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SRF

Silver Rock Financial Portfolio holdings

AUM $46.4M
1-Year Est. Return 13.94%
This Fund
S&P 500
This Quarter Est. Return
-14.03%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$16.3M
AUM Growth
-$35.5M
Cap. Flow
-$34.5M
Cap. Flow %
-211.19%
Top 10 Hldgs %
97.95%
Holding
95
New
7
Increased
–
Reduced
49
Closed
31

Top Buys

Rank Stock Value
1
AMBP icon
Ardagh Metal Packaging
AMBP
+$4.09M
2
NRDY icon
Nerdy
NRDY
+$76.7K
3
ALUR.WS
Allurion Technologies Warrants
ALUR.WS
+$71.2K
4
LZM.WS icon
Lifezone Metals Ltd Warrants
LZM.WS
+$41.1K
5
CCGWW
Cheche Group Inc Warrant
CCGWW
+$29.2K

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$5.19M
2
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$5.18M
3
ZLS
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
+$5.07M
4
CORS
Corsair Partnering Corporation
CORS
+$4.46M
5
OKLO
Oklo
OKLO
+$3.92M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 22.32%
2 Miscellaneous 21.27%
3 Technology 20.95%
4 Consumer Staples 18.91%
5 Financials 13.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBP icon
1
Ardagh Metal Packaging
AMBP
$2.99B
$3.64M 22.32%
+1,164,020
New +$4.09M
BRCC icon
2
BRC Inc
BRCC
$125M
$3.09M 18.91%
85,999
-25,000
-23% -$1.1M
EVBG
3
DELISTED
Everbridge, Inc. Common Stock
EVBG
$2.89M 17.71%
129,000
– –
LCW
4
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$2.28M 13.99%
214,608
-150,590
-41% -$1.59M
PRST
5
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$463K 2.84%
323,968
– –
LUMN icon
6
Lumen
LUMN
$6.98B
$419K 2.56%
294,867
– –
ALUR.WS
7
DELISTED
Allurion Technologies Warrants
ALUR.WS
$78.5K 0.48%
+86,285
New +$71.2K
NRDY icon
8
Nerdy
NRDY
$79.5M
$65.4K 0.4%
+1,179
New +$76.7K
LZM.WS icon
9
Lifezone Metals Ltd Warrants
LZM.WS
$55.9K 0.34%
+47,386
New +$41.1K
MTAL.WS
10
DELISTED
Metals Acquisition Limited Warrants to purchase one share of Ordinary Share, each at an exercise price of $11.50 per share
MTAL.WS
$34.1K 0.21%
16,950
-15,687
-48% -$26.9K
ZPTAW
11
DELISTED
Zapata Computing Holdings Inc. Warrant
ZPTAW
$32.6K 0.2%
103,241
-32,380
-24% -$8.6K
AAC.WS
12
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$29.4K 0.18%
44,430
-38,486
-46% -$30.5K
PRSTW
13
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$24.9K 0.15%
500,000
– –
CCGWW
14
Cheche Group Inc Warrant
CCGWW
$18.8K 0.12%
+94,060
New +$29.2K
ACAQ.WS
15
DELISTED
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
$17.6K 0.11%
48,872
-43,608
-47% -$9.73K
PGYWW
16
Pagaya Technologies Ltd Warrants
PGYWW
$871K
$16.2K 0.1%
46,390
-78,387
-63% -$30.1K
CVIIW
17
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$12.1K 0.07%
39,401
-30,599
-44% -$7.48K
AONCW
18
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$11.6K 0.07%
70,534
-110,683
-61% -$25.6K
SLAMW
19
DELISTED
Slam Corp. warrant
SLAMW
$8.84K 0.05%
70,401
-54,599
-44% -$9.68K
FIACW
20
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$7.9K 0.05%
98,774
-61,004
-38% -$4.54K
ARQQW
21
DELISTED
Arqit Quantum Warrants
ARQQW
$7.59K 0.05%
42,139
-56,325
-57% -$16.8K
COCHW icon
22
Envoy Medical Warrant
COCHW
$7.3K 0.04%
81,975
-127,874
-61% -$7.78K
NPABW
23
DELISTED
New Providence Acquisition Corp. II Warrant
NPABW
$6.67K 0.04%
116,859
-31,952
-21% -$2.41K
APGB.WS
24
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$6.63K 0.04%
84,420
-65,580
-44% -$7.81K
BNAIW
25
Brand Engagement Network Warrant
BNAIW
$1.15M
$6.37K 0.04%
79,596
-128,341
-62% -$6.57K
1
2 3 4

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Silver Rock Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Silver Rock Financial held 95 positions worth $16.3M, down 68% from $51.8M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Silver Rock Financial withdrew a net $34.5M in Q3 2023, closing 31 positions and reducing 49 holdings. Its most notable exit was Comcast, an estimated $5.19M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 22% of assets, followed by Miscellaneous and Technology.

Against the trend, Silver Rock Financial opened a new position in Ardagh Metal Packaging worth $3.64M.

  • Silver Rock Financial's largest Q3 2023 buy was Ardagh Metal Packaging: 1,164,020 shares worth $3.64M.
  • Silver Rock Financial's biggest Q3 2023 reduction was Learn CW Investment Corporation Class A Ordinary Shares, cutting an estimated $1.59M.
  • Silver Rock Financial fully exited Comcast in Q3 2023, selling an estimated $5.19M.
  • Silver Rock Financial's ten largest holdings make up 98% of its $16.3M portfolio in Q3 2023.
  • Silver Rock Financial opened 7 new positions and closed 31 in Q3 2023.
  • Silver Rock Financial's portfolio value fell 68% quarter-over-quarter to $16.3M.

Based on Silver Rock Financial's 13F filing for Q3 2023, filed 14 Nov 2023.