SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+3.12%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$212M
AUM Growth
+$212M
Cap. Flow
+$65.4M
Cap. Flow %
30.84%
Top 10 Hldgs %
71.22%
Holding
27
New
6
Increased
12
Reduced
–
Closed
4

Top Buys

1
ARCH
Arch Resources, Inc.
ARCH
$13.7M
2
HGV icon
Hilton Grand Vacations
HGV
$10.1M
3
HOUS icon
Anywhere Real Estate
HOUS
$7.68M
4
CF icon
CF Industries
CF
$7.33M
5
THC icon
Tenet Healthcare
THC
$6.42M

Top Sells

1
TWNK
Hostess Brands, Inc. Class A Common Stock
TWNK
$6.51M
2
HAR
Harman International Industries
HAR
$5.93M
3
DSKE
Daseke, Inc. Common Stock
DSKE
$5.04M
4
HCACW
Hennessy Capital Acquisition Corp. II
HCACW
$386K

Sector Composition

1 Energy 18.04%
2 Communication Services 17.73%
3 Real Estate 10.64%
4 Healthcare 10.38%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WLL
1
DELISTED
Whiting Petroleum Corporation
WLL
$24.6M 11.59% 2,600,382 +496,000 +24% +$4.69M
HOUS icon
2
Anywhere Real Estate
HOUS
$684M
$22.6M 10.64% 758,000 +258,000 +52% +$7.68M
MSGN
3
DELISTED
MSG Networks Inc.
MSGN
$18.3M 8.64% 787,000 +210,500 +37% +$4.9M
DISH
4
DELISTED
DISH Network Corp.
DISH
$16.7M 7.86% 262,500 +22,000 +9% +$1.4M
ARCH
5
DELISTED
Arch Resources, Inc.
ARCH
$13.7M 6.46% +198,600 New +$13.7M
RMNI icon
6
Rimini Street
RMNI
$401M
$12.5M 5.87% 1,250,000 – –
THC icon
7
Tenet Healthcare
THC
$16.3B
$12.3M 5.82% 697,700 +363,000 +108% +$6.42M
GTYHU
8
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$10.3M 4.85% 1,000,000 – –
HGV icon
9
Hilton Grand Vacations
HGV
$4.24B
$10.1M 4.75% +351,726 New +$10.1M
HUNTU
10
DELISTED
Hunter Maritime Acquisition Corp. Unit
HUNTU
$10.1M 4.74% 1,000,000 – –
RNAC icon
11
Cartesian Therapeutics
RNAC
$261M
$9.68M 4.56% 677,025 +215,949 +47% +$3.09M
CF icon
12
CF Industries
CF
$14B
$9.39M 4.42% 319,800 +249,800 +357% +$7.33M
ALLY icon
13
Ally Financial
ALLY
$12.6B
$8.83M 4.16% 434,479 +234,479 +117% +$4.77M
ARD
14
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
$6.03M 2.84% +275,000 New +$6.03M
LVLT
15
DELISTED
Level 3 Communications Inc
LVLT
$5.72M 2.7% 99,982 +7,237 +8% +$414K
ASC icon
16
Ardmore Shipping
ASC
$473M
$5.47M 2.58% 683,900 +283,900 +71% +$2.27M
TWNKW
17
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$5.02M 2.37% 1,800,000 +800,000 +80% +$2.23M
CWEN.A icon
18
Clearway Energy Class A
CWEN.A
$3.32B
$3.83M 1.8% +220,530 New +$3.83M
CWEN icon
19
Clearway Energy Class C
CWEN
$3.51B
$3.24M 1.53% +183,296 New +$3.24M
GSAT icon
20
Globalstar
GSAT
$3.79B
$2.59M 1.22% 1,630,000 +130,000 +9% +$207K
NNA
21
DELISTED
Navios Maritime Acquisition Corporation
NNA
$1M 0.47% +583,480 New +$1M
GPIAW
22
DELISTED
GP Investments Acquisition Corp
GPIAW
$250K 0.12% 625,000 – –
SPY icon
23
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
DSKE
24
DELISTED
Daseke, Inc. Common Stock
DSKE
– – -500,000 Closed -$5.04M
TWNK
25
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– – -500,000 Closed -$6.51M
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