SRF
Silver Rock Financial Portfolio holdings
AUM
$46.4M
Turnover
4.55%
1-Year Est. Return
13.94%
This Fund
S&P 500
This Quarter
Est. Return
+9.66%
1 Year Est. Return
-13.94%
3 Year Est. Return
-2.58%
5 Year Est. Return
+11.45%
10 Year Est. Return
–
AUM
$266M
AUM Growth
-$85M
(-24%)
Cap. Flow
-$25.3M
Cap. Flow
% of AUM
-9.51%
Top 10 Holdings %
Top 10 Hldgs %
95.72%
Holding
20
New
1
Increased
1
Reduced
3
Closed
3
Avg Time Held Equity + Options
1.5
years
Top 10 Avg Time Held Equity + Options
0.7
years
Top 20 Avg Time Held Equity + Options
1
year
Avg Time Held Equity only
1.6
years
Top 10 Avg Time Held Equity only
0.6
years
Top 20 Avg Time Held Equity only
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Custom Truck One Source
CTOS
|
+$1.22M |
| 2 |
EIGI
Endurance International Group Holdings, Inc.
EIGI
|
+$1.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ADT
ADT
|
+$12.8M |
| 2 |
Vertiv
VRT
|
+$7.57M |
| 3 |
Constellium
CSTM
|
+$6.9M |
| 4 |
GSAH.WS
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
|
+$336K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 73.33% |
| 2 | Materials | 9.84% |
| 3 | Communication Services | 7.44% |
| 4 | Consumer Discretionary | 5.06% |
| 5 | Energy | 2.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
| $143M | 53.8% |
445,000
-25,800
| -5% | -$7.94M |
2018 Q3
5 quarters
|
|
2
PUT
iShares Russell 2000 ETF
IWM
$76.4B
| $23.9M | 8.96% |
144,000
-492,000
| -77% | -$77.8M |
2019 Q1
3 quarters
|
|
3
PUT
United States Oil Fund
USO
$1.97B
| $18.6M | 6.98% |
181,400
| – | – |
2019 Q1
3 quarters
|
|
4
Lumen Technologies, Inc. Common Stock
LUMN
$4.69B
| $15.6M | 5.85% |
1,179,217
| – | – |
2017 Q2
10 quarters
|
|
|
ARD
5
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
| $13.5M | 5.06% |
688,786
| – | – |
2017 Q1
11 quarters
|
|
6
CF Industries
CF
$18.1B
| $10.6M | 3.98% |
222,000
| – | – |
2019 Q2
2 quarters
|
|
|
GMHIU
7
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
| $9.54M | 3.58% |
900,000
| – | – |
2019 Q1
3 quarters
|
|
8
Huntsman Corp
HUN
$1.45B
| $8.15M | 3.06% |
337,631
| – | – |
2018 Q4
4 quarters
|
|
|
9
Constellium
CSTM
$3.44B
| $7.45M | 2.8% |
556,234
-500,000
| -47% | -$6.9M |
2017 Q4
8 quarters
|
|
10
Range Resources
RRC
$9.78B
| $4.36M | 1.64% |
900,000
| – | – |
2017 Q4
8 quarters
|
|
|
EIGI
11
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $3.52M | 1.32% |
750,000
+247,572
| +49% | +$1.02M |
2017 Q2
10 quarters
|
|
|
LGF.A
12
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $1.72M | 0.65% |
161,378
| – | – |
2019 Q2
2 quarters
|
|
|
LGF.B
13
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $1.49M | 0.56% |
150,000
| – | – |
2019 Q2
2 quarters
|
|
14
DELISTED
Vital Energy
VTLE
| $1.43M | 0.54% |
24,970
| – | – |
2018 Q4
4 quarters
|
|
|
15
Custom Truck One Source
CTOS
$2.11B
| $1.14M | 0.43% |
+277,868
| New | +$1.22M |
2019 Q4
0 quarters
|
|
16
Cartesian Therapeutics
RNAC
$192M
| $1.09M | 0.41% |
15,262
| – | – |
2016 Q4
12 quarters
|
|
17
Globalstar
GSAT
$10.7B
| $1.01M | 0.38% |
128,941
| – | – |
2016 Q4
12 quarters
|
|
|
18
ADT
ADT
$4.82B
| – | – |
-2,036,920
| Closed | -$12.8M | – |
|
|
19
Vertiv
VRT
$85.8B
| – | – |
-741,729
| Closed | -$7.57M | – |
|
|
GSAH.WS
20
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
| – | – |
-247,241
| Closed | -$336K | – |
|
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Silver Rock Financial's Q4 2019 Portfolio in Review
As of Q4 2019, Silver Rock Financial held 20 positions worth $266M, down 24% from $351M the previous quarter. Its ten largest holdings account for 96% of the portfolio.
Silver Rock Financial withdrew a net $25.3M in Q4 2019, closing 3 positions and reducing 3 holdings. Its most notable exit was ADT, an estimated $12.8M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, down from 75% a quarter earlier, followed by Materials and Communication Services.
Against the trend, Silver Rock Financial opened a new position in Custom Truck One Source worth $1.14M.
- Silver Rock Financial's largest Q4 2019 buy was Custom Truck One Source: 277,868 shares worth $1.14M.
- Silver Rock Financial added most to Endurance International Group Holdings, Inc. in Q4 2019, an estimated $1.02M increase.
- Silver Rock Financial's biggest Q4 2019 reduction was Constellium, cutting an estimated $6.9M.
- Silver Rock Financial fully exited ADT in Q4 2019, selling an estimated $12.8M.
- Silver Rock Financial's ten largest holdings make up 96% of its $266M portfolio in Q4 2019.
- Silver Rock Financial opened 1 new position and closed 3 in Q4 2019.
- Silver Rock Financial's portfolio value fell 24% quarter-over-quarter to $266M.
Based on Silver Rock Financial's 13F filing for Q4 2019, filed 14 Feb 2020.