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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$181M
AUM Growth
+$25.2M
Cap. Flow
+$13.8M
Cap. Flow %
7.63%
Top 10 Hldgs %
42.81%
Holding
100
New
18
Increased
22
Reduced
42
Closed
9

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$4.6M
2
IXC icon
iShares Global Energy ETF
IXC
+$3.66M
3
GD icon
General Dynamics
GD
+$3.09M
4
HRB icon
H&R Block
HRB
+$2.38M
5
TECH icon
Bio-Techne
TECH
+$974K

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$1.51M
2
HXL icon
Hexcel
HXL
+$1.12M
3
MDLZ icon
Mondelez International
MDLZ
+$974K
4
NOK icon
Nokia
NOK
+$944K
5
SYK icon
Stryker
SYK
+$686K

Sector Composition

Rank Sector Weight
1 Technology 10.37%
2 Healthcare 9.91%
3 Industrials 8.72%
4 Energy 5.58%
5 Financials 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$17.1M 9.41%
158,724
+3,453
+2% +$362K
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$14.3M 7.88%
1,230,752
+22,336
+2% +$246K
SCHF icon
3
Schwab International Equity ETF
SCHF
$66.6B
$7.81M 4.3%
464,238
+21,332
+5% +$351K
SCHB icon
4
Schwab US Broad Market ETF
SCHB
$43.2B
$7.46M 4.11%
581,952
+39,654
+7% +$487K
VUG icon
5
Vanguard Morningstar Growth ETF
VUG
$220B
$6.88M 3.79%
226,440
+60
+0% +$1.73K
DEM icon
6
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$6.15M 3.39%
134,341
+6,418
+5% +$279K
CVX icon
7
Chevron
CVX
$392B
$4.64M 2.56%
38,519
+4,761
+14% +$561K
PGX icon
8
Invesco Preferred ETF
PGX
$3.81B
$4.63M 2.55%
+308,459
New +$4.6M
HDV
9
iShares Core High Dividend ETF
HDV
$14.5B
$4.57M 2.52%
233,005
+5,170
+2% +$98.7K
MSFT icon
10
Microsoft
MSFT
$3.45T
$4.16M 2.29%
26,372
-3,680
-12% -$541K
HON icon
11
Honeywell
HON
$77B
$3.78M 2.08%
22,642
+5,077
+29% +$830K
RTN
12
DELISTED
Raytheon Company
RTN
$3.74M 2.06%
17,025
-780
-4% -$165K
IXC icon
13
iShares Global Energy ETF
IXC
$2.79B
$3.68M 2.03%
+119,350
New +$3.66M
DIS icon
14
Walt Disney
DIS
$167B
$3.22M 1.77%
22,244
-929
-4% -$130K
CGNX icon
15
Cognex
CGNX
$10.9B
$3.19M 1.76%
56,930
-3,220
-5% -$167K
GD icon
16
General Dynamics
GD
$104B
$3.03M 1.67%
+17,205
New +$3.09M
XLE icon
17
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$2.9M 1.6%
96,722
+5,654
+6% +$168K
ABBV icon
18
AbbVie
ABBV
$443B
$2.89M 1.59%
32,615
-700
-2% -$58.1K
VTI icon
19
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$2.82M 1.55%
17,237
-105
-0.6% -$16.5K
PSX icon
20
Phillips 66
PSX
$84.9B
$2.6M 1.43%
23,308
-615
-3% -$69.1K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.47M 1.36%
10,900
-655
-6% -$142K
XOM icon
22
ExxonMobil
XOM
$644B
$2.42M 1.33%
34,693
+7,306
+27% +$505K
HRB icon
23
H&R Block
HRB
$5.58B
$2.33M 1.28%
+99,195
New +$2.38M
WFC icon
24
Wells Fargo
WFC
$261B
$2.31M 1.27%
42,876
-28,780
-40% -$1.51M
SPDW icon
25
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$2.25M 1.24%
71,664
-40
-0.1% -$1.22K
1
2 3 4

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Spectrum Asset Management (California)'s Q4 2019 Portfolio in Review

As of Q4 2019, Spectrum Asset Management (California) held 100 positions worth $181M, up 16% from $156M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Spectrum Asset Management (California) deployed $13.8M of net new capital in Q4 2019, opening 18 new positions and adding to 22 existing holdings. Its largest new stake was Invesco Preferred ETF: 308,459 shares worth $4.63M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Wells Fargo, an estimated $1.51M trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2019 buy was Invesco Preferred ETF: 308,459 shares worth $4.63M.
  • Spectrum Asset Management (California) added most to Honeywell in Q4 2019, an estimated $830K increase.
  • Spectrum Asset Management (California)'s biggest Q4 2019 reduction was Wells Fargo, cutting an estimated $1.51M.
  • Spectrum Asset Management (California) fully exited Hexcel in Q4 2019, selling an estimated $1.12M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 43% of its $181M portfolio in Q4 2019.
  • Spectrum Asset Management (California) opened 18 new positions and closed 9 in Q4 2019.
  • Spectrum Asset Management (California)'s portfolio value rose 16% quarter-over-quarter to $181M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2019, filed 7 Feb 2020.