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SCA
SMH Capital Advisors Portfolio holdings
AUM
$32.9M
1-Year Est. Return
1.53%
This Fund
S&P 500
This Quarter
Est. Return
-2.49%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$49.3M
AUM Growth
-$9.04M
(-15%)
Cap. Flow
-$7.55M
Cap. Flow
% of AUM
-15.32%
Top 10 Holdings %
Top 10 Hldgs %
86.69%
Holding
36
New
5
Increased
6
Reduced
21
Closed
3
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$315K |
| 2 |
Chevron
CVX
|
+$253K |
| 3 |
Pitney Bowes
PBI
|
+$161K |
| 4 |
ExxonMobil
XOM
|
+$62.1K |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$3.45K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MidCap Financial Investment
MFIC
|
+$828K |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$603K |
| 3 |
Apollo Global Management
APO
|
+$507K |
| 4 |
Blackstone
BX
|
+$494K |
| 5 |
Ares Capital
ARCC
|
+$362K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.06% |
| 2 | Technology | 1.6% |
| 3 | Energy | 0.92% |
| 4 | Industrials | 0.87% |
| 5 | Healthcare | 0.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
BlackRock Multi-Sector Income Trust
BIT
$692M
| – | – |
-10,252
| Closed | -$173K |
|
|
27
MidCap Financial Investment
MFIC
$801M
| – | – |
-50,725
| Closed | -$828K |
|
|
28
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| – | – |
-2,075
| Closed | -$603K |
|
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SMH Capital Advisors's Q4 2018 Portfolio in Review
As of Q4 2018, SMH Capital Advisors held 36 positions worth $49.3M, down 15% from $58.3M the previous quarter. Its ten largest holdings account for 87% of the portfolio.
SMH Capital Advisors withdrew a net $7.55M in Q4 2018, closing 3 positions and reducing 21 holdings. Its most notable exit was MidCap Financial Investment, an estimated $828K position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.1% of assets, down from 12% a quarter earlier, followed by Technology and Energy.
Against the trend, SMH Capital Advisors opened a new position in Apple worth $256K.
- SMH Capital Advisors's largest Q4 2018 buy was Apple: 6,492 shares worth $256K.
- SMH Capital Advisors added most to ExxonMobil in Q4 2018, an estimated $62.1K increase.
- SMH Capital Advisors's biggest Q4 2018 reduction was Apollo Global Management, cutting an estimated $507K.
- SMH Capital Advisors fully exited MidCap Financial Investment in Q4 2018, selling an estimated $828K.
- SMH Capital Advisors's ten largest holdings make up 87% of its $49.3M portfolio in Q4 2018.
- SMH Capital Advisors opened 5 new positions and closed 3 in Q4 2018.
- SMH Capital Advisors's portfolio value fell 15% quarter-over-quarter to $49.3M.
Based on SMH Capital Advisors's 13F filing for Q4 2018, filed 29 Jan 2019.