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SAMC

Spectrum Asset Management (California) Portfolio holdings

AUM $315M
1-Year Est. Return 19.93%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+19.93%
3 Year Est. Return
+56.49%
5 Year Est. Return
+74.89%
10 Year Est. Return
+222.46%
AUM
$103M
AUM Growth
+$10.7M
Cap. Flow
+$8.99M
Cap. Flow %
8.7%
Top 10 Hldgs %
63.37%
Holding
67
New
19
Increased
12
Reduced
15
Closed
7

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.1M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.65M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.64M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.74M
5
HAS icon
Hasbro
HAS
+$985K

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$5.52M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.72M
3
IEV icon
iShares Europe ETF
IEV
+$3.69M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.84M
5
EL icon
Estee Lauder
EL
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 5.28%
2 Healthcare 4.16%
3 Financials 3.24%
4 Technology 3.12%
5 Consumer Staples 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
1
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$17M 16.43%
198,411
+31,470
+19% +$2.64M
SCHG icon
2
Schwab US Large-Cap Growth ETF
SCHG
$58.7B
$10M 9.72%
1,438,152
+31,584
+2% +$218K
IJR icon
3
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.57M 7.33%
+110,068
New +$7.1M
QQQ icon
4
Invesco QQQ Trust
QQQ
$441B
$7.54M 7.3%
63,634
+343
+0.5% +$40.5K
PGX icon
5
Invesco Preferred ETF
PGX
$3.8B
$6.37M 6.17%
447,885
-55,640
-11% -$811K
VUG icon
6
Vanguard Growth ETF
VUG
$214B
$5.52M 5.34%
296,940
-1,380
-0.5% -$25.5K
SCHB icon
7
Schwab US Broad Market ETF
SCHB
$42.6B
$2.87M 2.78%
318,252
+197,358
+163% +$1.74M
XLF icon
8
State Street Financial Select Sector SPDR ETF
XLF
$56.6B
$2.87M 2.78%
+123,440
New +$2.65M
CVX icon
9
Chevron
CVX
$381B
$2.35M 2.27%
19,970
+299
+2% +$32.6K
XBI icon
10
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.9M 1.84%
32,120
+14,225
+79% +$878K
MSFT icon
11
Microsoft
MSFT
$2.94T
$1.64M 1.58%
26,313
-1,027
-4% -$61.8K
HAL icon
12
Halliburton
HAL
$26.1B
$1.43M 1.38%
26,390
-700
-3% -$34.9K
SYK icon
13
Stryker
SYK
$134B
$1.26M 1.22%
10,480
-1,065
-9% -$123K
VTI icon
14
Vanguard Total Stock Market ETF
VTI
$651B
$1.21M 1.17%
10,464
+8,032
+330% +$904K
MA icon
15
Mastercard
MA
$499B
$1.15M 1.11%
11,140
-450
-4% -$46.6K
BCR
16
DELISTED
CR Bard Inc.
BCR
$1.14M 1.11%
5,085
-400
-7% -$86.9K
CLB icon
17
Core Laboratories
CLB
$458M
$1.09M 1.05%
9,060
-410
-4% -$45.4K
RSPH icon
18
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$774M
$1.08M 1.04%
73,840
+7,900
+12% +$117K
AX icon
19
Axos Financial
AX
$5.57B
$1.03M 1%
+36,120
New +$860K
IJK icon
20
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$985K 0.95%
21,632
+840
+4% +$37K
DIS icon
21
Walt Disney
DIS
$170B
$981K 0.95%
9,413
-45
-0.5% -$4.39K
MMM icon
22
3M
MMM
$92.3B
$933K 0.9%
+6,248
New +$902K
HAS icon
23
Hasbro
HAS
$13.6B
$928K 0.9%
+11,930
New +$985K
CAG icon
24
Conagra Brands
CAG
$7.41B
$895K 0.87%
+22,630
New +$846K
FDS icon
25
Factset
FDS
$10.1B
$889K 0.86%
+5,440
New +$868K
1
2 3

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Spectrum Asset Management (California)'s Q4 2016 Portfolio in Review

As of Q4 2016, Spectrum Asset Management (California) held 67 positions worth $103M, up 12% from $92.6M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Spectrum Asset Management (California) deployed $8.99M of net new capital in Q4 2016, opening 19 new positions and adding to 12 existing holdings. Its largest new stake was iShares Core S&P Small-Cap ETF: 110,068 shares worth $7.57M.

By sector, the portfolio is most concentrated in Energy at 5.3% of assets, up from 5.3% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $949K trimmed.

  • Spectrum Asset Management (California)'s largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 110,068 shares worth $7.57M.
  • Spectrum Asset Management (California) added most to State Street SPDR S&P Dividend ETF in Q4 2016, an estimated $2.64M increase.
  • Spectrum Asset Management (California)'s biggest Q4 2016 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $949K.
  • Spectrum Asset Management (California) fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $5.52M.
  • Spectrum Asset Management (California)'s ten largest holdings make up 63% of its $103M portfolio in Q4 2016.
  • Spectrum Asset Management (California) opened 19 new positions and closed 7 in Q4 2016.
  • Spectrum Asset Management (California)'s portfolio value rose 12% quarter-over-quarter to $103M.

Based on Spectrum Asset Management (California)'s 13F filing for Q4 2016, filed 3 Feb 2017.