Spectrum Asset Management (California)’s Rio Tinto RIO Stock Holding History

Spectrum Asset Management (California)’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-37,975	Closed	-$1.94M	–	89
2018 Q3	$1.94M	Buy	37,975 +33,775	+804%	+$1.72M	1.15%	18
2018 Q2	$233K	Sell	4,200 -19,080	-82%	-$1.07M	0.21%	57
2018 Q1	$1.28M	Sell	23,280 -600	-3%	-$32.7K	1.13%	21
2017 Q4	$1.26M	Buy	+23,880	New	+$1.17M	0.97%	22

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

IAM

Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Spectrum Asset Management (California)'s RIO Position: Q4 2018 in Review

Spectrum Asset Management (California) sold out of Rio Tinto (RIO) in Q4 2018, closing a stake of 37,975 shares — an estimated $1.94M sold.

Spectrum Asset Management (California) first reported a position in RIO in Q4 2017 and held it in 4 quarters. The position peaked at $1.94M in Q3 2018. 389 funds tracked by Wall St. Rank hold RIO as of Q4 2018.

Spectrum Asset Management (California) reported no remaining Rio Tinto position as of Q4 2018 after selling out during the quarter.
Spectrum Asset Management (California) sold 37,975 Rio Tinto shares in Q4 2018, an estimated $1.94M.
Spectrum Asset Management (California) first reported a position in Rio Tinto in Q4 2017 and held it in 4 quarters.
Spectrum Asset Management (California)'s Rio Tinto position peaked at $1.94M in Q3 2018.
389 funds tracked by Wall St. Rank held Rio Tinto as of Q4 2018.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2018, filed 28 Jan 2019.