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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$84.7M
AUM Growth
+$4.92M
Cap. Flow
+$3.12M
Cap. Flow %
3.68%
Top 10 Hldgs %
69.05%
Holding
55
New
7
Increased
18
Reduced
12
Closed
6

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$3.42M
2
CLB icon
Core Laboratories
CLB
+$1.17M
3
HAL icon
Halliburton
HAL
+$1.14M
4
MDT icon
Medtronic
MDT
+$988K
5
CVS icon
CVS Health
CVS
+$943K

Top Sells

Rank Stock Value
1
LHX icon
L3Harris
LHX
+$1.03M
2
AAPL icon
Apple
AAPL
+$1M
3
EQR icon
Equity Residential
EQR
+$978K
4
DXGE
WisdomTree Germany Hedged Equity Fund
DXGE
+$965K
5
NG icon
NovaGold Resources
NG
+$895K

Sector Composition

Rank Sector Weight
1 Healthcare 6.92%
2 Energy 4.69%
3 Technology 2.46%
4 Consumer Staples 2.44%
5 Communication Services 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$15.2M 17.94%
180,951
+378
+0.2% +$30.7K
QQQ icon
2
Invesco QQQ Trust
QQQ
$450B
$8.72M 10.3%
81,081
-149
-0.2% -$16.1K
BSCG
3
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$7.63M 9.02%
346,341
-36,640
-10% -$808K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$7.59M 8.97%
1,157,520
+33,136
+3% +$218K
VUG icon
5
Vanguard Growth ETF
VUG
$216B
$4.89M 5.77%
273,600
-450
-0.2% -$8.01K
GDX icon
6
VanEck Gold Miners ETF
GDX
$23B
$3.95M 4.67%
+142,600
New +$3.42M
IEV icon
7
iShares Europe ETF
IEV
$1.63B
$3.43M 4.05%
90,793
+258
+0.3% +$10.1K
XLP icon
8
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$2.92M 3.45%
52,961
+351
+0.7% +$18.7K
SCHO icon
9
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$1.55M 1.83%
60,680
+3,150
+5% +$80K
MSFT icon
10
Microsoft
MSFT
$2.84T
$1.43M 1.69%
28,020
+10
+0% +$520
SYK icon
11
Stryker
SYK
$127B
$1.41M 1.67%
11,800
-85
-0.7% -$9.5K
BCR
12
DELISTED
CR Bard Inc.
BCR
$1.32M 1.56%
5,620
– –
NVO
13
Novo Nordisk
NVO
$216B
$1.3M 1.54%
48,400
-100
-0.2% -$2.74K
HAL icon
14
Halliburton
HAL
$27.9B
$1.25M 1.48%
+27,690
New +$1.14M
CLB icon
15
Core Laboratories
CLB
$538M
$1.2M 1.42%
+9,690
New +$1.17M
EL icon
16
Estee Lauder
EL
$29B
$1.09M 1.29%
11,960
– –
MDT icon
17
Medtronic
MDT
$107B
$1.06M 1.25%
+12,220
New +$988K
MA icon
18
Mastercard
MA
$477B
$1.05M 1.24%
11,920
-200
-2% -$19.1K
RSPH icon
19
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$1.03M 1.22%
68,550
+600
+0.9% +$8.95K
SCHB icon
20
Schwab US Broad Market ETF
SCHB
$42.8B
$1.02M 1.21%
122,208
+38,514
+46% +$320K
DIS icon
21
Walt Disney
DIS
$165B
$947K 1.12%
9,678
-220
-2% -$22K
CVS icon
22
CVS Health
CVS
$137B
$906K 1.07%
+9,465
New +$943K
IJK icon
23
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$905K 1.07%
21,400
+260
+1% +$10.8K
CVX icon
24
Chevron
CVX
$388B
$856K 1.01%
8,161
+180
+2% +$18.1K
XOM icon
25
ExxonMobil
XOM
$651B
$662K 0.78%
7,066
+110
+2% +$9.73K
1
2

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Spectrum Asset Management (California)'s Q2 2016 Portfolio in Review

As of Q2 2016, Spectrum Asset Management (California) held 55 positions worth $84.7M, up 6.2% from $79.7M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Spectrum Asset Management (California) deployed $3.12M of net new capital in Q2 2016, opening 7 new positions and adding to 18 existing holdings. Its largest new stake was VanEck Gold Miners ETF: 142,600 shares worth $3.95M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 4.7% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Apple, an estimated $1M trimmed.

  • Spectrum Asset Management (California)'s largest Q2 2016 buy was VanEck Gold Miners ETF: 142,600 shares worth $3.95M.
  • Spectrum Asset Management (California) added most to Schwab US Broad Market ETF in Q2 2016, an estimated $320K increase.
  • Spectrum Asset Management (California)'s biggest Q2 2016 reduction was Apple, cutting an estimated $1M.
  • Spectrum Asset Management (California) fully exited L3Harris in Q2 2016, selling an estimated $1.03M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 69% of its $84.7M portfolio in Q2 2016.
  • Spectrum Asset Management (California) opened 7 new positions and closed 6 in Q2 2016.
  • Spectrum Asset Management (California)'s portfolio value rose 6.2% quarter-over-quarter to $84.7M.

Based on Spectrum Asset Management (California)'s 13F filing for Q2 2016, filed 12 Aug 2016.