Spectrum Asset Management (California)’s Axos Financial AX Stock Holding History

Spectrum Asset Management (California)’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-26,420	Closed	-$909K	–	75
2018 Q3	$909K	Hold	26,420	–	–	0.54%	61
2018 Q2	$1.08M	Hold	26,420	–	–	0.96%	25
2018 Q1	$1.06M	Sell	26,420 -16,330	-38%	-$595K	0.94%	26
2017 Q4	$1.28M	Buy	42,750 +2,900	+7%	+$78.9K	0.98%	21
2017 Q3	$1.14M	Buy	39,850 +1,390	+4%	+$36.3K	0.97%	20
2017 Q2	$912K	Buy	38,460 +2,740	+8%	+$64.8K	0.84%	26
2017 Q1	$933K	Sell	35,720 -400	-1%	-$11.6K	0.86%	24
2016 Q4	$1.03M	Buy	+36,120	New	+$860K	1%	22

Other funds holding AX

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

EIP

Epoch Investment Partners New York $17.6B AUM 34.17% 1-Year Est. Return

RHJA

Rice Hall James & Associates San Diego, California $2.05B AUM 43.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

APG Asset Management Amsterdam, Netherlands $40.7B AUM 39.97% 1-Year Est. Return

Spectrum Asset Management (California)'s AX Position: Q4 2018 in Review

Spectrum Asset Management (California) sold out of Axos Financial (AX) in Q4 2018, closing a stake of 26,420 shares — an estimated $909K sold.

Spectrum Asset Management (California) first reported a position in AX in Q4 2016 and held it in 8 quarters. The position peaked at $1.28M in Q4 2017. 245 funds tracked by Wall St. Rank hold AX as of Q4 2018.

Spectrum Asset Management (California) reported no remaining Axos Financial position as of Q4 2018 after selling out during the quarter.
Spectrum Asset Management (California) sold 26,420 Axos Financial shares in Q4 2018, an estimated $909K.
Spectrum Asset Management (California) first reported a position in Axos Financial in Q4 2016 and held it in 8 quarters.
Spectrum Asset Management (California)'s Axos Financial position peaked at $1.28M in Q4 2017.
245 funds tracked by Wall St. Rank held Axos Financial as of Q4 2018.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2018, filed 28 Jan 2019.