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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+1.16%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$49M
AUM Growth
+$4.96M
Cap. Flow
+$5.41M
Cap. Flow %
11.04%
Top 10 Hldgs %
74.62%
Holding
58
New
12
Increased
26
Reduced
5
Closed
7

Top Buys

Rank Stock Value
1
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$3.28M
2
PSEC icon
Prospect Capital
PSEC
+$877K
3
HTGC icon
Hercules Capital
HTGC
+$777K
4
CSWC icon
Capital Southwest
CSWC
+$712K
5
OWL icon
Blue Owl Capital
OWL
+$631K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$687K
2
PNNT
Pennant Park Investment Corp
PNNT
+$467K
3
VZ icon
Verizon
VZ
+$464K
4
CODI icon
Compass Diversified
CODI
+$460K
5
VCTR icon
Victory Capital Holdings
VCTR
+$260K

Sector Composition

Rank Sector Weight
1 Financials 21.72%
2 Real Estate 5.35%
3 Energy 2.45%
4 Consumer Discretionary 1.23%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
26
BlackRock Credit Allocation Income Trust
BTZ
$930M
$247K 0.5%
22,123
+292
+1% +$3.21K
SLQT icon
27
SelectQuote
SLQT
$132M
$246K 0.5%
+118,244
New +$250K
GDV icon
28
Gabelli Dividend & Income Trust
GDV
$2.6B
$246K 0.5%
9,063
+17
+0.2% +$453
IIPR icon
29
Innovative Industrial Properties
IIPR
$1.71B
$245K 0.5%
+4,890
New +$266K
APO icon
30
Apollo Global Management
APO
$72.4B
$233K 0.48%
+1,875
New +$265K
GROW icon
31
US Global Investors
GROW
$35.5M
$228K 0.46%
91,457
-8,953
-9% -$22.2K
EVT icon
32
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$222K 0.45%
8,999
+115
+1% +$2.78K
HTD
33
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$219K 0.45%
8,804
+76
+0.9% +$1.85K
QQQ icon
34
Invesco QQQ Trust
QQQ
$461B
$219K 0.45%
+348
New +$199K
AMT icon
35
American Tower
AMT
$80.8B
$215K 0.44%
+1,200
New +$250K
WT icon
36
WisdomTree
WT
$2.96B
$214K 0.44%
17,885
+992
+6% +$13.3K
NXDT
37
NexPoint Diversified Real Estate Trust
NXDT
$234M
$192K 0.39%
60,349
+1,575
+3% +$6.7K
RQI icon
38
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$180K 0.37%
14,871
+146
+1% +$1.81K
BIT icon
39
BlackRock Multi-Sector Income Trust
BIT
$698M
$167K 0.34%
12,642
+226
+2% +$3.2K
NAD icon
40
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$145K 0.3%
12,115
– –
NEA icon
41
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$142K 0.29%
12,201
– –
AFB
42
AllianceBernstein National Municipal Income Fund
AFB
$313M
$139K 0.28%
12,609
– –
EIM
43
Eaton Vance Municipal Bond Fund
EIM
$491M
$136K 0.28%
13,620
– –
TEI
44
Templeton Emerging Markets Income Fund
TEI
$314M
$135K 0.27%
20,864
+366
+2% +$2.23K
AFCG
45
AFC Gamma
AFCG
$61.4M
$84.5K 0.17%
26,000
– –
CODI icon
46
Compass Diversified
CODI
$758M
– –
-73,293
Closed -$460K
ONL
47
Orion Office REIT
ONL
$150M
– –
-21,281
Closed -$45.3K
PNNT
48
Pennant Park Investment Corp
PNNT
$215M
– –
-68,210
Closed -$467K
VCTR icon
49
Victory Capital Holdings
VCTR
$6.19B
– –
-4,091
Closed -$260K
VZ icon
50
Verizon
VZ
$195B
– –
-10,735
Closed -$464K
1
2

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SMH Capital Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, SMH Capital Advisors held 58 positions worth $49M, up 11% from $44.1M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

SMH Capital Advisors deployed $5.41M of net new capital in Q3 2025, opening 12 new positions and adding to 26 existing holdings. Its largest new stake was Hercules Capital: 40,565 shares worth $727K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 19% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $687K trimmed.

  • SMH Capital Advisors's largest Q3 2025 buy was Hercules Capital: 40,565 shares worth $727K.
  • SMH Capital Advisors added most to State Street SPDR Portfolio High Yield Bond ETF in Q3 2025, an estimated $3.28M increase.
  • SMH Capital Advisors's biggest Q3 2025 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $687K.
  • SMH Capital Advisors fully exited Pennant Park Investment Corp in Q3 2025, selling an estimated $467K.
  • SMH Capital Advisors's ten largest holdings make up 75% of its $49M portfolio in Q3 2025.
  • SMH Capital Advisors opened 12 new positions and closed 7 in Q3 2025.
  • SMH Capital Advisors's portfolio value rose 11% quarter-over-quarter to $49M.

Based on SMH Capital Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.