Silver Rock Financial’s Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant NSTC.U Stock Holding History

Silver Rock Financial’s Portfolio NSTC.U Stock Details NSTC.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-284,654	Closed	-$2.8M	–	183
2022 Q3	$2.8M	Hold	284,654	–	–	0.61%	67
2022 Q2	$2.79M	Hold	284,654	–	–	0.61%	68
2022 Q1	$2.79M	Hold	284,654	–	–	0.53%	78
2021 Q4	$2.8M	Sell	284,654 -64,143	-18%	-$634K	0.48%	81
2021 Q3	$3.43M	Hold	348,797	–	–	0.51%	82
2021 Q2	$3.47M	Buy	348,797 +98,797	+40%	+$987K	0.56%	75
2021 Q1	$2.48M	Buy	+250,000	New	+$2.5M	0.45%	78

Other funds holding NSTC.U

BCL

Bracebridge Capital LLC Boston, Massachusetts $5.53B AUM 25.79% 1-Year Est. Return

WMSA

Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return

IEQ Capital Foster City, California $21.7B AUM 77.3% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.07B AUM 78.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

DCM

Dupont Capital Management Wilmington, Delaware $2.18M AUM 50.81% 1-Year Est. Return

Silver Rock Financial's NSTC.U Position: Q4 2022 in Review

Silver Rock Financial sold out of Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant (NSTC.U) in Q4 2022, closing a stake of 284,654 shares — an estimated $2.8M sold.

Silver Rock Financial first reported a position in NSTC.U in Q1 2021 and held it in 7 quarters. The position peaked at $3.47M in Q2 2021. 7 funds tracked by Wall St. Rank hold NSTC.U as of Q4 2022.

Silver Rock Financial reported no remaining Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant position as of Q4 2022 after selling out during the quarter.
Silver Rock Financial sold 284,654 Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant shares in Q4 2022, an estimated $2.8M.
Silver Rock Financial first reported a position in Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant in Q1 2021 and held it in 7 quarters.
Silver Rock Financial's Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant position peaked at $3.47M in Q2 2021.
7 funds tracked by Wall St. Rank held Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant as of Q4 2022.

Based on Silver Rock Financial's 13F filing for Q4 2022, filed 14 Feb 2023.