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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+5.2%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$131M
AUM Growth
+$14.1M
Cap. Flow
+$8.04M
Cap. Flow %
6.15%
Top 10 Hldgs %
60.94%
Holding
88
New
15
Increased
26
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.3M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$2.38M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.73M
4
RIO icon
Rio Tinto
RIO
+$1.17M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$1.12M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$2.81M
2
DHR icon
Danaher
DHR
+$967K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$883K
4
HST icon
Host Hotels & Resorts
HST
+$852K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$789K

Sector Composition

Rank Sector Weight
1 Technology 6.07%
2 Industrials 4.74%
3 Energy 4.7%
4 Financials 4.48%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$22B
$19.7M 15.06%
208,443
+7,344
+4% +$688K
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$12M 9.18%
1,358,976
-91,744
-6% -$789K
QQQ icon
3
Invesco QQQ Trust
QQQ
$449B
$8.78M 6.71%
56,373
-5,787
-9% -$883K
IJR icon
4
iShares Core S&P Small-Cap ETF
IJR
$110B
$8.71M 6.66%
113,373
+1,610
+1% +$121K
SCHF icon
5
Schwab International Equity ETF
SCHF
$65.9B
$7.85M 6%
460,926
+139,848
+44% +$2.38M
VUG icon
6
Vanguard Growth ETF
VUG
$216B
$6.46M 4.94%
275,460
-23,430
-8% -$538K
SCHB icon
7
Schwab US Broad Market ETF
SCHB
$42.8B
$5.94M 4.54%
552,534
+6,210
+1% +$65.1K
XLF icon
8
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$3.65M 2.79%
130,820
+5,620
+4% +$151K
XLE icon
9
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$3.47M 2.65%
+95,940
New +$3.3M
VEA icon
10
Vanguard FTSE Developed Markets ETF
VEA
$227B
$3.15M 2.41%
70,224
+1,285
+2% +$56.8K
CVX icon
11
Chevron
CVX
$378B
$2.51M 1.92%
20,057
-283
-1% -$33.6K
VTI icon
12
Vanguard Total Stock Market ETF
VTI
$655B
$2.51M 1.92%
18,258
-275
-1% -$36.8K
MSFT icon
13
Microsoft
MSFT
$2.89T
$1.98M 1.52%
23,181
-1,489
-6% -$122K
SPDW icon
14
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$1.76M 1.34%
+55,473
New +$1.73M
MA icon
15
Mastercard
MA
$487B
$1.49M 1.14%
9,870
-870
-8% -$129K
SYK icon
16
Stryker
SYK
$129B
$1.44M 1.1%
9,315
-95
-1% -$14.5K
RSPH icon
17
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$751M
$1.36M 1.04%
75,670
-4,020
-5% -$71.2K
HAL icon
18
Halliburton
HAL
$26.8B
$1.35M 1.04%
27,705
+225
+0.8% +$9.92K
IJK icon
19
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$1.33M 1.01%
24,572
+2,700
+12% +$142K
DE icon
20
Deere & Co
DE
$169B
$1.32M 1.01%
8,420
+6,720
+395% +$940K
AX icon
21
Axos Financial
AX
$5.45B
$1.28M 0.98%
42,750
+2,900
+7% +$78.9K
RIO icon
22
Rio Tinto
RIO
$150B
$1.26M 0.97%
+23,880
New +$1.17M
IPAR icon
23
Interparfums
IPAR
$3.99B
$1.21M 0.92%
27,795
+1,065
+4% +$46.3K
V icon
24
Visa
V
$689B
$1.14M 0.87%
10,010
+500
+5% +$55.2K
ESLT icon
25
Elbit Systems
ESLT
$38.1B
$1.13M 0.86%
8,470
– –
1
2 3 4

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Spectrum Asset Management (California)'s Q4 2017 Portfolio in Review

As of Q4 2017, Spectrum Asset Management (California) held 88 positions worth $131M, up 12% from $117M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Spectrum Asset Management (California) deployed $8.04M of net new capital in Q4 2017, opening 15 new positions and adding to 26 existing holdings. Its largest new stake was State Street Energy Select Sector SPDR ETF: 95,940 shares worth $3.47M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 3.8% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $883K trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2017 buy was State Street Energy Select Sector SPDR ETF: 95,940 shares worth $3.47M.
  • Spectrum Asset Management (California) added most to Schwab International Equity ETF in Q4 2017, an estimated $2.38M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2017 reduction was Invesco QQQ Trust, cutting an estimated $883K.
  • Spectrum Asset Management (California) fully exited State Street SPDR S&P Biotech ETF in Q4 2017, selling an estimated $2.81M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 61% of its $131M portfolio in Q4 2017.
  • Spectrum Asset Management (California) opened 15 new positions and closed 11 in Q4 2017.
  • Spectrum Asset Management (California)'s portfolio value rose 12% quarter-over-quarter to $131M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2017, filed 12 Feb 2018.