SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+4.3%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$121M
AUM Growth
+$121M
Cap. Flow
-$37.9M
Cap. Flow %
-31.2%
Top 10 Hldgs %
75.23%
Holding
38
New
3
Increased
1
Reduced
12
Closed
7

Top Buys

1
IMUX icon
Immunic
IMUX
$2.26M
2
QCOM icon
Qualcomm
QCOM
$1.35M
3
VER
VEREIT, Inc.
VER
$158K
4
YELL
Yellow Corporation Common Stock
YELL
$15K

Top Sells

1
MCD icon
McDonald's
MCD
$8.82M
2
AGFS
AgroFresh Solutions, Inc. Common Stock
AGFS
$5.05M
3
DF
Dean Foods Company
DF
$4.23M
4
BHP icon
BHP
BHP
$3.54M
5
GNC
GNC Holdings, Inc.
GNC
$3.02M

Sector Composition

1 Technology 26.79%
2 Consumer Discretionary 20.05%
3 Materials 3.95%
4 Energy 2.59%
5 Industrials 2.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMC
1
DELISTED
EMC CORPORATION
EMC
$14.9M 12.27% 580,000 – –
GPIAU
2
DELISTED
GP Investments Acquisition Corp. Unit
GPIAU
$12.4M 10.25% 1,250,000 – –
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$11M 9.07% 431,875 – –
AAPL icon
4
Apple
AAPL
$3.45T
$10.9M 9.02% 104,000 – –
GRSHU
5
DELISTED
Gores Holdings, Inc.
GRSHU
$10M 8.24% 1,000,000 – –
MCD icon
6
McDonald's
MCD
$224B
$8.27M 6.81% 70,000 -74,605 -52% -$8.82M
AAPC
7
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$7.65M 6.3% 754,907 – –
KITE
8
DELISTED
Kite Pharma, Inc.
KITE
$6.73M 5.54% 109,199 -30,026 -22% -$1.85M
HCACU
9
DELISTED
Hennessy Capital Acquisition Corp. Unit
HCACU
$4.9M 4.04% 500,000 – –
CPRI icon
10
Capri Holdings
CPRI
$2.45B
$4.49M 3.7% 112,000 -1,000 -0.9% -$40.1K
WLL
11
DELISTED
Whiting Petroleum Corporation
WLL
$3.15M 2.59% 333,500 – –
HAR
12
DELISTED
Harman International Industries
HAR
$2.97M 2.44% 31,500 -13,500 -30% -$1.27M
AGFS
13
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$2.65M 2.18% 417,944 -797,660 -66% -$5.05M
GNC
14
DELISTED
GNC Holdings, Inc.
GNC
$2.57M 2.11% 82,755 -97,245 -54% -$3.02M
PNK
15
DELISTED
Pinnacle Entertainment Inc.
PNK
$2.57M 2.11% 82,500 – –
IMUX icon
16
Immunic
IMUX
$80.9M
$2.26M 1.86% +196,178 New +$2.26M
CSTM icon
17
Constellium
CSTM
$2.02B
$2.15M 1.77% 278,954 -106,046 -28% -$817K
VER
18
DELISTED
VEREIT, Inc.
VER
$2.11M 1.74% 266,147 +20,000 +8% +$158K
TWTR
19
DELISTED
Twitter, Inc.
TWTR
$1.59M 1.31% 68,901 – –
QCOM icon
20
Qualcomm
QCOM
$173B
$1.35M 1.11% +27,000 New +$1.35M
DGI
21
DELISTED
DigitalGlobe Inc.
DGI
$1.2M 0.99% 76,764 -4,049 -5% -$63.4K
ATVI
22
DELISTED
Activision Blizzard Inc.
ATVI
$1.16M 0.96% 30,000 -10,000 -25% -$387K
WBMD
23
DELISTED
WebMD Health Corp.
WBMD
$996K 0.82% 20,623 – –
DF
24
DELISTED
Dean Foods Company
DF
$857K 0.71% 50,000 -247,000 -83% -$4.23M
AGFSW
25
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$673K 0.55% 673,802 -36,500 -5% -$36.5K
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