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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Financials 27.27%
2 Consumer Discretionary 7.71%
3 Technology 3.37%
4 Materials 2.66%
5 Healthcare 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKLO
76
Oklo
OKLO
$7.15B
$3.92M 0.58%
+400,100
New +$3.95M
GTPBU
77
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$3.84M 0.57%
387,800
– –
EQD
78
DELISTED
Equity Distribution Acquisition Corp.
EQD
$3.76M 0.55%
+383,316
New +$3.75M
VPCB
79
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$3.67M 0.54%
+372,730
New +$3.66M
NVSAU
80
DELISTED
New Vista Acquisition Corp Unit
NVSAU
$3.67M 0.54%
368,438
+12,850
+4% +$128K
CVIIU
81
DELISTED
Churchill Capital Corp VII Units
CVIIU
$3.46M 0.51%
350,000
– –
NSTC.U
82
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$3.43M 0.51%
348,797
– –
HTPA
83
DELISTED
Highland Transcend Partners I Corp.
HTPA
$3.42M 0.5%
345,518
+15,147
+5% +$148K
GHAC
84
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$3.41M 0.5%
+350,000
New +$3.4M
TMAC.U
85
DELISTED
The Music Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
TMAC.U
$3.33M 0.49%
333,486
+1,686
+0.5% +$16.9K
SVFB
86
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$3.31M 0.49%
337,803
+269,033
+391% +$2.64M
LCAAU
87
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$3.25M 0.48%
328,453
+38,885
+13% +$386K
AMPI.U
88
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$3.23M 0.48%
328,401
– –
SBII.U
89
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$3.09M 0.46%
312,146
– –
SWAGU
90
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$3.03M 0.45%
+300,000
New +$3.01M
LGACU
91
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$3.01M 0.44%
304,585
+50,000
+20% +$496K
GLTA.U
92
DELISTED
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
$3M 0.44%
+300,000
New +$3M
SYM icon
93
Symbotic
SYM
$5.46B
$2.97M 0.44%
302,691
+210,416
+228% +$2.07M
LOKM.U
94
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$2.96M 0.44%
299,403
– –
PLMIU
95
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$2.94M 0.43%
300,000
– –
FACA
96
DELISTED
Figure Acquisition Corp. I
FACA
$2.94M 0.43%
300,000
– –
OHPAU
97
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$2.87M 0.42%
291,010
– –
BRIVU
98
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$2.72M 0.4%
275,000
– –
ASPCU
99
DELISTED
Alpha Capital Acquisition Co Unit
ASPCU
$2.58M 0.38%
258,749
– –
KRNLU
100
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
$2.5M 0.37%
250,380
– –
2 3
4
5 6

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.