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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$92.6M
AUM Growth
+$7.92M
Cap. Flow
+$6.07M
Cap. Flow %
6.56%
Top 10 Hldgs %
68.66%
Holding
54
New
5
Increased
9
Reduced
22
Closed
6

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$7.7M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.71M
3
CVX icon
Chevron
CVX
+$1.18M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.11M
5
SCHF icon
Schwab International Equity ETF
SCHF
+$578K

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$2.12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.05M
3
NVO
Novo Nordisk
NVO
+$1.3M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.19M
5
CWI icon
State Street SPDR MSCI ACWI ex-US ETF
CWI
+$485K

Sector Composition

Rank Sector Weight
1 Energy 5.28%
2 Healthcare 4.24%
3 Technology 2.51%
4 Consumer Staples 2.11%
5 Communication Services 2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$14.1M 15.21%
166,941
-14,010
-8% -$1.19M
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$9.76M 10.54%
1,406,568
+249,048
+22% +$1.71M
PGX icon
3
Invesco Preferred ETF
PGX
$3.79B
$7.62M 8.23%
+503,525
New +$7.7M
QQQ icon
4
Invesco QQQ Trust
QQQ
$436B
$7.51M 8.12%
63,291
-17,790
-22% -$2.05M
VUG icon
5
Vanguard Growth ETF
VUG
$212B
$5.58M 6.03%
298,320
+24,720
+9% +$460K
BSCG
6
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$5.52M 5.96%
250,077
-96,264
-28% -$2.12M
GDX icon
7
VanEck Gold Miners ETF
GDX
$22.5B
$3.72M 4.02%
140,840
-1,760
-1% -$50.5K
IEV icon
8
iShares Europe ETF
IEV
$1.64B
$3.69M 3.99%
93,813
+3,020
+3% +$117K
XLP icon
9
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$2.84M 3.07%
53,437
+476
+0.9% +$25.9K
CVX icon
10
Chevron
CVX
$382B
$2.02M 2.19%
19,671
+11,510
+141% +$1.18M
SCHO icon
11
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.8M 1.94%
70,812
+10,132
+17% +$257K
MSFT icon
12
Microsoft
MSFT
$2.9T
$1.57M 1.7%
27,340
-680
-2% -$38.4K
SYK icon
13
Stryker
SYK
$135B
$1.34M 1.45%
11,545
-255
-2% -$29.7K
BCR
14
DELISTED
CR Bard Inc.
BCR
$1.23M 1.33%
5,485
-135
-2% -$30.4K
HAL icon
15
Halliburton
HAL
$26.1B
$1.22M 1.31%
27,090
-600
-2% -$26.2K
XBI icon
16
State Street SPDR S&P Biotech ETF
XBI
$10B
$1.19M 1.28%
+17,895
New +$1.11M
MA icon
17
Mastercard
MA
$498B
$1.18M 1.27%
11,590
-330
-3% -$31.6K
CLB icon
18
Core Laboratories
CLB
$455M
$1.06M 1.15%
9,470
-220
-2% -$25.3K
SCHB icon
19
Schwab US Broad Market ETF
SCHB
$42.3B
$1.05M 1.14%
120,894
-1,314
-1% -$11.4K
EL icon
20
Estee Lauder
EL
$30.4B
$1.03M 1.12%
11,680
-280
-2% -$25.5K
MDT icon
21
Medtronic
MDT
$112B
$1.03M 1.11%
11,940
-280
-2% -$24.4K
RSPH icon
22
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$773M
$1.03M 1.11%
65,940
-2,610
-4% -$41K
IJK icon
23
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$908K 0.98%
20,792
-608
-3% -$26.7K
DIS icon
24
Walt Disney
DIS
$171B
$878K 0.95%
9,458
-220
-2% -$21.1K
CVS icon
25
CVS Health
CVS
$135B
$823K 0.89%
9,245
-220
-2% -$20.8K
1
2

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Spectrum Asset Management (California)'s Q3 2016 Portfolio in Review

As of Q3 2016, Spectrum Asset Management (California) held 54 positions worth $92.6M, up 9.4% from $84.7M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Spectrum Asset Management (California) deployed $6.07M of net new capital in Q3 2016, opening 5 new positions and adding to 9 existing holdings. Its largest new stake was Invesco Preferred ETF: 503,525 shares worth $7.62M.

By sector, the portfolio is most concentrated in Energy at 5.3% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Guggenheim BulletShares 2016 Corporate Bond ETF, an estimated $2.12M trimmed.

  • Spectrum Asset Management (California)'s largest Q3 2016 buy was Invesco Preferred ETF: 503,525 shares worth $7.62M.
  • Spectrum Asset Management (California) added most to Schwab US Large-Cap Growth ETF in Q3 2016, an estimated $1.71M increase.
  • Spectrum Asset Management (California)'s biggest Q3 2016 reduction was Guggenheim BulletShares 2016 Corporate Bond ETF, cutting an estimated $2.12M.
  • Spectrum Asset Management (California) fully exited Novo Nordisk in Q3 2016, selling an estimated $1.3M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 69% of its $92.6M portfolio in Q3 2016.
  • Spectrum Asset Management (California) opened 5 new positions and closed 6 in Q3 2016.
  • Spectrum Asset Management (California)'s portfolio value rose 9.4% quarter-over-quarter to $92.6M.

Based on Spectrum Asset Management (California)'s 13F filing for Q3 2016, filed 25 Oct 2016.