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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+19.45%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$541M
AUM Growth
-$236M
Cap. Flow
-$274M
Cap. Flow %
-50.76%
Top 10 Hldgs %
86.74%
Holding
41
New
3
Increased
5
Reduced
9
Closed
10

Top Buys

Rank Stock Value
1
KITE
Kite Pharma, Inc.
KITE
+$20.1M
2
CCS icon
Century Communities
CCS
+$2.4M
3
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
+$1.37M
4
BRSS
Global Brass & Copper Hldgs, Inc
BRSS
+$1.09M
5
TWTR
Twitter, Inc.
TWTR
+$1.07M

Top Sells

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$32.5M
2
DVN icon
Devon Energy
DVN
+$12.7M
3
ABBV icon
AbbVie
ABBV
+$11.6M
4
LE icon
Lands' End
LE
+$10.3M
5
RGC
Regal Entertainment Group
RGC
+$6.96M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.83%
2 Industrials 4.99%
3 Technology 4.83%
4 Consumer Staples 1.7%
5 Communication Services 1.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$324M 59.87%
1,575,000
-825,000
-34% -$166M
DRII
2
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$30.1M 5.57%
1,079,689
– –
KITE
3
DELISTED
Kite Pharma, Inc.
KITE
$27.5M 5.08%
+476,563
New +$20.1M
MCD icon
4
McDonald's
MCD
$190B
$17M 3.14%
181,000
+6,000
+3% +$562K
GNC
5
DELISTED
GNC Holdings, Inc.
GNC
$13.6M 2.51%
289,188
-130,677
-31% -$5.48M
ADT
6
DELISTED
ADT Corp
ADT
$13.4M 2.48%
370,000
-22,000
-6% -$757K
AAPL icon
7
Apple
AAPL
$4.8T
$11.5M 2.12%
416,000
-32,000
-7% -$871K
DF
8
DELISTED
Dean Foods Company
DF
$9.21M 1.7%
475,000
-152,900
-24% -$2.43M
BRSS
9
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$8.66M 1.6%
658,000
+83,000
+14% +$1.09M
CMLS
10
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$8.14M 1.5%
240,411
+45,898
+24% +$1.37M
EMC
11
DELISTED
EMC CORPORATION
EMC
$7.5M 1.39%
252,000
– –
NXEO
12
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$7.18M 1.33%
700,000
– –
SBGI icon
13
Sinclair Inc
SBGI
$1.02B
$6.16M 1.14%
225,000
-155,000
-41% -$4.22M
ACSF
14
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$5.39M 1%
445,000
– –
HAR
15
DELISTED
Harman International Industries
HAR
$3.31M 0.61%
31,000
– –
DGI
16
DELISTED
DigitalGlobe Inc.
DGI
$2.83M 0.52%
91,412
-30,563
-25% -$860K
AFMD
17
DELISTED
Affimed
AFMD
$2.6M 0.48%
41,932
-3,068
-7% -$175K
TWTR
18
DELISTED
Twitter, Inc.
TWTR
$2.47M 0.46%
68,901
+25,251
+58% +$1.07M
CCS icon
19
Century Communities
CCS
$1.84B
$2.43M 0.45%
+140,500
New +$2.4M
VER
20
DELISTED
VEREIT, Inc.
VER
$2.23M 0.41%
49,229
-663,351
-93% -$32.5M
PNK
21
DELISTED
Pinnacle Entertainment Inc.
PNK
$1.84M 0.34%
82,500
– –
WBMD
22
DELISTED
WebMD Health Corp.
WBMD
$816K 0.15%
20,623
– –
ATVI
23
DELISTED
Activision Blizzard
ATVI
$806K 0.15%
40,000
– –
TBT icon
24
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$289M
$706K 0.13%
15,221
+4,000
+36% +$204K
APOL
25
DELISTED
Apollo Education Group Inc Class A
APOL
$682K 0.13%
20,000
– –
1
2

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Silver Rock Financial's Q4 2014 Portfolio in Review

As of Q4 2014, Silver Rock Financial held 41 positions worth $541M, down 30% from $777M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Silver Rock Financial withdrew a net $274M in Q4 2014, closing 10 positions and reducing 9 holdings. Its most notable exit was Devon Energy, an estimated $12.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.8% of assets, up from 7.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Silver Rock Financial opened a new position in Kite Pharma, Inc. worth $27.5M.

  • Silver Rock Financial's largest Q4 2014 buy was Kite Pharma, Inc.: 476,563 shares worth $27.5M.
  • Silver Rock Financial added most to Cumulus Media Inc. Class A Common Stock in Q4 2014, an estimated $1.37M increase.
  • Silver Rock Financial's biggest Q4 2014 reduction was VEREIT, Inc., cutting an estimated $32.5M.
  • Silver Rock Financial fully exited Devon Energy in Q4 2014, selling an estimated $12.7M.
  • Silver Rock Financial's ten largest holdings make up 87% of its $541M portfolio in Q4 2014.
  • Silver Rock Financial opened 3 new positions and closed 10 in Q4 2014.
  • Silver Rock Financial's portfolio value fell 30% quarter-over-quarter to $541M.

Based on Silver Rock Financial's 13F filing for Q4 2014, filed 17 Feb 2015.