
IWC
$1.44B
$2.83M 2.5%
35,805
-275
-0.8% -$21.2K
AAPL icon
13
Apple
AAPL
$4.54T
$2.73M 2.41%
87,928
-3,320
-4% -$100K
BSCH
14
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.43M 2.14%
106,330
+8,220
+8% +$187K
DIS icon
15
Walt Disney
DIS
$167B
$2.1M 1.85%
20,014
-1,100
-5% -$111K
AVGO icon
16
Broadcom
AVGO
$1.85T
$2.07M 1.83%
163,300
-5,900
-3% -$67.6K
SWKS icon
17
Skyworks Solutions
SWKS
$9.37B
$1.78M 1.57%
18,140
-600
-3% -$51.2K
TEL icon
18
TE Connectivity
TEL
$59.6B
$1.37M 1.21%
19,120
-600
-3% -$41.2K
NVO
19
Novo Nordisk
NVO
$208B
$1.21M 1.07%
+45,460
New +$1.05M
ABT icon
20
Abbott
ABT
$183B
$1.21M 1.07%
26,140
-800
-3% -$36.7K
MSFT icon
21
Microsoft
MSFT
$3.45T
$1.18M 1.04%
29,110
-400
-1% -$17.4K
SYK icon
22
Stryker
SYK
$125B
$1.17M 1.03%
12,655
-400
-3% -$37.2K
STJ
23
DELISTED
St Jude Medical
STJ
$1.17M 1.03%
17,810
-550
-3% -$36.6K
WFC icon
24
Wells Fargo
WFC
$261B
$1.15M 1.02%
21,149
-50
-0.2% -$2.7K
ROBO icon
25
ROBO Global Robotics & Automation Index ETF
ROBO
$1.96B
$1.15M 1.01%
43,065
-1,120
-3% -$28.8K
1
2 3

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Spectrum Asset Management (California)'s Q1 2015 Portfolio in Review

As of Q1 2015, Spectrum Asset Management (California) held 67 positions worth $113M, down 6.1% from $121M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Spectrum Asset Management (California) withdrew a net $9.73M in Q1 2015, closing 8 positions and reducing 33 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $5.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Spectrum Asset Management (California) opened a new position in Novo Nordisk worth $1.21M.

  • Spectrum Asset Management (California)'s largest Q1 2015 buy was Novo Nordisk: 45,460 shares worth $1.21M.
  • Spectrum Asset Management (California) added most to Guggenheim BulletShares 2016 Corporate Bond ETF in Q1 2015, an estimated $2.14M increase.
  • Spectrum Asset Management (California)'s biggest Q1 2015 reduction was Intel, cutting an estimated $1.08M.
  • Spectrum Asset Management (California) fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q1 2015, selling an estimated $5.8M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 60% of its $113M portfolio in Q1 2015.
  • Spectrum Asset Management (California) opened 5 new positions and closed 8 in Q1 2015.
  • Spectrum Asset Management (California)'s portfolio value fell 6.1% quarter-over-quarter to $113M.

Based on Spectrum Asset Management (California)'s 13F filing for Q1 2015, filed 29 Apr 2015.